SMART Global Holdings Reports Shareholder Vote Submission

Ticker: PENG · Form: 8-K · Filed: 2024-02-13T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, shareholder-vote, 8-K, filing

TL;DR

**SMART Global Holdings filed an 8-K on Feb 13, 2024, reporting a Feb 9, 2024 event about submitting matters to a shareholder vote, but no details on what was voted on.**

AI Summary

SMART Global Holdings, Inc. filed an 8-K on February 13, 2024, reporting an event on February 9, 2024, concerning the submission of matters to a vote of its security holders. The filing, under SEC File Number 001-38102, indicates this procedural step without disclosing the specific matters or outcomes of the vote. The company is incorporated in the Cayman Islands and operates from Newark, CA.

Why It Matters

This filing indicates that SMART Global Holdings, Inc. has put certain matters before its shareholders for a vote, a standard corporate governance action. While the specific details of the vote are not disclosed in this 8-K, it signals ongoing corporate activity that could impact company direction or structure.

Risk Assessment

Risk Level: low — The filing is purely procedural, reporting a submission to a vote without disclosing any specific outcomes or controversial matters, thus posing minimal immediate risk.

Key Numbers

Key Players & Entities

FAQ

What type of SEC filing is this document?

This document is an 8-K, a Current Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

What is the exact name of the registrant as specified in its charter?

The exact name of the registrant is SMART GLOBAL HOLDINGS, INC.

What was the earliest event reported in this 8-K filing?

The earliest event reported was the "Submission of Matters to a Vote of Security Holders" on February 9, 2024.

In which jurisdiction is SMART Global Holdings, Inc. incorporated?

SMART Global Holdings, Inc. is incorporated in the Cayman Islands.

What is the registrant's SEC File Number?

The registrant's SEC File Number is 001-38102.

From the Filing

0001628280-24-004473.txt : 20240213 0001628280-24-004473.hdr.sgml : 20240213 20240213162308 ACCESSION NUMBER: 0001628280-24-004473 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20240209 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0826 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 24626361 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 8-K 1 sgh-20240209.htm 8-K sgh-20240209 0001616533 FALSE 0001616533 2024-02-09 2024-02-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2024 SMART GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Commission File Number 001-38102 Cayman Islands 98-1013909 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) c/o Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman Cayman Islands KY1-9008 (Address of Principal Executive Offices) (Zip Code) Registrant’s Telephone Number, Including Area Code: ( 510 ) 623-1231 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Ordinary shares, $0.03 par value per share SGH Nasdaq Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 1 Item 5.07     Submission of Matters to a Vote of Security Holders. SMART Global Holdings, Inc. (the “Company”) held its 2024 Annual General Meeting of Shareholders (the “Annual General Meeting”) on February 9, 2024. The final voting results for each of the items submitted to a shareholder vote at the Annual General Meeting are set forth below. Proposal No. 1: Election of Directors Shareholders elected each of the three nominees for Class I director to serve until the Company’s 2027 annual general meeting of shareholders or until their successors are duly elected and qualified. The results of such vote were: Nominee For Withheld Broker Non-Votes Sandeep Nayyar 39,266,372 2,794,136 4,838,762 Mary Puma 37,183,067 4,877,441 4,838,762 Maximiliane Straub 38,991,484 3,069,024 4,838,762 Proposa

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