WisdomTree, Inc. Files 8-K on Security Holder Votes
Ticker: WT · Form: 8-K · Filed: Jun 17, 2024 · CIK: 880631
| Field | Detail |
|---|---|
| Company | Wisdomtree, Inc. (WT) |
| Form Type | 8-K |
| Filed Date | Jun 17, 2024 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, filing, shareholder-vote
Related Tickers: WT
TL;DR
WisdomTree filed an 8-K for shareholder votes - watch for governance changes.
AI Summary
On June 12, 2024, WisdomTree, Inc. filed an 8-K report detailing the submission of matters to a vote of security holders. The filing also includes other events and financial statements and exhibits. The company's previous name was WisdomTree Investments, Inc., with a name change effective April 1, 2009.
Why It Matters
This filing indicates that WisdomTree, Inc. is engaging in corporate actions requiring shareholder approval, which could impact the company's governance and strategic direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate events and does not immediately suggest significant financial or operational risks.
Key Players & Entities
- WisdomTree, Inc. (company) — Registrant
- WisdomTree Investments, Inc. (company) — Former company name
- June 12, 2024 (date) — Date of earliest event reported
- April 1, 2009 (date) — Date of name change
FAQ
What specific matters were submitted to a vote of WisdomTree, Inc. security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
What is the significance of the "Other Events" section in this 8-K filing?
The "Other Events" section typically covers significant events that the company deems important enough to report to investors, but the specific events are not detailed in this excerpt.
When did WisdomTree, Inc. officially change its name from WisdomTree Investments, Inc.?
The name change from WisdomTree Investments, Inc. to WisdomTree, Inc. was effective on April 1, 2009.
What is the SIC code for WisdomTree, Inc.?
The Standard Industrial Classification (SIC) code for WisdomTree, Inc. is 6211, which corresponds to SECURITY BROKERS, DEALERS & FLOTATION COMPANIES.
What is the filing date of this 8-K report?
The 8-K report was filed as of June 17, 2024.
Filing Stats: 1,103 words · 4 min read · ~4 pages · Grade level 9.8 · Accepted 2024-06-17 16:23:07
Key Financial Figures
- $0.01 — e on which registered Common Stock, $0.01 par value WT The New York Stock Excha
Filing Documents
- x6172428k.htm (8-K) — 49KB
- ex99_1.htm (EX-99.1 CHARTER) — 12KB
- wtt_logo.jpg (GRAPHIC) — 10KB
- 0001214659-24-011030.txt ( ) — 297KB
- wt-20240612.xsd (EX-101.SCH) — 4KB
- wt-20240612_def.xml (EX-101.DEF) — 26KB
- wt-20240612_lab.xml (EX-101.LAB) — 36KB
- wt-20240612_pre.xml (EX-101.PRE) — 25KB
- x6172428k_htm.xml (XML) — 6KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On June 12, 2024, WisdomTree, Inc. (the "Company") held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"). The Company's stockholders voted on five proposals (each described in detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 29, 2024) at the 2024 Annual Meeting. First Coast Results, Inc., the independent inspector of election (the "Inspector of Election") for the 2024 Annual Meeting, delivered its final vote tabulation on June 17, 2024 that certified the final voting results for each of the matters that were submitted to a vote at the 2024 Annual Meeting. Set forth below are the final voting results as provided by the Inspector of Election. Each stockholder of record was entitled to one vote per share of common stock on each proposal. On April 19, 2024, the record date for the 2024 Annual Meeting (the "Record Date"), there were 151,818,674 shares of common stock outstanding. Present at the 2024 Annual Meeting in person or by proxy were holders of shares of common stock representing an aggregate of 138,825,191 votes, or 91.4% of the voting power entitled to vote at the 2024 Annual Meeting as of the Record Date, constituting a quorum. There were no broker non-votes regarding any of the proposals. Proposal 1. To elect nine members of the Company's Board of Directors, to serve until the 2025 annual meeting of stockholders. WisdomTree Nominees For % Voted For (1) Against Abstain LYNN S. BLAKE 137,888,532 99.80% 275,828 84,374 ANTHONY BOSSONE 117,239,010 84.85% 20,940,487 69,239 SMITA CONJEEVARAM 137,769,538 99.73% 366,669 112,527 RILLA DELORIER 137,818,792 99.76% 338,014 111,709 DANIELA MIELKE 137,825,147 99.77% 312,874 110,715 SHAMLA NAIDOO 137,625,464 99.63% 512,265 111,007 WIN NEUGER 117,216,424 84.83% 20,962,068 70,245 TONIA PANKOPF 137,167,907 99.48% 710,704 370,
01 Other Events
Item 8.01 Other Events. On June 12, 2024, the Company issued a press release announcing the preliminary results of the 2024 Annual Meeting described in Item 5.07 above. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits: Exhibit No. Description 99.1 Press release issued by WisdomTree, Inc., dated June 12, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 3
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WISDOMTREE, INC. Date: June 17, 2024 By: /s/ Marci Frankenthaler Marci Frankenthaler Chief Legal Officer 4