ESCALADE INSIDER GRIFFIN UPDATES STAKE: 1.88M SHARES BENEFICIALLY OWNED

TL;DR

**Insider Patrick J. Griffin still holds a big chunk of ESCA, showing continued commitment.**

AI Summary

Patrick J. Griffin, a key insider at Escalade, Inc. (ESCA), has updated his beneficial ownership of the company's common stock as of December 31, 2023. The filing, an amendment to a Schedule 13G, shows Griffin now holds sole voting power over 552,098.229 shares and shared voting power over 1,328,736 shares. This matters to investors because it provides transparency into a significant insider's stake, indicating his continued substantial interest in the company's performance.

Why It Matters

This filing reveals an insider's current ownership, which can signal confidence (or lack thereof) in the company's future, influencing investor sentiment.

Risk Assessment

Risk Level: low — This is an informational filing about an insider's ownership, not an event that inherently carries high risk.

Analyst Insight

Investors should note that a key insider maintains a substantial stake, which could be seen as a positive sign of long-term commitment, but this filing alone doesn't indicate any immediate buying or selling activity.

Key Numbers

• 552,098.229 — Sole Voting Power Shares (Represents the number of shares Patrick J. Griffin can vote independently.)
• 1,328,736 — Shared Voting Power Shares (Represents the number of shares Patrick J. Griffin can vote jointly with others.)

Key Players & Entities

• Patrick J. Griffin (person) — Reporting Person, insider at Escalade, Inc.
• ESCALADE INCORPORATED (company) — The Issuer of the securities
• 552,098.229 (dollar_amount) — Shares with sole voting power held by Patrick J. Griffin
• 1,328,736 (dollar_amount) — Shares with shared voting power held by Patrick J. Griffin
• December 31, 2023 (date) — Date of event requiring the filing

Forward-Looking Statements

• Patrick J. Griffin will maintain a significant ownership stake in Escalade, Inc. (Patrick J. Griffin) — high confidence, target: Next 12 months

FAQ

Filing Documents

• pgriff20240130_sc13ga.htm (SC 13G/A) — 51KB
• 0001437749-24-003554.txt ( ) — 52KB

From the Filing

SC 13G/A 1 pgriff20240130_sc13ga.htm SCHEDULE 13G/A pgriff20240130_sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* ESCALADE, INCORPORATED (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 296056-10-4 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) CUSIP No. 296056-10-4 13G/A Page 2 of 5 Pages 1. NAMES OF REPORTING PERSON S.S. or I.R.S. Identification No. of Above Person Patrick J. Griffin 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 552,098.229 6. SHARED VOTING POWER 1,328,736 7. SOLE DISPOSITIVE POWER 552,098.229 8. SHARED DISPOSITIVE POWER 1,328,736 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,880,834.229 See Item 4(a). 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.69% 12. TYPE OF REPORTING PERSON* IN CUSIP No. 296056-10-4 13G/A Page 3 of 5 Pages ITEM 1 (a) NAME OF ISSUER: Escalade, Incorporated (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 817 Maxwell Avenue Evansville, IN 47711 ITEM 2 (a) NAME OF PERSON FILING: Patrick J. Griffin (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 817 Maxwell Avenue Evansville, IN 47711 (c) CITIZENSHIP: U.S.A. (d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value (e) CUSIP NUMBER: 296056-10-4 ITEM 3 This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b). This statement is filed pursuant to Rule 13d-1(c) . ITEM 4 (a) AMOUNT BENEFICIALLY OWNED: 1,880,834.229 shares, including 4,549 restricted stock units that will vest in full on or before March 4, 2024. Mr. Griffin disclaims beneficial ownership interest of 1,326,736 shares owned by a family limited partnership and 2,000 shares owned by his adult son, except to the extent of his pecuniary interest therein. Such shares owned by the family limited partnership are also deemed to be beneficially owned by Mr. Griffin's father, Robert E. Griffin, which beneficial ownership is separately reported by Mr. Robert E. Griffin. CUSIP No. 296056-10-4 13G/A Page 4 of 5 Pages (b) PERCENT OF CLASS: 13.69% (c) (i) SOLE VOTING POWER: 552,098.229 (ii) SHARED VOTING POWER: 1,328,736 (iii) SOLE DISPOSITIVE POWER: 552,098.229 (iv) SHARED DISPOSITIVE POWER: 1,328,736 ITEM 5 Not Applicable ITEM 6 Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable CUSIP No. 296056-10-4 13G/A Page 5 of 5 Pages ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10 CERTIFICATION By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Date: February 9, 2024 /s/ PATRICK J. GRIFFIN PATRICK J. GRIFFIN

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