WisdomTree Files Definitive Additional Proxy Materials

TL;DR

WisdomTree dropped more proxy docs, check 'em before you vote.

AI Summary

WisdomTree, Inc. filed a Definitive Additional Materials proxy statement on May 23, 2024. This filing is an amendment to previous filings and is related to the company's proxy materials. The filing does not appear to contain new proposals or significant financial disclosures beyond what is typically found in proxy statements.

Why It Matters

This filing indicates that WisdomTree is providing updated or supplementary information to shareholders regarding upcoming proxy matters, which is crucial for informed voting decisions.

Risk Assessment

Risk Level: low — This filing is a routine proxy statement amendment and does not appear to contain new risks or significant financial events.

Key Players & Entities

• WisdomTree, Inc. (company) — Registrant
• Sean M. Donahue (person) — Copy recipient
• Paul Hastings LLP (company) — Legal counsel

FAQ

Key Financial Figures

• $111.4 billion — WisdomTree currently has approximately $111.4 billion in assets under management globally. F

Filing Documents

• wt522241defa14apr.htm (DEFA14A) — 38KB
• wt_logosmall.jpg (GRAPHIC) — 6KB
• 0001214659-24-009850.txt ( ) — 48KB

From the Filing

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) _______________________ Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to §240.14a-12 WisdomTree, Inc. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Copies to: Sean M. Donahue Paul Hastings LLP 2050 M Street NW Washington, DC 20036 (202) 551-1704 Payment of Filing Fee (Check all boxes that apply) x No fee required. o Fee paid previously with preliminary materials. o Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11. On May 23, 2024, WisdomTree, Inc. (“WisdomTree”) issued a press release announcing that it has published a presentation for stockholders in connection with WisdomTree’s 2024 annual meeting of stockholders. A copy of the press release is set forth below. The presentation is available on WisdomTree’s investor relations website (https://ir.wisdomtree.com). WisdomTree Publishes Presentation Highlighting Company’s Track Record of Success and Strategic Momentum Ahead of 2024 Annual Meeting of Stockholders Showcases WisdomTree’s Financial Performance, Successful Execution of its Strategic Plan, Commitment to Delivering Stockholder Value, and the Current Board’s Essential Mix of Expertise and Institutional Knowledge WisdomTree Urges Stockholders to Repudiate ETFS Capital’s Self-Serving Demands for a Strategic Review. There is No Case for Change – Enough is Enough Vote “ FOR ” All Nine of WisdomTree’s Highly Qualified Director Nominees on WHITE proxy card NEW YORK, May 23, 2024 – WisdomTree, Inc. (NYSE: WT), a global financial innovator, today published a comprehensive presentation for stockholders ahead of WisdomTree’s 2024 Annual Meeting of Stockholders on June 12, 2024. The presentation is available here on WisdomTree’s investor relations website. The presentation outlines the disciplined execution of WisdomTree’s growth and operating margin expansion – all of which are generating significant value for stockholders. Our Board of Directors regularly reviews and evaluates the Company’s performance and is always open to value-maximizing opportunities. However, ETFS Capital’s demand for an independent strategic review appears to be motivated by a desire to liquidate its position in the Company, which is entirely self-serving and not in the best interests of all stockholders . WisdomTree’s stock price is up almost 40% year-to-date due to its strong financial results and ETFS Capital’s demands would sacrifice the Company’s long-term growth potential. WisdomTree’s execution and success are highlighted in its presentation, summarized below: · WisdomTree has demonstrated strong momentum with its current strategy and is in a pivotal phase of execution and growth as it continues to grow its traditional ETP business and leverage its early-mover advantage in tokenization and blockchain-enabled finance. · WisdomTree is achieving new financial milestones, generating record AUM and more than three consecutive calendar years of positive inflows. · WisdomTree has a top performing Total Stockholder Return (TSR) among its U.S. publicly traded asset manager peers 1 over the most recent YTD, 1-, 2-, 3- and 4-year time periods. ___________________________ 1 In addition to WisdomTree, U.S. publicly traded asset manager peer group includes the following 12 companies: AB; AMG; APAM; BEN; BLK; BSIG; FHI; IVZ; JHG; TROW; VCTR; VRTS. 1 · WisdomTree continues to make important investments in tokenization and blockchain-enabled finance, and the Company is well ahead of its peers, with a digital assets strategy that positions WisdomTree for its next chapter of growth. The presentation also provides an in-depth review of WisdomTree’s refreshed and diverse Board, including the invaluable skillsets, expertise and institutional knowledge the Company’s longer-tenured directors bring to the successful oversight of WisdomTree. · WisdomTree has demonstrated that Board refreshment is its priority. Six new independent directors have joined the Board since 2021, all with the right expertise to help WisdomTree execute its strategy. · WisdomTree’s Board includes two directors previously nominated by ETFS Capital and elected by stockholders, both of whom fully support the Company’s current strategic

View Full Filing

View this DEFA14A filing on SEC EDGAR