13F-HR: AMERIPRISE FINANCIAL INC
Ticker: AMP · Form: 13F-HR · Filed: Feb 14, 2024 · CIK: 820027
Sentiment: neutral
Topics: 13f-hr
AI Summary
13F-HR filing by AMERIPRISE FINANCIAL INC.
Risk Assessment
Risk Level: low
Filing Stats: 604 words · 2 min read · ~2 pages · Grade level 12.1 · Accepted 2024-02-14 11:08:00
Filing Documents
- primary_doc.html (13F-HR)
- primary_doc.xml (13F-HR) — 8KB
- 30192.html (INFORMATION TABLE)
- 30192.xml (INFORMATION TABLE) — 5404KB
- 0000950123-24-002290.txt ( ) — 5414KB
From the Filing
SEC FORM 13F-HR The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE OMB APPROVAL OMB Number: 3235-0006 Estimated average burden hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 12-31-2023 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMERIPRISE FINANCIAL INC Address: 1099 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS , MN 55474 Form 13F File Number: 028-00139 CRD Number (if applicable): The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael G. Clarke Title: Senior VP, NA Head of Operations & Investor Services Phone: 617-385-9594 Signature, Place, and Date of Signing: Michael G. Clarke Boston , MA 02-14-2024 [Signature] [City, State] [Date] Report Type (Check only one.): 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK Columbia Management Investment Advisers, LLC 028-10477 000108257 801-25943 Ameriprise Trust Co 028-10458 Ameriprise Certificate Co 028-00140 RiverSource Life Insurance Co 028-00143 RiverSource Life Insurance Co of New York 028-10460 Threadneedle Asset Management Holdings LTD 028-10644 Ameriprise Financial Services, LLC 028-14918 000006363 801-28543 Columbia Wanger Asset Management, LLC. 028-03639 000111168 801-41391 Ameriprise Bank, FSB 028-18942 Pyrford International Ltd 028-17429 000105646 801-34270 Thames River Capital LLP 028-10849 Columbia Threadneedle (EM) Investments Ltd 028-12261 000160460 801-74649 Columbia Threadneedle Management Ltd 028-10846 Form 13F Summary Page Report Summary: Number of Other Included Managers: 13 Form 13F Information Table Entry Total: 11,153 Form 13F Information Table Value Total: 334,015,962,593 (round to nearest dollar) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] No. Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK 2 Columbia Management Investment Advisers, LLC 028-10477 000108257 801-25943 3 Ameriprise Trust Co 028-10458 4 Ameriprise Certificate Co 028-00140 5 RiverSource Life Insurance Co 028-00143 6 RiverSource Life Insurance Co of New York 028-10460 10 Threadneedle Asset Management Holdings LTD 028-10644 16 Ameriprise Financial Services, LLC 028-14918 000006363 801-28543 17 Columbia Wanger Asset Management, LLC. 028-03639 000111168 801-41391 18 Ameriprise Bank, FSB 028-18942 19 Columbia Threadneedle Management Ltd 028-10846 20 Pyrford International Ltd 028-17429 000105646 801-34270 22 Columbia Threadneedle (EM) Investments Ltd 028-12261 000160460 801-74649 23 Thames River Capital LLP 028-10849