SC 13G/A: Annexon, Inc.

AI Summary

SC 13G/A filing by Annexon, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — , Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securiti

Filing Documents

• annx13ga.htm (SC 13G/A) — 58KB
• 0000935836-24-000152.txt ( ) — 60KB

Ownership

Item 4. Ownership. See Items 5-9 and 11 of the cover page for each Filer. The shares beneficially owned by the reporting person consist of (1) 1,700,000 shares of Common Stock (including 850,000 shares of Common Stock held by Global Fund) and (2) pre-funded warrants to acquire 5,244,444 shares of Common Stock (including 2,622,222 warrants held by Global Fund), which warrants are subject to a 9.99% beneficial and pre-funded warrants disclosed in the Prospectus Supplement filed by the Issuer on December 21, 2023.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].* * As of December 31, 2023, Global Fund ceased to hold more than 5% of the outstanding share of the Issuer.

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. The funds managed by Logos Global, including Global Fund, hold the Stock for the benefit of their investors and have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable.

Certification

Item 10. Certification. Certification of Logos Global, Logos Global GP and Dr. William: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. Certification of Global Fund and Logos GP: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. 8 CUSIP No. 03589W102 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated:February 13, 2024 /s/ Arsani William Arsani William Logos Global Management LP By:/s/ Arsani William Name:Arsani William Title:Managing Partner Logos Global Master Fund LP By Logos Global Management LP, its investment manager and attorney-in-fact By:/s/ Arsani William Name:Arsani William Title:Managing Partner Logos Global Management GP LLC By:/s/ Arsani William Name:Arsani William Title:Managing Member Logos GP LLC By:s/ Arsani William Name:Arsani William Title:Managing Member 9 CUSIP No. 03589W102 EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with t

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