SC 13G/A: Sound Financial Bancorp, Inc.

AI Summary

SC 13G/A filing by Sound Financial Bancorp, Inc..

Risk Assessment

Risk Level: low

Filing Documents

• fp0087178-9_sc13ga.htm (SC 13G/A) — 144KB
• 0001398344-24-003069.txt ( ) — 145KB

(a)

Item 1. (a) Name of Issuer: Sound Financial Bancorp, Inc. (the “Issuer”) (b) Address of Issuer’s Principal Executive Offices: 2400 3 rd Avenue, Suite 150 Seattle, WA 98121

(a) Name

Item 2. (a) Name of Persons Filing: M3 Funds, LLC M3 Partners, LP M3F, Inc. Jason A. Stock William C. Waller (b) Address of Principal Business Office or, if None, Residence: For all persons filing: 2070 E 2100 S, Suite 250 Salt Lake City, UT 84109 (c) Citizenship: M3 Funds, LLC is a Delaware limited liability company M3 Partners, LP is a Delaware limited partnership M3F, Inc. is a Utah corporation Mr. Stock and Mr. Waller are United States citizens (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 83607A100 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. Filed pursuant to Rule 13d-1(c).

Ownership

Item 4. Ownership. M3 Funds, LLC M3 Partners, LP M3F, Inc. Jason A. Stock William C. Waller (a) Amount Beneficially Owned: 97,831 97,831 97,831 97,831 97,831 (b) Percent of Class: 3.81% 3.81% 3.81% 3.81% 3.81% (c) Number of Shares to Which Reporting Person Has: (i) Sole Voting Power: N/A N/A N/A N/A N/A (ii) Shared Voting Power: 97,831 97,831 97,831 97,831 97,831 (iii) Sole Dispositive Power: N/A N/A N/A N/A N/A (iv) Shared Dispositive Power: 97,831 97,831 97,831 97,831 97,831 The reported shares are the Issuer’s common stock. All of the reported shares are owned directly by M3 Partners, L.P. (“M3 Partners”), whose general partner is M3 Funds, LLC (the “General Partner”) and whose investment adviser is M3F, Inc. (the “Investment Adviser”). The General Partner and the Investment Adviser could each be deemed to be indirect beneficial owners of the reported shares, and could be deemed to share such beneficial ownership with M3 Partners. Jason A. Stock and William C. Waller are the managers of the General Partner and the managing directors of the Investment Adviser, and could be deemed to share such indirect beneficial ownership with the General Partner, the Investment Adviser and M3 Partners.

Ownership

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial

Ownership

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable.

Identification

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice

Item 9. Notice of Dissolution of Group. Not applicable.

Certification

Item 10. Certification. By signing below, each of the undersigned certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct. Date: February 13, 2024 M3 PARTNERS, LP By: M3 Funds, LLC, General Partner By: /s/ Jason A. Stock Name: Jason A. Stock Title: Manager Date: February 13, 2024 M3 FUNDS, LLC By: /s/ Jason A. Stock Name: Jason A. Stock Title: Manager Date: February 13, 2024 M3F, INC. By: /s/ Jason A. Stock Name: Jason A. Stock Title: Managing Director Date: February 13, 2024 /s/ Jason A. Stock Jason A. Stock Date: February 13, 2024 /s/ William C. Waller William C. Waller

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