Expion360 Inc. Files 8-K on Material Agreements

TL;DR

Expion360 filed an 8-K detailing material agreements and equity sales.

AI Summary

Expion360 Inc. filed an 8-K on January 3, 2025, reporting on events that occurred on January 2, 2025. The filing indicates a material definitive agreement, unregistered sales of equity securities, and other events, including financial statements and exhibits. The company is incorporated in Nevada and its principal executive offices are located in Redmond, Oregon.

Why It Matters

This 8-K filing signals significant corporate actions by Expion360 Inc., potentially impacting its financial structure and operational status.

Risk Assessment

Risk Level: medium — The filing mentions unregistered sales of equity securities, which can sometimes indicate financial distress or dilution concerns.

Key Players & Entities

• Expion360 Inc. (company) — Registrant
• January 2, 2025 (date) — Earliest event reported
• January 3, 2025 (date) — Filing date
• Nevada (jurisdiction) — State of incorporation
• Redmond, OR (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share XPON The Nasdaq Capital M
• $2.48 — res"). The offering price per Share was $2.48 and the offering price per Pre-Funded W
• $2.479 — fering price per Pre-Funded Warrant was $2.479. Each Pre-Funded Warrant is exercisab
• $50,000,000 — uance and sale of up to an aggregate of $50,000,000 of common stock, preferred stock, debt
• $2.36 — arrant Shares") at an exercise price of $2.36 per share, subject to adjustment for re
• $75,000 — in of out-of-pocket expenses, including $75,000 for reasonable legal fees and disbursem
• $2.2 million — received net proceeds of approximately $2.2 million from the offering, after deducting plac
• $500,000 — he Company intends to use approximately $500,000 of the net proceeds from the offering t

Filing Documents

• xpon_8k.htm (8-K) — 49KB
• ex1_1.htm (EX-1.1) — 76KB
• ex4_1.htm (EX-4.1) — 99KB
• ex4_2.htm (EX-4.2) — 105KB
• ex5_1.htm (EX-5.1) — 12KB
• ex10_1.htm (EX-10.1) — 225KB
• ex10_2.htm (EX-10.2) — 88KB
• ex99_1.htm (EX-99.1) — 9KB
• ex99_2.htm (EX-99.2) — 8KB
• 0001903596-25-000006.txt ( ) — 1017KB
• xpon-20250103.xsd (EX-101.SCH) — 3KB
• xpon-20250103_lab.xml (EX-101.LAB) — 33KB
• xpon-20250103_pre.xml (EX-101.PRE) — 22KB
• xpon_8k_htm.xml (XML) — 4KB

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EXPION360 INC. Date: January 3, 2025 By: /s/ Brian Schaffner Name: Brian Schaffner Title: Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR