SC 13G/A: SOPHiA GENETICS SA

AI Summary

SC 13G/A filing by SOPHiA GENETICS SA.

Risk Assessment

Risk Level: low

Filing Documents

• generation-soph123123a3.htm (SC 13G/A) — 103KB
• 0001172661-24-001095.txt ( ) — 105KB

(a)Name of Issuer

Item 1. (a)Name of Issuer SOPHiA GENETICS SA (b)Address of Issuer’s Principal Executive Offices Rue du Centre 172 CH-1025 Saint-Sulpice Switzerland

(a)Name of Person Filing

Item 2. (a)Name of Person Filing Generation Investment Management LLP; Generation IM Sustainable Solutions GP III Limited; Generation IM Sustainable Solutions Fund III, L.P. (b)Address of Principal Business Office, or, if none, Residence Generation Investment Management LLP: 20 Air Street, 7th floor, London, United Kingdom W1B 5AN. Generation IM Sustainable Solutions GP III Limited: PO Box 255, Trafalgar Court, Les Banques, St Peter Port, Guernsey GY1 3QL Generation IM Sustainable Solutions Fund III, L.P.: PO Box 255, Trafalgar Court, Les Banques, St Peter Port, Guernsey GY1 3QL (c)Citizenship Generation Investment Management LLP – England and Wales Generation IM Sustainable Solutions GP III Limited - Guernsey Generation IM Sustainable Solutions Fund III, L.P. - Guernsey (d)Title of Class of Securities Ordinary Shares (e) CUSIP No.: H82027105 CUSIP No. H82027105 SCHEDULE 13G/A Page 6 of 10 Pages

If

Item 3.If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: CUSIP No. H82027105 SCHEDULE 13G/A Page 7 of 10 Pages Item 4.Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See the response(s) to Item 9 on the attached cover pages. (b) Percent of class: See the response(s) to Item 11 on the attached cover pages. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover pages. (ii) Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover pages. (iii) Sole power to dispose or to direct the disposition of: Se