WisdomTree Files Proxy Materials

TL;DR

WisdomTree filed more proxy docs, likely for shareholder votes. Nothing new financially.

AI Summary

WisdomTree, Inc. filed a Definitive Additional Materials proxy statement on May 6, 2024. This filing relates to the company's proxy materials, which are used to solicit votes from shareholders for upcoming meetings. The filing does not contain specific financial figures or proposals but serves as supplementary information to previously filed proxy statements.

Why It Matters

This filing indicates ongoing corporate governance activities for WisdomTree, Inc., including shareholder communication and voting processes essential for company decision-making.

Risk Assessment

Risk Level: low — This is a routine proxy filing and does not contain new financial information or significant corporate actions that would immediately impact the stock price.

Key Players & Entities

• WisdomTree, Inc. (company) — Registrant
• Sean M. Donahue (person) — Copies to
• Paul Hastings LLP (company) — Legal Counsel

FAQ

Key Financial Figures

• $107.2 billion — with record assets under management of $107.2 billion as of March 31, 2024. · Win Ne
• $300 million — lization has increased by approximately $300 million 2 since the 2023 annual meeting of sto
• $29.2 billion — 31, 2024, we had positive inflows with $29.2 billion of cumulative inflows, while our fee ca
• $5.9 m — TS. 2 As of May 3, 2024. 3 Excludes $5.9 million, $0.7 million and $1.0 million of
• $0.7 million — May 3, 2024. 3 Excludes $5.9 million, $0.7 million and $1.0 million of activist campaign e
• $1.0 million — Excludes $5.9 million, $0.7 million and $1.0 million of activist campaign expenses incurred
• $4.5 million — rganic margin expansion is exclusive of $4.5 million of contractual gold payments expense in
• $107 billion — WisdomTree currently has approximately $107 billion in assets under management globally. F

Filing Documents

• d56242defa14a.htm (DEFA14A) — 71KB
• wt_logosmall.jpg (GRAPHIC) — 6KB
• 0001214659-24-008404.txt ( ) — 81KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to §240.14a-12 WisdomTree, Inc. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Copies to: Sean M. Donahue Paul Hastings LLP 2050 M Street NW Washington, DC 20036 (202) 551-1704 Payment of Filing Fee (Check all boxes that apply) No fee required. Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11. On May 6, 2024, WisdomTree, Inc. ("WisdomTree") issued a press release announcing that it has sent a second letter to its stockholders regarding WisdomTree's 2024 annual meeting of stockholders. A copy of the press release and the letter are set forth below. WisdomTree Sends Letter to Stockholders Urging Full Support of the Current Board to Continue the Company's Strong Momentum There is No Case for Change Boardroom Disruption Would Hinder WisdomTree's Execution and Growth Trajectory Graham Tuckwell Has Unnecessarily Wasted WisdomTree Time and Resources – Enough is Enough Strongly Urges Stockholders to Vote " FOR " All Highly Qualified Director Nominees on WHITE Proxy Card NEW YORK – May 6, 2024 – The Board of Directors of WisdomTree, Inc. (NYSE: WT), a global financial innovator, today issued a letter urging its stockholders to protect their investment by voting " FOR " all of WisdomTree's highly qualified director nominees at the upcoming 2024 Annual Meeting of Stockholders on June 12, 2024. WisdomTree has demonstrated strong momentum with its current strategy and is in a pivotal phase of execution and growth. Our Board oversees the management team in developing and shaping that strategy, a relationship that has benefitted greatly from the Board's mix of deep knowledge from its longer-standing directors and fresh perspectives from six of its nine directors who joined the Board since 2021. Each director brings extensive experience and valuable insights that provide key support to the Company and its growth strategy. Dissident stockholder Graham Tuckwell, founder and Chairman of ETFS Capital Limited, has launched another disruptive campaign against three of WisdomTree's directors – his third attempt against the Board in the past three years – that is a waste of time and resources and not in the best interests of the Company and all of its stockholders. WisdomTree is focused on its long-term strategy and on continuing to realize value across its traditional ETP business, while growing its highly integrated digital assets business. Mr. Tuckwell's misguided campaign will only serve to distract the Company from achieving its objectives. WisdomTree strongly urges stockholders to support all nine of WisdomTree's directors, including the three directors against whom Mr. Tuckwell is currently campaigning: Jonathan Steinberg , Win Neuger and Anthony Bossone . · Jonathan Steinberg , CEO, founded WisdomTree and is responsible for creating and developing the Company's proprietary index methodology. With extensive knowledge of the Company's business model from 35+ years of experience, WisdomTree has grown under his leadership into a leading global financial innovator with record assets under management of $107.2 billion as of March 31, 2024. · Win Neuger, Independent Board Chair, is an independent investor and consultant with years of experience in senior management positions in the asset management industry, who brings a stockholder perspective with investment expertise to our Board, together with an in-depth understanding of WisdomTree's business model. · Anthony Bossone is an independent director and audit committee financial expert under SEC rules, who brings significant skills and knowledge to our Board, given his financial, accounting and compliance expertise, together with his experience as an equity trader. Put simply, Mr. Tuckwell is wasting the time and resources of our stockholders, our management team and our Board and distracting our Company from what matters most – generating value for stockholders. There is no case for change. Repudiate ETFS Capital's misguided and disruptive actions – enough is enough. Vote " FOR " all nine WisdomTree director nominees using the WHITE proxy card. 1 Stockholders can find out more about the proxy vote at the 2024 Annual Meeting by visiting the WisdomTree investor relations website and navigating to the page entitled "2024 Annual Meeting": https://ir.wisdomtree.com/2

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View this DEFA14A filing on SEC EDGAR