Rockwell Automation 8-K: Vote of Security Holders, ROK on NYSE
Ticker: ROK · Form: 8-K · Filed: Feb 9, 2024 · CIK: 1024478
Complexity: simple
Sentiment: neutral
Topics: corporate-governance, compliance, shareholder-vote
TL;DR
**Rockwell Automation filed a routine 8-K about shareholder votes and its NYSE listing.**
AI Summary
Rockwell Automation, Inc. filed an 8-K on February 9, 2024, reporting an event that occurred on February 6, 2024, related to the submission of matters to a vote of security holders. This filing indicates standard corporate governance activities, specifically that the company's Common Stock ($1.00 par value) trades on the New York Stock Exchange under the symbol ROK. For investors, this filing primarily confirms the company's ongoing compliance with SEC regulations and provides basic administrative details, rather than revealing new financial performance or strategic shifts.
Why It Matters
This filing confirms Rockwell Automation's compliance with SEC reporting requirements and provides administrative details about its stock listing, which is important for maintaining investor confidence and market transparency.
Risk Assessment
Risk Level: low — This 8-K is a routine administrative filing and does not disclose any new material risks or changes to the company's operations or financial health.
Analyst Insight
A smart investor would note this as a routine compliance filing, indicating no immediate operational or financial changes for Rockwell Automation. It's a confirmation of existing information rather than a trigger for new investment decisions.
Key Numbers
- $1.00 — par value per share (par value of Rockwell Automation's Common Stock)
Key Players & Entities
- Rockwell Automation, Inc. (company) — the registrant filing the 8-K
- New York Stock Exchange (company) — where Rockwell Automation's Common Stock is registered
- $1.00 (dollar_amount) — par value of Common Stock
- February 9, 2024 (date) — date of report
- February 6, 2024 (date) — date of earliest event reported
FAQ
What is the primary purpose of this 8-K filing by Rockwell Automation, Inc.?
The primary purpose of this 8-K filing is to report the 'Submission of Matters to a Vote of Security Holders' as of February 6, 2024, and to confirm administrative details about the company's securities.
On which stock exchange is Rockwell Automation, Inc.'s Common Stock registered?
Rockwell Automation, Inc.'s Common Stock ($1.00 par value) is registered on the New York Stock Exchange, as stated in the filing.
What is the trading symbol for Rockwell Automation, Inc. on the New York Stock Exchange?
The trading symbol for Rockwell Automation, Inc.'s Common Stock on the New York Stock Exchange is ROK.
What was the 'Date of earliest event reported' in this 8-K filing?
The 'Date of earliest event reported' in this 8-K filing was February 6, 2024.
Is Rockwell Automation, Inc. considered an 'emerging growth company' according to this filing?
No, the filing indicates with an unchecked box that Rockwell Automation, Inc. is not an 'emerging growth company' as defined in Rule 405 of the Securities Act of 1933.
Filing Stats: 596 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-02-09 17:04:05
Key Financial Figures
- $1.00 — ange on which registered Common Stock ($1.00 par value) ROK New York Stock Exchange
Filing Documents
- rok-20240209.htm (8-K) — 33KB
- 0001024478-24-000018.txt ( ) — 159KB
- rok-20240209.xsd (EX-101.SCH) — 2KB
- rok-20240209_lab.xml (EX-101.LAB) — 24KB
- rok-20240209_pre.xml (EX-101.PRE) — 12KB
- rok-20240209_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. a. The annual meeting of shareowners of the Company was held on February 6, 2024. The final results of each of the matters submitted to a vote of shareowners at the annual meeting are set forth below. b. At the annual meeting, the shareowners: i. voted to elect two directors of the Company for a term expiring at the annual meeting in 2027. Each nominee was elected by a vote of the shareowners as follows: Affirmative Votes Votes Withheld Broker Nonvotes Alice L. Jolla 80,646,596 5,023,757 11,625,560 Lisa A. Payne 81,663,206 4,007,147 11,625,560 ii. voted on a proposal to approve on an advisory basis the compensation of the Company's named executive officers as set forth in the Company's proxy statement for the February 6, 2024, annual meeting with the approval of approximately 88% of the votes cast. The proposal was approved on an advisory basis by a vote of the shareowners as follows: Affirmative votes 75,518,822 Negative votes 8,617,453 Abstentions 1,534,078 Broker Nonvotes 11,625,560 iii. voted on a proposal to approve the selection by the Audit Committee of the Company's Board of Directors of the firm of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2024. The proposal was approved by a vote of the shareowners as follows: Affirmative votes 91,831,189 Negative votes 4,892,668 Abstentions 572,056 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ROCKWELL AUTOMATION, INC. (Registrant) By /s/ R EBECCA W. H OUSE Rebecca W. House Senior Vice President, Chief People and Legal Officer and Secretary Date: February 9, 2024