SC 13G/A: Northfield Bancorp, Inc.

AI Summary

SC 13G/A filing by Northfield Bancorp, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — me of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie

Filing Documents

• a13ganorthfieldbancorpinca.htm (SC 13G/A) — 59KB
• 0001126328-24-000060.txt ( ) — 61KB

If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the person filing is a

Item 3. If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the person filing is a (f) x An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)

Ownership

Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) The NORTHFIELD BANK EMPLOYEE SAVINGS PLAN and NORTHFIELD BANK AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN ("Plans") are subject to the Employee Retirement Income Security Act of 1974 ("ERISA"). Delaware Charter Guarantee Trust Company dba Principal Trust Company acts as the Directed Trustee of the NORTHFIELD BANK EMPLOYEE SAVINGS PLAN and NORTHFIELD BANK AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN ("Trusts"). As of December 31, 2023, the trust held 3,589,484 shares of the Issuer's common stock. The securities reported include all shares held of record by the Trustee. The Trustee follows the directions of the investment fiduciary names in the plan, or other parties designated in the Plan's trust agreement with respect to voting and disposition of shares. The Trustee, however, is subject to certain fiduciary duties under ERISA as limited in the trust agreement. The Trustee disclaims beneficial ownership of the shares of common stock that are the subject of this Schedule 13G. (b) The 3,589,484 shares of common stock represent 8.06% of the Issuer's outstanding shares of common stock. The percent of class is based on shares outstanding as of December 31, 2023, as provided by the Issuer. CUSIP No. 66611T108 13GA Page 4 of 5 (c) Number of shares as to which such person has (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 3,589,484 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 3,589,484

Ownership of Five Percent or Less of Class

Item 5. Ownership of Five Percent or Less of Class Not Applicable

Ownership of More Than Five Percent on Behalf of Another Person

Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group Not Applicable

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not Applicable

Certification

Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of having or influencing the control of the issuer of the securities and are not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 66611T108 13GA Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Delaware Charter Guarantee Trust Company As Directed Trustee s Christopher Taylor Christopher Taylor COO February 13, 2024

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