SC 13G/A: Replimune Group, Inc.

AI Summary

SC 13G/A filing by Replimune Group, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — ame of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti

Filing Documents

• tm245846d15_sc13ga.htm (SC 13G/A) — 74KB
• tm245846d15_ex99-1.htm (EX-99.1) — 5KB
• 0001104659-24-023781.txt ( ) — 80KB

Ownership

Item 4. Ownership. (a) Amount beneficially owned: Redmile Group, LLC – 4,604,483* Jeremy C. Green – 4,604,483* (b) Percent of class: Redmile Group, LLC – 7.4%** Jeremy C. Green – 7.4%** (c) Number of shares as to which Redmile Group, LLC has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 4,604,483 * (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 4,604,483 * Number of shares as to which Jeremy C. Green has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 4,604,483 * (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 4,604,483 * * Redmile Group, LLC’s and Jeremy C. Green’s beneficial ownership of the Issuer’s Common Stock is comprised of (a) 3,865,258 shares of Common Stock, and (b) 739,225 shares of Common Stock issuable upon exercise of the Warrants, in each case, which are owned by the Redmile Funds. The Common Stock and Warrants may be deemed beneficially owned by Redmile Group, LLC as investment manager of the Redmile Funds. The reported securities may also be deemed beneficially owned by Jeremy C. Green as the principal of Redmile Group, LLC. Redmile Group, LLC and Mr. Green each disclaim beneficial ownership of these securities, except to the extent of its or his pecuniary interest in such securities, if any. ** Percentage based on the sum of (a) 59,059,343 shares of Common Stock outstanding as of November 3, 2023, as reported in the Form 10-Q, plus (b) 739,225 shares of Common Stock issuable upon exercise of certain of the Warrants, plus (c) 2,279,967 shares of Common Stock issued to the Redmile Funds upon exercise of certain additional Warrants during the period after November 3, 2023 to December 31, 2023.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. See the response to Item 4.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. N/A.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. N/A.

Certifications

Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2024 Redmile Group, LLC By: /s/ Jeremy C. Green Name: Jeremy C. Green Title: Managing Member /s/ Jeremy C. Green Jeremy C. Green