Microsoft 8-K Confirms Registered Securities on NASDAQ

TL;DR

**MSFT filed an 8-K confirming its common stock and specific debt notes are registered and trading on NASDAQ.**

AI Summary

Microsoft Corporation filed an 8-K on January 19, 2024, reporting an event on January 17, 2024, related to its registered securities. The filing specifically mentions its Common Stock ($0.00000625 par value per share), 3.125% Notes due 2028, and 2.625% Notes due 2033, all traded on NASDAQ. This matters to investors because it confirms the active registration and trading status of these key financial instruments, providing transparency on the company's capital structure and debt obligations.

Why It Matters

This filing provides transparency on Microsoft's actively traded securities, including common stock and specific debt notes, which is crucial for investors assessing the company's financial structure.

Risk Assessment

Risk Level: low — This filing is a routine disclosure of registered securities and does not indicate any new financial risks or operational changes.

Analyst Insight

This filing is routine and confirms existing information about Microsoft's registered securities. Investors should use this to verify the trading status of MSFT stock and bonds, but it doesn't suggest immediate action.

Key Numbers

• $0.00000625 — Common Stock Par Value (The par value per share for Microsoft's common stock.)
• 3.125% — Notes Due 2028 Interest Rate (The annual interest rate for Microsoft's notes maturing in 2028.)
• 2.625% — Notes Due 2033 Interest Rate (The annual interest rate for Microsoft's notes maturing in 2033.)

Key Players & Entities

• Microsoft Corporation (company) — the registrant filing the 8-K
• NASDAQ (company) — the exchange where Microsoft's securities are registered
• $0.00000625 (dollar_amount) — par value per share of common stock
• January 17, 2024 (date) — date of earliest event reported
• January 19, 2024 (date) — date the 8-K was filed

Forward-Looking Statements

• Microsoft will continue to maintain its securities registration on NASDAQ. (Microsoft Corporation) — high confidence, target: 2025-01-17

FAQ

From the Filing

0001193125-24-011295.txt : 20240119 0001193125-24-011295.hdr.sgml : 20240119 20240119163935 ACCESSION NUMBER: 0001193125-24-011295 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240117 ITEM INFORMATION: 1.05 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240119 DATE AS OF CHANGE: 20240119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37845 FILM NUMBER: 24546127 BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 BUSINESS PHONE: 425-882-8080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 8-K 1 d708866d8k.htm 8-K 8-K false 0000789019 0000789019 2024-01-17 2024-01-17 0000789019 us-gaap:CommonStockMember 2024-01-17 2024-01-17 0000789019 msft:NotesThreePointOneTwoFivePercentDueDecemberSixTwentyTwentyEightMember 2024-01-17 2024-01-17 0000789019 msft:NotesTwoPointSixTwoFivePercentDueMayTwoTwentyThirtyThreeMember 2024-01-17 2024-01-17     UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549     FORM 8-K     CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 17, 2024     Microsoft Corporation       Washington   001-37845   91-1144442 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)   One Microsoft Way , Redmond , Washington   98052-6399 ( 425 ) 882-8080 www.microsoft.com/investor     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol   Name of exchange on which registered Common stock, $0.00000625 par value per share   MSFT   NASDAQ 3.125% Notes due 2028   MSFT   NASDAQ 2.625% Notes due 2033   MSFT   NASDAQ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Item 1.05. Material Cybersecurity Incidents On January 12, 2024, Microsoft (the “Company” or “we”) detected that beginning in late November 2023, a nation-state associated threat actor had gained access to and exfiltrated information from a very small percentage of employee email accounts including members of our senior leadership team and employees in our cybersecurity, legal, and other functions, on the basis of preliminary analysis. We were able to remove the threat actor’s access to the email