CBI USA & DGP Amend Exicure Stake Filing
Ticker: XCUR · Form: SC 13D/A · Filed: Jul 2, 2024 · CIK: 1698530
| Field | Detail |
|---|---|
| Company | Exicure, Inc. (XCUR) |
| Form Type | SC 13D/A |
| Filed Date | Jul 2, 2024 |
| Risk Level | medium |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 13D-filing, amendment, ownership-change
Related Tickers: EXCR
TL;DR
CBI USA & DGP filed an update on their Exicure stake - check the details!
AI Summary
CBI USA, Inc. and DGP Co., Ltd. have filed an amendment (Amendment No. 12) to their Schedule 13D for Exicure, Inc., as of July 2, 2024. The filing indicates a change in the reporting persons' holdings or intentions regarding Exicure, Inc. common stock. The specific details of the change, such as the number of shares or percentage of ownership, are not explicitly stated in this excerpt but are implied by the amendment filing.
Why It Matters
This amendment signals a potential shift in the ownership or strategic interest of CBI USA, Inc. and DGP Co., Ltd. in Exicure, Inc., which could impact the company's stock performance and corporate strategy.
Risk Assessment
Risk Level: medium — Amendments to Schedule 13D filings often indicate significant changes in a major shareholder's position, which can lead to increased stock volatility.
Key Numbers
- Amendment No. 12 — Filing Amendment (Indicates this is a significant update to previous filings.)
Key Players & Entities
- CBI USA, Inc. (company) — Reporting Person
- DGP Co., Ltd. (company) — Reporting Person
- Exicure, Inc. (company) — Subject Company
- Kyungwon Oh (person) — Chief Executive Officer of CBI USA, Inc. and DGP Co., Ltd.
- Jonathan Park (person) — Contact Person at Baker & Hostetler LLP
FAQ
What specific changes are detailed in Amendment No. 12 to the Schedule 13D filing?
The provided excerpt does not detail the specific changes in holdings or intentions, only that an amendment has been filed.
Who are the primary entities filing this amendment?
CBI USA, Inc. and DGP Co., Ltd. are the entities filing the amendment.
What is the subject company of this filing?
The subject company is Exicure, Inc.
When was this amendment filed?
The filing date is July 2, 2024.
Who is authorized to receive notices and communications for this filing?
Jonathan Park, c/o Baker & Hostetler LLP, is authorized to receive notices and communications.
Filing Stats: 1,014 words · 4 min read · ~3 pages · Grade level 6.9 · Accepted 2024-07-02 18:10:55
Key Financial Figures
- $0.0001 — me of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securiti
Filing Documents
- d842225dsc13da.htm (SC 13D/A) — 41KB
- d842225dex991.htm (EX-99.1) — 9KB
- d842225dex992.htm (EX-99.2) — 11KB
- 0001193125-24-174435.txt ( ) — 63KB
is supplemented as follows
Item 6 is supplemented as follows: On June 28, 2024, DGP and OverdigmK entered into an amendment of the DGP Sale Agreement, a translated copy of which is attached hereto as an Exhibit, pursuant to which the closing date for the balance of the DGP Sale was extended to July 31, 2024. On June 20, 2024, the Reporting Persons entered into an amendment of the Loan Agreement, a translated copy of which is attached hereto as an Exhibit, pursuant to which the outside date for the settlement of the Stock Loan was extended to December 31, 2024. Item7. Material to be Filed as Exhibits. Item 7 is supplemented by adding the following exhibits: Exhibit No. Name 1. Amendment to Stock Purchase Agreement between DGP and OverdigmK* 2. Amendment to Stock Loan Agreement between the Reporting Persons* * English language provisions are a translation.
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Date: July 2, 2024 CBI USA, INC. By: /s/ Kyungwon Oh Name: Kyungwon Oh Title: Chief Executive Officer DGP Co., Ltd. By: /s/ Kyungwon Oh Name: Kyungwon Oh Title: Chief Executive Officer