SC 13G/A: C3.ai, Inc.
Ticker: AI · Form: SC 13G/A · Filed: 2024-02-13T00:00:00.000Z
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by C3.ai, Inc..
Risk Assessment
Risk Level: low
From the Filing
0001193125-24-033720.txt : 20240213 0001193125-24-033720.hdr.sgml : 20240213 20240213161200 ACCESSION NUMBER: 0001193125-24-033720 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 GROUP MEMBERS: FIRST VIRTUAL HOLDINGS, LLC GROUP MEMBERS: SIEBEL 2011 IRREVOCABLE CHILDREN'S TRUST GROUP MEMBERS: SIEBEL ASSET MANAGEMENT III, L.P. GROUP MEMBERS: SIEBEL ASSET MANAGEMENT, L.P. GROUP MEMBERS: SIEBEL LIVING TRUST U/A/D 7/27/93, AS AMENDED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-92071 FILM NUMBER: 24625986 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIEBEL THOMAS M CENTRAL INDEX KEY: 0001031530 ORGANIZATION NAME: FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 SC 13G/A 1 d787206dsc13ga.htm SC 13G/A SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 12468P 104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☐ Rule 13d-1(c) ☒ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 12468P 104  1   NAME OF REPORTING PERSONS  I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)   Thomas M. Siebel  2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*  (a)  ☐   (b)  ☐  3  SEC USE ONLY  4  CITIZENSHIP OR PLACE OF ORGANIZATION  United States NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH 5   SOLE VOTING POWER   31,143,221 (See Item 4 herein) 6  SHARED VOTING POWER   0 (See Item 4 herein) 7  SOLE DISPOSITIVE POWER  31,143,221 (See Item 4 herein) 8  SHARED DISPOSITIVE POWER  0 (See Item 4 herein)  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  31,143,221 (See Item 4 herein) 10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐ 11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  22.0% (See Item 4 herein) 12  TYPE OF REPORTING PERSON*  IN CUSIP No. 12468P 104  1   NAME OF REPORTING PERSONS  I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)   The Siebel Living Trust u/a/d 7/27/93, as amended  2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*  (a