SolarWindow Files 10-K Amendment

TL;DR

SolarWindow filed its 2024 10-K amendment. Check it for updates.

AI Summary

SolarWindow Technologies, Inc. filed an amendment (No. 1) to its annual report on Form 10-K for the fiscal year ended August 31, 2024. The filing, dated December 5, 2024, provides updated information for the company, previously known as New Energy Technologies, Inc. and Octillion Corp.

Why It Matters

This filing provides updated financial and operational information for SolarWindow Technologies, Inc. for the fiscal year ending August 31, 2024, which is crucial for investors to assess the company's performance and outlook.

Risk Assessment

Risk Level: medium — As a 10-K/A filing, it indicates an amendment to a previous report, suggesting potential for revised information or corrections that could impact investor understanding.

Key Numbers

• 0831 — Fiscal Year End (Indicates the end of the reporting period for the annual report.)

Key Players & Entities

• SolarWindow Technologies, Inc. (company) — Registrant
• August 31, 2024 (date) — Fiscal year end
• December 5, 2024 (date) — Filing date
• New Energy Technologies, Inc. (company) — Former company name
• Octillion Corp (company) — Former company name
• 9375 E. Shea Blvd., Suite 107-B Scottsdale, Arizona 85260 (address) — Principal executive offices

FAQ

Key Financial Figures

• $6,065,000 — econd quarter on February 29, 2024, was $6,065,000. As of November 19, 2024, 53,198,399 s
• $0 — 8,399 shares of common stock, par value $0.001, were outstanding. DOCUMENTS INCOR

Filing Documents

• f10ka_120424.htm (10-K/A) — 28KB
• exh_311.htm (EX-31.1) — 3KB
• exh_312.htm (EX-31.2) — 3KB
• 0001171843-24-006767.txt ( ) — 36KB

CYBERSECURITY

Item 1C. CYBERSECURITY As of the date of this Annual Report, we believe that we have limited risks associated with a breach in cybersecurity. Risks from cybersecurity threats, including as a result of any previous cybersecurity incidents (of which we are not aware of any), have not materially affected or are not reasonably likely to materially affect the Company, including its business strategy, results of operations, or financial condition. Risk management and strategy. We have not established specific processes for assessing, identifying, and managing material risks from cybersecurity threats or engaged third parties to assess such risks. However, if exposed to such a risk, we would assess any potential unauthorized attempts to access our information systems that may result in adverse effects on the confidentiality, integrity, or availability of those systems. While we lack a formal risk assessment policy or analysis and no process has been integrated into our management system, a risk assessment would likely include identification of any reasonably foreseeable internal and external risks, any likelihood and potential damage that could result from such risks, and whether existing safeguards are sufficient to manage such risks. If appropriate and necessary, we would implement reasonable safeguards to minimize identified risks and address any identified gaps in existing systems. Primary responsibility for assessing any cybersecurity risks rests with our management, who would report any threat to our board of directors. To date, we have not encountered cybersecurity threats or challenges that have materially impaired our operations, business strategy or financial condition. PART IV

EXHIBITS, FINANCIAL STATEMENT SCHEDULES

ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES (b) Exhibit Index The following is a list of exhibits filed as part of this Form 10-K/A. EXHIBIT NUMBER DESCRIPTION 31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of the Interim Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. *Filed herewith this Amendment No. 1.

SIGNATURES

SIGNATURES Pursuant to the requirements of Sections 13 or 15(d) of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SolarWindow Technologies, Inc. By: /S/ Amit Singh Amit Singh Chief Executive Officer (Principal Executive Officer) Date: December 5, 2024 By /S/ Justin Frere, CPA Justin Frere, CPA Interim Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) Date: December 5, 2024

View Full Filing

View this 10-K/A filing on SEC EDGAR