SC 13G: Macy's, Inc.

AI Summary

SC 13G filing by Macy's, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie

Filing Documents

• sayw24021448_13g.htm (SC 13G) — 106KB
• 0000905148-24-000630.txt ( ) — 107KB

From the Filing

SC 13G 1 sayw24021448_13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Macy's, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 55616P104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 55616P104 13G Page 2 of 10 Pages 1 NAMES OF REPORTING PERSONS Nomura Holdings, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 15,456,881 (1) 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 15,456,881 (1) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,456,881 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% (2) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC (1) Consists of (i) 12,377,979 shares of Common Stock owned by Nomura Global Financial Products, Inc. ("NGFP"), (ii) 2,889,700 shares of Common Stock underlying call options owned by NGFP that are exercisable within 60 days, and (ii) 189,202 shares of Common Stock owned by Nomura Securities International, Inc. ("NSI"). NGFP and NSI are wholly owned subsidiaries of Nomura Holdings, Inc., which accordingly may be deemed to beneficially own the shares of Common Stock beneficially owned by NGFP and NSI. (2) The percent of class is calculated based on 274,073,323 shares of Common Stock issued and outstanding as of November 25, 2023, as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended October 28, 2023 filed with the SEC on November 28, 2023. CUSIP No. 55616P104 13G Page 3 of 10 Pages 1 NAMES OF REPORTING PERSONS Nomura Global Financial Products, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 15,267,679 (3) 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 15,267,679 (3) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,267,679 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% (4) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BD (3) Consists of (i) 12,377,979 shares of Common Stock and (ii) 2,889,700 shares of Common Stock underlying call options that are exercisable within 60 days. (4) The percent of class is calculated based on 274,073,323 shares of Common Stock issued and outstanding as of November 25, 2023, as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended October 28, 2023 filed with the SEC on November 28, 2023. CUSIP No. 55616P104 13G Page 4 of 10 Pages Item 1. (a) Name of Issuer: Macy's, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 151 West 34th Street New York, NY 10001 Item 2. (a) Name of Person(s) Filing: Nomura Holdings, Inc. Nomura Global Financial Products, Inc. (b) Address of Principal Business Office or, if none, Residence: Nomura Holdings, Inc. 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan Nomura Global Financial Products, Inc. Worldwide Plaza 309 West 49 th Street New York, NY 10019 (c) Citizenship: Nomura Holdings, Inc. Japan Nomura Global Financial Products, Inc. Delaware (d) Title of Class of Securities: Common Stock, par value $0.01 per share ("Common Stock") (e) CUSIP Number: 55616P104 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a : (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered un

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