3M Confirms Active Registration of Common Stock, Notes on NYSE, Chicago
Ticker: MMM · Form: 8-K · Filed: 2024-01-29T00:00:00.000Z
Sentiment: neutral
Topics: corporate-governance, debt, equity, regulatory-filing
TL;DR
**3M just confirmed its common stock and several bond series are actively registered and trading.**
AI Summary
3M Company filed an 8-K on January 29, 2024, reporting events from January 26, 2024, related to its registered securities. The filing specifically mentions its common stock traded on the NYSE and Chicago exchanges, as well as notes with interest rates of 1.500% due in 2026, 1.750% due in 2030, and 1.500% due in 2031, all traded on the NYSE. This matters to investors as it confirms the active registration and trading of 3M's key securities, providing transparency on its financial instruments.
Why It Matters
This filing provides transparency on 3M's actively traded securities, which is crucial for investors to understand the company's capital structure and liquidity of its debt and equity.
Risk Assessment
Risk Level: low — This filing is a routine update on registered securities and does not indicate any new financial risks or operational changes.
Analyst Insight
A smart investor would note this routine filing confirms the ongoing registration and trading of 3M's core securities, providing foundational information for tracking its stock and bond performance without indicating any immediate need for action.
Key Numbers
- 1.500% — Interest rate (for notes due in 2026 and 2031)
- 1.750% — Interest rate (for notes due in 2030)
- 2026 — Maturity year (for 1.500% notes)
- 2030 — Maturity year (for 1.750% notes)
- 2031 — Maturity year (for 1.500% notes)
Key Players & Entities
- 3M Company (company) — the registrant filing the 8-K
- NYSE (company) — exchange where 3M's common stock and notes are traded
- Chicago (company) — exchange where 3M's common stock is traded
- January 26, 2024 (date) — date of earliest event reported
- January 29, 2024 (date) — date the 8-K was filed
Forward-Looking Statements
- 3M will continue to maintain active registration for its listed common stock and notes. (3M Company) — high confidence, target: 2025-01-26
- The trading venues for 3M's common stock (NYSE, Chicago) and notes (NYSE) will remain consistent in the near term. (3M Company) — high confidence, target: 2024-12-31
FAQ
What is the purpose of this 8-K filing by 3M Company?
The 8-K filing by 3M Company, dated January 29, 2024, serves to report events from January 26, 2024, specifically concerning the registration of its securities pursuant to Section 12(b) of the Securities Exchange Act of 1934, under Item 1.01 and Item 8.01.
Which specific securities of 3M Company are mentioned in this filing?
The filing mentions 3M Company's Common Stock traded on the NYSE and Chicago exchanges, as well as Notes with a 1.500% interest rate due in 2026, Notes with a 1.750% interest rate due in 2030, and Notes with a 1.500% interest rate due in 2031, all traded on the NYSE.
What is 3M Company's Commission File Number and State of Incorporation as per the filing?
According to the filing, 3M Company's Commission File Number is 1-3285, and its State of Incorporation is Delaware.
When was the earliest event reported in this 8-K filing?
The date of the earliest event reported in this 8-K filing is January 26, 2024.
What is the business address and phone number of 3M Company listed in the filing?
The business address listed for 3M Company is 3M Center, St. Paul, Minnesota 55144-1000, and its telephone number is (651) 733-1110.
From the Filing
0000066740-24-000007.txt : 20240129 0000066740-24-000007.hdr.sgml : 20240129 20240129063711 ACCESSION NUMBER: 0000066740-24-000007 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20240126 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 24570024 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 8-K 1 mmm-20240126.htm 8-K mmm-20240126 FALSE 0000066740 0000066740 2024-01-26 2024-01-26 0000066740 exch:XNYS us-gaap:CommonStockMember 2024-01-26 2024-01-26 0000066740 us-gaap:CommonStockMember exch:XCHI 2024-01-26 2024-01-26 0000066740 exch:XNYS mmm:Notes1500PercentDue2026Member 2024-01-26 2024-01-26 0000066740 mmm:Notes1750PercentDue2030Member exch:XNYS 2024-01-26 2024-01-26 0000066740 exch:XNYS mmm:Notes1.500PercentDue2031Member 2024-01-26 2024-01-26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 26, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 3M Center , St. Paul , Minnesota 55144-1000 (Address of Principal Executive Offices) (Zip Code) (Registrant’s Telephone Number, Including Area Code) ( 651 ) 733-1110 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, Par Value $.01 Per Share MMM New York Stock Exchange MMM Chicago Stock Exchange, Inc. 1.500% Notes due 2026 MMM26 New York Stock Exchange 1.750% Notes due 2030 MMM30 New York Stock Exchange 1.500% Notes due 2031 MMM31 New York Stock Exchange Note: The common stock of the Registrant is also traded on the SIX Swiss Exchange. Securities registered pursuant to section 12(g) of the Act: None Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company      ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(