Broadcom Amends 8-K, Adds Financials & Exhibits

TL;DR

**Broadcom just dropped an amended 8-K with financials, standard stuff.**

AI Summary

Broadcom Inc. filed an 8-K/A on February 8, 2024, amending its previous 8-K from November 22, 2023, to include financial statements and exhibits. This filing, under SEC File Number 001-38449, is a routine update to provide required financial disclosures. For investors, this means Broadcom is fulfilling its regulatory obligations, offering transparency into its financial health, which is crucial for evaluating the company's performance and future prospects.

Why It Matters

This filing provides updated financial information, which is essential for investors to assess Broadcom's current financial health and make informed investment decisions.

Risk Assessment

Risk Level: low — This 8-K/A is a routine amendment to provide required financial statements and exhibits, indicating compliance rather than new risks.

Analyst Insight

A smart investor would note this as a routine compliance update, confirming Broadcom's adherence to SEC reporting requirements, and would await the detailed financial statements and exhibits for deeper analysis of the company's performance.

Key Numbers

• 2023-11-22 — Conformed Period of Report (The date of the earliest event reported in the original 8-K filing.)
• 2024-02-08 — Filed As Of Date (The date the 8-K/A amendment was filed with the SEC.)
• 001-38449 — SEC File Number (Broadcom's unique identifier with the SEC, indicating its registration.)

Key Players & Entities

• Broadcom Inc. (company) — the registrant filing the 8-K/A
• November 22, 2023 (date) — date of the earliest event reported in the original 8-K
• February 8, 2024 (date) — date the 8-K/A was filed
• 001-38449 (other) — Broadcom's Commission File Number
• 3421 Hillview Avenue, Palo Alto, California, 94304 (other) — Broadcom's principal executive offices address
• 650-427-6000 (other) — Broadcom's business phone number
• AVGO (other) — Broadcom's trading symbol on NASDAQ

FAQ

From the Filing

0001140361-24-006447.txt : 20240208 0001140361-24-006447.hdr.sgml : 20240208 20240208164226 ACCESSION NUMBER: 0001140361-24-006447 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20231122 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240208 DATE AS OF CHANGE: 20240208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadcom Inc. CENTRAL INDEX KEY: 0001730168 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 352617337 FISCAL YEAR END: 1029 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38449 FILM NUMBER: 24609761 BUSINESS ADDRESS: STREET 1: 3421 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-427-6000 MAIL ADDRESS: STREET 1: 3421 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: Broadcom Ltd DATE OF NAME CHANGE: 20180201 8-K/A 1 ef20018945_8ka.htm 8-K/A false 0001730168 0001730168 2023-11-22 2023-11-22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934   Date of Report (Date of earliest event reported): November 22, 2023     Broadcom Inc. (Exact Name of Registrant as Specified in Charter)   Delaware   001-38449   35-2617337  (State or other jurisdiction of incorporation)  (Commission File Number)  (I.R.S. Employer Identification No.) 3421 Hillview Avenue Palo Alto ,   California   94304 (Address of principal executive offices including zip code) ( 650 )   427-6000 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered Common Stock, $0.001 par value AVGO The NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Explanatory Note   On November 22, 2023, Broadcom Inc. (“Broadcom”) completed its acquisition of VMware, Inc. (“VMware”) pursuant to the Agreement and Plan of Merger (the “Merger Agreement”), dated as of May 26, 2022, by and among Broadcom, VMware and the other parties named therein.   This Amendment No. 1 on Form 8-K/A is being filed to amend Item 9.01(a) and (b) of the Current Report on Form 8-K that Broadcom filed with the Securities and Exchange Commission (“SEC”) on November 22, 2023 regarding the completion of its acquisition of VMware to include the historical financial statements of VMware required by Item 9.01(a) of Form 8-K and the pro forma financial information required by Item 9.01(b) of Form 8-K.   Item 9.01 Financial Statements and Exhibits.   (a) Financial Statements of Businesses Acquired   The