WisdomTree Files Proxy Statement Amendment

TL;DR

WisdomTree filed an amendment to its proxy statement, more info for shareholders.

AI Summary

WisdomTree, Inc. filed a Definitive Additional Materials filing (DEFA14A) on April 29, 2024. This filing is an amendment to their proxy statement, indicating it contains supplemental information for shareholders. The company, previously known as WisdomTree Investments, Inc., is based in New York and operates in the security brokers, dealers & flotation companies sector.

Why It Matters

This filing provides updated or additional information to shareholders regarding the company's proxy matters, which is crucial for informed voting decisions at shareholder meetings.

Risk Assessment

Risk Level: low — This filing is a routine amendment to a proxy statement and does not appear to contain significant new risks or disclosures.

Key Players & Entities

• WisdomTree, Inc. (company) — Registrant
• WisdomTree Investments, Inc. (company) — Former company name
• 20240429 (date) — Filing date

FAQ

Key Financial Figures

• $200 — lization has increased by approximately $200 million 2 since the 2023 annual
• $107.2 — der management (“AUM”) of $107.2 billion as of March   31,
• $29.2 — r years of positive inflows with $29.2 billion of cumulative inflows fr
• $5.9 — x00a0;    Excludes $5.9 million, $0.7 million and
• $0.7 — ;  Excludes $5.9 million, $0.7 million and $1.0 million
• $1.0 — #x00a0;million, $0.7 million and $1.0 million of activist campaign exp
• $4.5 — rganic margin expansion is exclusive of $4.5 million of contractual gold paym
• $38 — mTree’s U.S. business was $38 billion and the combined AUM of
• $159 — oShares, VanEck and Global X was $159 billion, giving WisdomTree a mar
• $78 — mTree’s U.S. business was $78 billion and the combined AUM of
• $274 — nies’ U.S. businesses was $274 billion, giving WisdomTree a mar
• $106.5 — WisdomTree currently has approximately $106.5 billion in assets under manageme

Filing Documents

• wt427240defa14a.htm (DEFA14A) — 189KB
• twisdom_logo.jpg (GRAPHIC) — 28KB
• 0001214659-24-007784.txt ( ) — 229KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ Schedule 14A ___________________ Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant   ☒ Filed by a Party other than the Registrant   ☐ Check the appropriate box: ☐   Preliminary Proxy Statement ☐   Confidential, for Use of the Commission Only (as permitted by Rule 14a -6 (e)(2)) ☐   Definitive Proxy Statement ☒   Definitive Additional Materials ☐   Soliciting Material Pursuant to §240.14a -12 WisdomTree, Inc. (Name of Registrant as Specified In Its Charter) _________________________________________________________________ (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Copies to: Sean M. Donahue Paul Hastings LLP 2050 M Street NW Washington, DC 20036 (202) 551 -1704 Payment of Filing Fee (Check all boxes that apply) ☒   No fee required. ☐   Fee paid previously with preliminary materials. ☐   Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a -6 (i)(1) and 0 -11 .   On April 29, 2024, WisdomTree, Inc. (“WisdomTree”) issued a press release announcing that it has sent a letter to its stockholders regarding WisdomTree’s 2024 annual meeting of stockholders. A copy of the press release and the letter are set forth below. WisdomTree Sends Letter to Stockholders Outlining Company’s Strong Performance, Recent Milestones and Strategy for Continued Growth Files Definitive Proxy Statement for 2024 Annual Meeting of Stockholders Strongly Urges Stockholders to Vote “ FOR ” All of its Highly Qualified Board Members on WHITE Proxy Card Encourages Stockholders to Repudiate ETFS Capital’s Misguided and Disruptive Actions It is Time to Send Graham Tuckwell a Clear Message — Enough is Enough NEW YORK — April 29, 2024 — WisdomTree, Inc. (NYSE: WT), a global financial innovator, today issued a letter to its stockholders regarding WisdomTree’s 2024 Annual Meeting of Stockholders (“2024 Annual Meeting”) to be held on June 12, 2024, strongly urging its stockholders to send a clear signal of support for the Company’s Board of Directors, management team and long -term growth strategy. The letter also highlights WisdomTree’s stock price increase, positive financial performance, Board refreshment and strong commitment to generating stockholder value. At the 2024 Annual Meeting, WisdomTree’s Board of Directors strongly urges stockholders to vote “ FOR ” all nine highly qualified director nominees using the WHITE proxy card: Lynn S. Blake, Anthony Bossone, Smita Conjeevaram, Rilla Delorier, Daniela Mielke, Shamla Naidoo, Win Neuger, Tonia Pankopf and Jonathan Steinberg . Stockholders are also encouraged to vote “ FOR ” all other matters, including to ratify the approval by our Board of Directors of the extension of the Stockholder Rights Agreement, dated March 17, 2023, as amended. WisdomTree has filed its definitive proxy materials on Schedule 14A with the SEC in connection with WisdomTree’s 2024 Annual Meeting. The Company is sending its definitive proxy statement and stockholder letter to all stockholders entitled to vote as of the record date, April 19, 2024, along with the Company’s proxy card or voting instruction form. Stockholders can find out more about the proxy vote at the 2024 Annual Meeting by visiting the WisdomTree investor relations website and navigating to the page entitled “2024 Annual Meeting”: ht tps://ir.wisdomtree.com/2024 -annual-meeting - proxy-vote . The full text of the letter is below: April 29, 2024 Fellow WisdomTree stockholders: At the upcoming 2024 Annual Meeting of Stockholders (“2024 Annual Meeting”) of WisdomTree, Inc. (“WisdomTree” or the “Company”), you will have the opportunity to show your support for the Company’s proven ability to drive long -term value and growth, and the leaders we believe will continue to build on that momentum moving forward. We are proud of our track record and are well -positioned to continue our growth trajectory in 2024 and beyond. Importantly, in 2023 and 2024 - to-date we have further advanced our strategic objectives with numerous achievements, and our recent results highlighted below demonstrate that our long -term growth strategy, led by Wisdo

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View this DEFA14A filing on SEC EDGAR