WisdomTree, Inc. Files 8-K Report

TL;DR

WisdomTree filed an 8-K on 8/11/25, mostly procedural stuff, check full doc for deets.

AI Summary

On August 11, 2025, WisdomTree, Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits," with no specific material events detailed in the provided text. The company, previously known as WisdomTree Investments, Inc., is incorporated in Delaware and has its principal business address in New York.

Why It Matters

This 8-K filing indicates that WisdomTree, Inc. has submitted required regulatory documentation. Investors should review the full filing for details on any significant events or financial updates.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report with no immediate indication of significant negative events.

Key Numbers

• 001-10932 — Commission File Number (Identifier for SEC filings)
• 13-3487784 — IRS Employer Identification No. (Company tax identification number)

Key Players & Entities

• WisdomTree, Inc. (company) — Registrant
• WisdomTree Investments, Inc. (company) — Former company name
• August 11, 2025 (date) — Date of Report
• Delaware (jurisdiction) — State of Incorporation
• New York (location) — Business Address City

FAQ

Key Financial Figures

• $0.01 — e on which registered Common Stock, $0.01 par value WT The New York Stock Exc
• $400 million — market conditions and other factors, of $400 million aggregate principal amount of convertib
• $275.0 million — the Notes. The Company intends to use $275.0 million of the net proceeds from the offering o
• $25.8 million — om the offering to repurchase up to all $25.8 million in aggregate principal amount of its re
• $80.0 million — le senior notes due 2028, approximately $80.0 million of the net proceeds from the offering t

Filing Documents

• i8112508k.htm (8-K) — 32KB
• ex99_1.htm (EX-99.1) — 18KB
• wtt_logo.jpg (GRAPHIC) — 10KB
• 0001214659-25-011803.txt ( ) — 233KB
• wt-20250811.xsd (EX-101.SCH) — 3KB
• wt-20250811_lab.xml (EX-101.LAB) — 33KB
• wt-20250811_pre.xml (EX-101.PRE) — 22KB
• i8112508k_htm.xml (XML) — 4KB

01. Other Events

Item 8.01. Other Events. On August 11, 2025, WisdomTree, Inc. (the "Company") issued a press release announcing that it had commenced a private offering, subject to market conditions and other factors, of $400 million aggregate principal amount of convertible senior notes due 2030 (the "Notes") to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. Neither this Current Report on Form 8-K nor the press release constitutes an offer to sell, or the solicitation of an offer to buy, the Notes or the shares of the Company's common stock, if any, issuable upon conversion of the Notes. The Company intends to use $275.0 million of the net proceeds from the offering of the Notes to pay the closing consideration for its previously announced acquisition of Ceres Partners, LLC (the "Acquisition"). The Company also intends to use a portion of the net proceeds from the offering to repurchase up to all $25.8 million in aggregate principal amount of its remaining outstanding 5.75% convertible senior notes due 2028, approximately $80.0 million of the net proceeds from the offering to repurchase shares of the Company's common stock from certain purchasers of the Notes, and the remainder of the net proceeds from the offering, if any, for working capital and other general corporate purposes, which may include the repayment of indebtedness, including under its 3.25% convertible senior notes due 2026 and its 3.25% convertible senior notes due 2029. If the Acquisition is not consummated, the Company intends to use the proceeds it would have otherwise used to finance the Acquisition for general corporate purposes as described above.

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits: Exhibit No. Description 99.1 Press release, dated August 11, 2025, issued by WisdomTree, Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) Cautionary Statement Regarding Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements that are based on the Company's management's beliefs and assumptions and on information currently available to management. These forward-looking statements are reasonable, these statements relate to future events or the Company's future financial performance, and involve known and unknown risks, uncertainties and other factors that may cause actual results, levels of activity, performance or achievements to be materially different from any future results, levels of activity, performance or achievements expressed or implied by these forward-looking statements. In some cases, you can identify forward-looking statements by terminology such as "may," "will," "should," "expects," "intends," "plans," "anticipates," "believes," "estimates," "predicts," "potential," "continue" or the negative of these terms or other comparable terminology. These statements are only predictions. You should not place undue reliance on forward-looking control and which could materially affect results. Factors that may cause actual results to differ materially from current expectations include, among other things, the risks described below. If one or more of these or other risks or uncertainties occur, or if the Company's underlying assumptions prove to be incorrect, actual events or results may vary significantly from those implied or projected by the forward-looking

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WisdomTree, Inc. Date: August 11, 2025 By: /s/ Bryan Edmiston Bryan Edmiston Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR