SC 13G/A: NEW GERMANY FUND INC
Ticker: GF · Form: SC 13G/A · Filed: Feb 14, 2024 · CIK: 858706
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by NEW GERMANY FUND INC.
Risk Assessment
Risk Level: low
Filing Stats: 496 words · 2 min read · ~2 pages · Grade level 16.1 · Accepted 2024-02-15 09:22:54
Filing Documents
- r13ganewgermany.htm (SC 13G/A) — 5KB
- 0001207017-24-000013.txt ( ) — 6KB
(a). Name of Issuer
Item 1(a). Name of Issuer: NEW GERMANY FUND INC
(b). Address of Issuer's Principal Executive Offices
Item 1(b). Address of Issuer's Principal Executive Offices: 875 THIRD AVENUE NEW YORK, NEW YORK 10022-6225
(a): Name of Person Filing: Lazard Asset Management LLC
Item 2(a): Name of Person Filing: Lazard Asset Management LLC
(b): Address of Principal Business Office or, if None, Residence
Item 2(b): Address of Principal Business Office or, if None, Residence: 30 Rockefeller Plaza New York, New York 10112
(c): Citizenship: Delaware Limited Liability Company
Item 2(c): Citizenship: Delaware Limited Liability Company
(d): Title of Class of Securities: Closed End Fund
Item 2(d): Title of Class of Securities: Closed End Fund
(e): CUSIP Number: 644465106
Item 2(e): CUSIP Number: 644465106
: If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a
Item 3: If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: o (a) Broker or Dealer Registered Under Section 15 of the Act x (b) Adviser registered under section 203 of the Investment Advisers Act of 1940
: Ownership
Item 4: Ownership. Amount beneficially owned: 2,131,644 Percent of class: 12.70% Number of shares as to which such person has: Sole power to vote or to direct the vote: 2,073,644 Shared power to vote or to direct the vote: - Sole power to dispose or to direct the disposition of: 2,131,644 Shared power to dispose or to direct the disposition of: -
: Ownership of Five Percent or Less of a Class: Not applicable
Item 5: Ownership of Five Percent or Less of a Class: Not applicable
: Ownership of More than Five Percent on Behalf of Another Person: Not applicable
Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable
: Identification and Classification of Members of the Group: Not applicable
Item 8: Identification and Classification of Members of the Group: Not applicable
: Notice of Dissolution of Group: Not applicable
Item 9: Notice of Dissolution of Group: Not applicable
: Certification
Item 10: Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Date: February 14, 2024 _________________________ Nargis Hilal Chief Compliance Officer and Counsel