SC 13G: Axalta Coating Systems Ltd.

AI Summary

SC 13G filing by Axalta Coating Systems Ltd..

Risk Assessment

Risk Level: low

Filing Documents

• axta13g02132024.htm (SC 13G) — 50KB
• 0000313028-24-000008.txt ( ) — 51KB

(a)

Item 1(a) Name of Issuer: Axalta Coating Systems Ltd 1(b) Address of Issuer's Principal Executive Offices: 50 APPLIED BANK BOULEVARD, SUITE 300, GLEN MILLS, PA, 19342

(a)

Item 2(a) Name of Person Filing: Barrow Hanley Global Investors 2(b) Address of Principal Business Office or, if none, Residence: 2200 Ross Avenue, 31st Floor Dallas, TX 75201-2761 2(c) Citizenship: A Delaware limited liability company 2(d) Title of Class of Securities Common Stock 2(e) CUSIP Number: G0750C108 Item 3 If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) Group, in a accordance with 240.13d-1(b)(1)(ii)(J). 3 Item 4 Ownership: 4(a) Amount beneficially owned: 15,164,061 shares 4(b) Percent of Class: 6.89% 4(c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: 11,216,702 shares (ii) Shared power to vote or to direct the vote: 3,947,359 shares (iii) Sole power to dispose or to direct the disposition of: 15,164,061 shares (iv) Shared power to dispose or to direct the disposition of: — Item 5 Ownership of Five Percent or Less of a Class: Not Applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: The right to receive or the power to direct