XCel Brands Files 8-K on Shareholder Vote Matters

TL;DR

XCel Brands held a shareholder vote on Dec 3rd, details in new 8-K.

AI Summary

XCel Brands, Inc. filed an 8-K on December 5, 2025, reporting on matters submitted to a vote of security holders on December 3, 2025. The filing details the company's corporate actions and governance, as is standard for this type of report.

Why It Matters

This filing indicates that XCel Brands held a shareholder vote, which could impact corporate decisions and future strategic direction.

Risk Assessment

Risk Level: low — This is a routine 8-K filing regarding a shareholder vote, not indicating any immediate financial distress or significant new risks.

Key Players & Entities

• XCel Brands, Inc. (company) — Registrant
• December 3, 2025 (date) — Date of earliest event reported
• December 5, 2025 (date) — Date of report
• Delaware (jurisdiction) — State of Incorporation
• 76-0307819 (tax_id) — IRS Employer Identification No.
• 550 Seventh Ave, New York, New York 10018 (address) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share XELB NASDAQ Capital Marke

Filing Documents

• xelb-20251203x8k.htm (8-K) — 97KB
• 0001104659-25-118904.txt ( ) — 208KB
• xelb-20251203.xsd (EX-101.SCH) — 3KB
• xelb-20251203_lab.xml (EX-101.LAB) — 16KB
• xelb-20251203_pre.xml (EX-101.PRE) — 10KB
• xelb-20251203x8k_htm.xml (XML) — 5KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders. At the Company's Annual Meeting of Stockholders held on December 3, 2025, the stockholders of the Company entitled to vote at the meeting voted to (i) elect the five individuals named below to serve as directors of the Company to hold office until the Annual Meeting of Stockholders to be held in 2026 and until their successors have been duly elected and qualified, (ii) to approve the amended and restated 2021 Plan increasing the number of shares authorized under the plan from 400,000 to 1.150.000; and (iii) to ratify the appointment of Wolf & Company, PC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025. 1) The votes cast by the Company's stockholders with respect to the election of directors were as follows: Names of Nominees Number of Votes For Number of Votes Withheld Broker Non-Votes Robert W. D'Loren 1,498,701 201,706 1,606,527 Mark DiSanto 1,498,013 202,394 1,606,527 James Fielding 1,497,852 202,555 1,606,527 Howard Liebaum 1,497,163 203,244 1,606,527 Deborah Weinswig 1,497,851 202,556 1,606,527 2) The votes cast by the Company's stockholders with respect to the approval of the amended and restated 2021 Equity Incentive Plan, increasing the number of shares authorized under the plan from 400,000 to 1,150.000 were as follows: 1,191,505 shares FOR the proposal, 507,802 shares AGAINST the proposal, 700 ABSTENTIONS, and 1,606,527 BROKER NON-VOTES As a result of the approval of the amended and restated 2021 Equity Incentive Plan, the following equity awards which were previously approved by the Company's board of directors were granted to the directors: Names Restricted Shares (1) Stock Options (2) Unrestricted Shares Robert W. D'Loren — — 25,000 Mark DiSanto 15,167 36,500 20,000 Howard Liebman 11,617 36,500 — Deborah Weinswig 6,800 21,500 — James Fielding 6,000 19,000 — Total 39,58

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XCEL BRANDS, INC. (Registrant) By: /s/ James F. Haran Name: James F. Haran Title: Chief Financial Officer Date: December 5, 2025 3

View Full Filing

View this 8-K filing on SEC EDGAR