SC 13G/A: Roivant Sciences Ltd.
Ticker: ROIV · Form: SC 13G/A · Filed: Feb 14, 2024 · CIK: 1635088
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by Roivant Sciences Ltd..
Risk Assessment
Risk Level: low
Filing Stats: 1,625 words · 7 min read · ~5 pages · Grade level 7.6 · Accepted 2024-02-14 11:14:48
Key Financial Figures
- $0.0000000341740141 — e of Issuer) Common shares, par value $0.0000000341740141 per share (Title of Class of Securiti
Filing Documents
- d790270dsc13ga.htm (SC 13G/A) — 87KB
- 0001193125-24-035531.txt ( ) — 88KB
(a)
Item 1(a). Name of Issuer Roivant Sciences Ltd. (the Issuer)
(b)
Item 1(b). Address of Issuers Principal Executive Offices The address of the Issuers principal executive offices is: 7th Floor, 50 Broadway, London SW1H 0DB, United Kingdom
(a)
Item 2(a). Name of Person Filing
(b)
Item 2(b). Address of Principal Business Office or, if none, Residence
(c)
Item 2(c). Citizenship QVT Financial LP 888 Seventh Avenue, 43rd Floor New York, New York 10106 Delaware Limited Partnership QVT Financial GP LLC 888 Seventh Avenue, 43rd Floor New York, New York 10106 Delaware Limited Liability Company QVT Financial Investment Cayman Ltd. 1 Nexus Way Camana Bay George Town, Grand Cayman, KY1 9005 Cayman Islands Cayman Islands Limited Company QVT Roiv Hldgs Offshore Ltd. 1 Nexus Way Camana Bay George Town, Grand Cayman, KY1 9005 Cayman Islands Cayman Islands Limited Company
(d)
Item 2(d). Title of Class of Securities Common shares, par value $0.0000000341740141 per share (the Common Shares)
(e)
Item 2(e). CUSIP Number The CUSIP number of the Common Stock is G76279101. Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J); (k) Group, in accordance with 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ____. Item 4. (a) Amount beneficially owned: Aggregately, QVT Financial LP (QVT) may be deemed to be the beneficial owner of 112,541,536 Common Shares, consisting of the Common Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP (Fourth Avenue), QVT P&E Roiv Hldgs Ltd. (QVT P&E), QVT Deferred Compensation Holdings Ltd (QVT DCH) and QVT Financial Investment Cayman Ltd. (QVT FIC). QVT Financial GP LLC (QVT Financial GP) is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT. QVT is the investment m