SC 13G/A: FIRST HAWAIIAN, INC.
Ticker: FHB · Form: SC 13G/A · Filed: Feb 13, 2024 · CIK: 36377
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by FIRST HAWAIIAN, INC..
Risk Assessment
Risk Level: low
Filing Stats: 1,830 words · 7 min read · ~6 pages · Grade level 9.5 · Accepted 2024-02-13 16:01:44
Filing Documents
- fhb4298291-sc13ga.htm (SC 13G/A) — 64KB
- fhb4298291x1x6x2.jpg (GRAPHIC) — 20KB
- fhb4298291x1x6x3.jpg (GRAPHIC) — 18KB
- fhb4298291x1x6x1.jpg (GRAPHIC) — 16KB
- 0001206774-24-000115.txt ( ) — 139KB
If this statement is filed pursuant to §§240.13d-1(b)
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). MIM (US) (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); MFC (g) x A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); MIML (j) x A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); (k) o Group, in accordance with §240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: FI
Ownership
Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: MIM (US) has beneficial ownership of 10,155,552 shares of Common Stock and MIML has beneficial ownership of 14,353 shares of Common Stock. Through its parent-subsidiary relationship to MIM (US) and MIML, MFC may be deemed to have beneficial ownership of these same shares. (b) Percent of class: Of the 127,612,083 shares of Common Stock outstanding as of October 31, 2023, according to the Form 10-Q filed by the issuer with the Securities and Exchange Commission on November 6, 2023, MIM (US) held 7.93% and MIML held 0.01%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote Incorporated by reference to Item 5 of the cover page pertaining to each reporting person. . (ii) Shared power to vote or to direct the vote Incorporated by reference to Item 6 of the cover page pertaining to each reporting person. . (iii) Sole power to dispose or to direct the disposition of Incorporated by reference to Item 7 of the cover page pertaining to each reporting person. . (iv) Shared power to dispose or to direct the disposition of Incorporated by reference to Item 8 of the cover page pertaining to each reporting person. . Instruction. §240.13d-3(d)(1). For computations regarding securities which represent a right to acquire an underlying security see Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o . Item 6. N/A Page 4 of 7 CONFIDENTIAL Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Be