WisdomTree Files Proxy Materials Amendment

TL;DR

WisdomTree filed proxy docs, shareholders vote soon.

AI Summary

WisdomTree, Inc. filed a Definitive Additional Materials proxy statement on May 13, 2024. This filing is an amendment to previous filings and concerns the company's proxy materials. The company's principal executive offices are located at 250 West 34th Street, 3rd Floor, New York, NY 10119.

Why It Matters

This filing provides updated information to shareholders regarding company matters, which is crucial for informed voting decisions at shareholder meetings.

Risk Assessment

Risk Level: low — This is a routine SEC filing for proxy materials and does not contain new financial or strategic information that would inherently increase risk.

Key Players & Entities

• WisdomTree, Inc. (company) — Registrant
• Sean M. Donahue (person) — Copy recipient
• Paul Hastings LLP (company) — Legal counsel
• 250 West 34th Street (location) — Company address

FAQ

Key Financial Figures

• $107.2 billion — with record assets under management of $107.2 billion as of March 31, 2024. · Under
• $13 million — evenue growth of greater than 25x, from $13 million in 1997 to $349 million in 2023, and hi
• $349 million — r than 25x, from $13 million in 1997 to $349 million in 2023, and his ongoing commitment to
• $753 billion — AIG's global investment portfolio with $753 billion in assets. In 2023, the Board unanimo
• $108.3 billion — WisdomTree currently has approximately $108.3 billion in assets under management globally. F

Filing Documents

• o513240defa14a.htm (DEFA14A) — 54KB
• wtt_logosmall.jpg (GRAPHIC) — 7KB
• 0001214659-24-008919.txt ( ) — 65KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________ SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ___________________ Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to §240.14a-12 WisdomTree, Inc. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Copies to: Sean M. Donahue Paul Hastings LLP 2050 M Street NW Washington, DC 20036 (202) 551-1704 Payment of Filing Fee (Check all boxes that apply) No fee required. Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11. On May 13, 2024, WisdomTree, Inc. ("WisdomTree") issued a press release announcing that it has sent a third letter to its stockholders regarding WisdomTree's 2024 annual meeting of stockholders. A copy of the press release and the letter are set forth below. WisdomTree Sends Letter to Stockholders Outlining Board of Directors' Essential Balance of Skillsets, Expertise and Institutional Knowledge Board Has Right Mix of Perspectives and Experience to Guide WisdomTree's Successful Strategy and Continued Strong Performance With Industry-leading Results, Including a Leading TSR Versus Peers Over 1-, 2-, 3- and 4-year Time Periods, There is Zero Basis to Vote Against Any of WisdomTree's Directors Send Graham Tuckwell a Message that Enough is Enough – Vote " FOR " All Nine Highly Qualified Director Nominees on WHITE Proxy Card NEW YORK – May 13, 2024 – The Board of Directors of WisdomTree, Inc. (NYSE: WT), a global financial innovator, today issued a letter urging its stockholders to vote " FOR " all nine highly qualified members of WisdomTree's Board of Directors on the WHITE proxy card at the upcoming 2024 Annual Meeting of Stockholders on June 12, 2024. ETFS Capital Limited is targeting three of WisdomTree's directors who provide critical strategic vision, skillsets and institutional knowledge that our Board requires to effectively guide WisdomTree's strategy and create value for stockholders. Six of WisdomTree's nine directors joined the Board in the past three years and provide fresh perspectives – including the two directors previously nominated by ETFS Capital and elected to the Board. The remaining three directors whom ETFS Capital is targeting provide the right balance of board tenure and deep institutional knowledge that effective boards need to appropriately oversee a company and its performance. Without these three directors, the average director tenure of our Board would be only 1.6 years, which is not conducive to good corporate governance or company performance. Vote " FOR " all nine director nominees using the WHITE proxy card, including Anthony Bossone, Win Neuger and Jonathan Steinberg, to ensure WisdomTree has the right mix of skillsets, expertise and institutional knowledge to oversee the Company's growth. Send a message that enough is enough and repudiate ETFS Capital's campaign to disrupt the Company's momentum and upward trajectory. Stockholders can find out more about the proxy vote at the 2024 Annual Meeting by visiting the WisdomTree investor relations website and navigating to the page entitled "2024 Annual Meeting": https://ir.wisdomtree.com/2024-annual-meeting-proxy-vote. The full text of the letter is below: May 13, 2024 Fellow WisdomTree stockholders: As you likely know, WisdomTree ("WisdomTree" or the "Company") has made extensive changes to its Board composition and corporate governance over the past three years, including refreshing the majority of our directors and fully declassifying the Board. We have engaged extensively with ETFS Capital Limited and, as noted in our two previous letters, have worked meaningfully with this stockholder despite its several efforts to disrupt our progress, while prioritizing the interests of all of the Company's stockholders. Making further changes to our Board at this time would significantly disrupt the Company's positive momentum and growth trajectory. 1 There is no case for change at WisdomTree – and that includes our Board of Directors. Change for the sake of change isn't smart – it is destructive. With industry-leading results, including leading Total Stockholder Return (TSR) versus our U.S. publicly traded asset manager peers 1 (the "Publicly Traded Asset Manager Peer Group") over 1-, 2-, 3- and 4-year time periods, there is zero basis to vote against any of WisdomTree's directors. Additional change now, when our Company is delivering strong performance and creating value for its stockholders, would serve only as a

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View this DEFA14A filing on SEC EDGAR