XOMA Corp Files 8-K on Shareholder Vote Matters

TL;DR

XOMA Corp is asking shareholders to vote on important company matters.

AI Summary

On May 15, 2024, XOMA Corporation filed an 8-K report detailing the submission of matters to a vote of its security holders. The filing indicates that the company is seeking approval on various proposals from its shareholders.

Why It Matters

This filing is important for investors as it outlines key proposals that will be put to a vote, potentially impacting the company's future direction and shareholder rights.

Risk Assessment

Risk Level: low — The filing is a routine procedural report regarding shareholder votes and does not contain new financial or operational risks.

Key Players & Entities

• XOMA Corporation (company) — Registrant
• May 15, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.0075 — nge on which registered Common Stock, $0.0075 par value XOMA The Nasdaq Global Ma
• $0.05 — ve Perpetual Preferred Stock, par value $0.05 per share XOMAP The Nasdaq Global M

Filing Documents

• d834548d8k.htm (8-K) — 39KB
• 0001193125-24-140003.txt ( ) — 200KB
• xoma-20240515.xsd (EX-101.SCH) — 4KB
• xoma-20240515_def.xml (EX-101.DEF) — 14KB
• xoma-20240515_lab.xml (EX-101.LAB) — 23KB
• xoma-20240515_pre.xml (EX-101.PRE) — 15KB
• d834548d8k_htm.xml (XML) — 7KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 15, 2024 XOMA CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 001-39801 52-2154066 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 2200 Powell Street , Suite 310 , Emeryville , California 94608 (Address of Principal Executive Offices) (Zip Code) (510) 204-7200 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Common Stock, $0.0075 par value XOMA The Nasdaq Global Market 8.625% Series A Cumulative Perpetual Preferred Stock, par value $0.05 per share XOMAP The Nasdaq Global Market Depositary Shares (each representing 1/1000th interest in a share of 8.375% Series B Cumulative Perpetual Preferred Stock, par value $0.05 per share) XOMAO The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07 Submission of Matters to a Vote of Security Holders. On Wednesday, May 15, 2024, XOMA Corporation (the "Company") held its 2024 Annual Meeting of Stockholders (the "Annual Meeting") at 9:00 a.m. Pacific Time. As of the close of business on March 18, 2024, the record date for the Annual Meeting, there were 11,635,015 shares of the Company's common stock issued and outstanding. At the Annual Meeting, each of the Company's director nominees was elected and the other proposal voted on was approved. The final voting results are set forth below: Votes For Votes Withheld Broker Non-Votes Proposal 1. Election of Director Nominees Heather L. Franklin 7,011,236 17,644 899,715 Natasha Hernday 6,970,972 57,908 899,715 Owen Hughes 7,009,858 19,022 899,715 Barbara Kosacz 6,976,828 52,052 899,715 Joseph M. Limber 7,002,628 26,252 899,715 Matthew D. Perry 7,011,582 17,298 899,715 Jack L. Wyszomierski 7,001,252 27,628 899,715 Votes For Votes Against Abstentions Broker Non-Votes Proposal 2. Ratification of Selection of Deloitte & Touche LLP as Independent Auditor 7,872,497 5,250 50,848 –– SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XOMA CORPORATION Date: May 16, 2024 By: /s/ THOMAS BURNS Thomas Burns Senior Vice President, Finance and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR