XOMA Royalty Corp. Files 8-K: Material Agreement

TL;DR

XOMA Royalty Corp. signed a big deal on Oct 3, 2025. 8-K filed.

AI Summary

On October 3, 2025, XOMA Royalty Corp. entered into a material definitive agreement. The filing also includes financial statements and exhibits related to this agreement. The company is incorporated in Nevada and its fiscal year ends on December 31.

Why It Matters

This filing indicates a significant new development or transaction for XOMA Royalty Corp., which could impact its future financial performance and strategic direction.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks or opportunities that are not yet fully understood.

Key Numbers

• 20251003 — Report Date (Indicates the date of the filing and the earliest event reported.)

Key Players & Entities

• XOMA Royalty Corp. (company) — Filer of the 8-K
• October 3, 2025 (date) — Date of earliest event reported
• 2834 (industry_code) — Standard Industrial Classification for Pharmaceutical Preparations
• NV (state) — State of incorporation

FAQ

Key Financial Figures

• $0.0075 — nge on which registered Common Stock, $0.0075 par value XOMA The Nasdaq Global Ma
• $0.05 — ve Perpetual Preferred Stock, par value $0.05 per share XOMAP The Nasdaq Global M
• $75,000,000 — offer and sell from time to time up to $75,000,000 of shares of the Company's common stock
• $50,000,000 — offer and sell from time to time up to $50,000,000 of the Company's depositary shares (the
• $0 — ve perpetual preferred stock, par value $0.05, through Wainwright, as the Company'

Filing Documents

• d64736d8k.htm (8-K) — 42KB
• d64736dex11.htm (EX-1.1) — 230KB
• d64736dex12.htm (EX-1.2) — 197KB
• d64736dex51.htm (EX-5.1) — 23KB
• d64736dex52.htm (EX-5.2) — 11KB
• d64736dex53.htm (EX-5.3) — 13KB
• d64736dex54.htm (EX-5.4) — 6KB
• g64736g1003120738049.jpg (GRAPHIC) — 3KB
• g64736g1003122257393.jpg (GRAPHIC) — 3KB
• g64736g32o38.jpg (GRAPHIC) — 3KB
• 0001193125-25-230466.txt ( ) — 838KB
• xoma-20251003.xsd (EX-101.SCH) — 4KB
• xoma-20251003_def.xml (EX-101.DEF) — 14KB
• xoma-20251003_lab.xml (EX-101.LAB) — 24KB
• xoma-20251003_pre.xml (EX-101.PRE) — 15KB
• d64736d8k_htm.xml (XML) — 8KB

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits. EXHIBIT INDEX Exhibit No. Description 1.1 Sales Agreement, dated October 3, 2025, by and between XOMA Royalty Corporation and Leerink Partners LLC. 1.2 Sales Agreement, dated October 3, 2025, by and between XOMA Royalty Corporation and H.C. Wainwright & Co., LLC. 5.1 Opinion of Brownstein Hyatt Farber Schreck, LLP as to the validity of the shares of capital stock registered under the Registration Statement on Form S-3 under Nevada law. 5.2 Opinion of Brownstein Hyatt Farber Schreck, LLP as to the validity of the Common Shares. 5.3 Opinion of Brownstein Hyatt Farber Schreck, LLP as to the validity of the 8.375% Series B cumulative perpetual preferred stock underlying the Depositary Shares. 5.4 Opinion of Gibson, Dunn & Crutcher LLP as to the legality of the Depositary Shares. 23.1 Consent of Brownstein Hyatt Farber Schreck, LLP (contained in Exhibit 5.1 , 5.2 and 5.3 ). 23.2 Consent of Gibson, Dunn & Crutcher LLP (contained in Exhibit 5.4) . 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. XOMA ROYALTY CORPORATION Date: October 3, 2025 By: /s/ Thomas Burns Name: Thomas Burns Title: Senior Vice President, Finance and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR