Carnival Corp. & plc File 8-K on Corporate Structure Update

TL;DR

**Carnival just filed an 8-K confirming its dual corporate structure, no major news.**

AI Summary

Carnival Corporation and Carnival plc filed an 8-K on January 22, 2024, to report an 'Other Event.' This filing primarily serves to update their corporate information and confirm their dual-listed company structure, with Carnival Corporation incorporated in the Republic of Panama and Carnival plc in England and Wales. This matters to investors because it reaffirms the legal and operational framework of the company, ensuring transparency regarding its corporate governance and structure, which is fundamental for assessing long-term stability and regulatory compliance.

Why It Matters

This filing confirms Carnival's dual-listed company structure, providing clarity on its legal entities and jurisdictions, which is important for understanding its operational framework and regulatory obligations.

Risk Assessment

Risk Level: low — This 8-K is an informational filing about corporate structure, not indicating any new financial or operational risks.

Analyst Insight

Investors should note this filing as a routine corporate update, confirming the existing legal structure, and not indicative of any immediate investment action.

Key Players & Entities

• Carnival Corporation (company) — registrant incorporated in Republic of Panama
• Carnival plc (company) — registrant incorporated in England and Wales
• Republic of Panama (other) — jurisdiction of incorporation for Carnival Corporation
• England and Wales (other) — jurisdiction of incorporation for Carnival plc
• 001-9610 (other) — Commission File Number for Carnival Corporation
• 001-15136 (other) — Commission File Number for Carnival plc
• January 22, 2024 (other) — Date of Report (date of earliest event reported)

Forward-Looking Statements

• Carnival's dual-listed structure will remain stable. (Carnival Corporation and Carnival plc) — high confidence, target: 2025-01-22

FAQ

Key Financial Figures

• $0.01 — nge on which registered Common Stock ($0.01 par value) CCL New York Stock Excha
• $1.66 — resented by American Depository Shares ($1.66 par value) , Special Voting Share, GBP

Filing Documents

• eh240440370_8k.htm (8-K) — 38KB
• company_logo.jpg (GRAPHIC) — 9KB
• 0000950142-24-000192.txt ( ) — 285KB
• ccl-20240122.xsd (EX-101.SCH) — 4KB
• ccl-20240122_def.xml (EX-101.DEF) — 28KB
• ccl-20240122_lab.xml (EX-101.LAB) — 37KB
• ccl-20240122_pre.xml (EX-101.PRE) — 26KB
• eh240440370_8k_htm.xml (XML) — 8KB

01 Other Events

Item 8.01 Other Events. On January 22, 2024, Carnival Corporation (the "Company") issued a notice of redemption for the entire outstanding principal amount of the Company's 9.875% Second-Priority Senior Secured Notes due 2027 (the "2027 Notes") to be redeemed on February 1, 2024 at a price equal to 104.938% of the principal amount of the 2027 Notes to be redeemed plus accrued and unpaid interest to, but excluding, the redemption date. This disclosure does not constitute a notice of redemption with respect to the 2027 Notes.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARNIVAL CORPORATION CARNIVAL PLC By: /s/ David Bernstein By: /s/ David Bernstein Name: David Bernstein Name: David Bernstein Title: Chief Financial Officer and Chief Accounting Officer Title: Chief Financial Officer and Chief Accounting Officer Date: January 22, 2024 Date: January 22, 2024