SC 13G/A: Credo Technology Group Holding Ltd
Ticker: CRDO · Form: SC 13G/A · Filed: Feb 13, 2024 · CIK: 1807794
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by Credo Technology Group Holding Ltd.
Risk Assessment
Risk Level: low
Filing Stats: 973 words · 4 min read · ~3 pages · Grade level 8.8 · Accepted 2024-02-13 16:06:46
Key Financial Figures
- $0.00005 — of Issuer) Ordinary shares, par value $0.00005 per share (Title of Class of Securiti
Filing Documents
- dp206680_sc13ga1-tan.htm (SC 13G/A) — 55KB
- 0000950103-24-002124.txt ( ) — 57KB
(a). Name
Item 1(a). Name of Issuer Credo Technology Group Holding Ltd
(b). Address
Item 1(b). Address of Issuer’s Principal Executive Offices c/o Maples Corporate Services, Limited, PO Box 309, Ugland House Grand Cayman, KY1-1104, Cayman Islands
(a). Name
Item 2(a). Name of Person Filing Lip-Bu Tan
(b). Address
Item 2(b). Address of Principal Business Office or, If None, Residence c/o Credo Technology Group Holding Ltd 110 Rio Robles San Jose, California 95134
(c). Citizenship
Item 2(c). Citizenship United States
(d). Title
Item 2(d). Title of Class of Securities Ordinary Shares
(e). CUSIP
Item 2(e). CUSIP No. G25457105
If
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act. (b) o Bank as defined in section 3(a)(6) of the Act. (c) o Insurance company as defined in section 3(a)(19) of the Act. (d) o Investment company registered under section 8 of the Investment Company Act of 1940. (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with Rule 13d–1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with Rule 13d–1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) o A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); CUSIP No. G25457105 13G Page 4 of 5 Pages (k) o A group, in accordance with Rule 13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________
Ownership
Item 4. Ownership (a) Amount Beneficially Owned: 3,570,992 (b) Percent of Class: 2.2% (c) Number of shares as to which the person has: a. Sole power to vote or to direct the vote: 15,000(1) b. Shared power to vote or direct the vote: 3,555,992(2) c. Sole power to dispose or to direct the disposition of: 15,000(1) d. Shared power to dispose or to direct the disposition of: 3,555,992(2) Notes to Item 4: 1. Includes 1,875 restricted stock units that vest within 60 days of December 31, 2023. 2. Includes (i) 167,583 ordinary shares held by the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/1992, (ii) 3,339,673 ordinary shares held by Walden Technology Ventures II LP and (iii) 48,736 ordinary shares held by A&E Investment LLC. Mr. Tan is the joint trustee of Lip-Bu Tan and Ysa Loo Trust Dated 2/3/1992. Mr. Tan is the Managing Director of Walden Technology Ventures II LP and is the Manager of A&E Investment LLC, an entity owned by the Lip-Bu Tan and Ysa Loo Trust Dated 2/3/1992. Mr. Tan disclaims beneficial of these indirectly held shares except to the extent of any pecuniary interest therein.
Ownership
Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.
Ownership
Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not applicable
Identification
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not applicable
Identification
Item 8. Identification and Classification of Members of the Group Not applicable
Notice
Item 9. Notice of Dissolution of Group Not applicable
Certifications
Item 10. Certifications Not applicable CUSIP No. G25457105 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date:February 12, 2024 By: /s/ Lip-Bu Tan Name: Lip-Bu Tan Title: Director