SEI Investments Co. Files 10-K/A Amendment for Fiscal Year Ended December 31, 2023

TL;DR

<b>SEI Investments Co. has filed an amendment to its 2023 annual report, confirming its status as a large accelerated filer.</b>

AI Summary

SEI INVESTMENTS CO (SEIC) filed a Amended Annual Report (10-K/A) with the SEC on February 22, 2024. SEI Investments Co. filed an amendment (No. 1) to its annual report on Form 10-K for the fiscal year ended December 31, 2023. The company is registered in Pennsylvania with IRS Employer Identification No. 23-1707341. Its principal executive offices are located at 1 Freedom Valley Drive, Oaks, PA 19456. SEI Investments Co. is a well-known seasoned issuer and a large accelerated filer. The company's common stock is traded on The NASDAQ Stock Market LLC under the symbol SEIC.

Why It Matters

For investors and stakeholders tracking SEI INVESTMENTS CO, this filing contains several important signals. This filing is an amendment to the original 10-K, indicating potential updates or corrections to previously reported information for the fiscal year 2023. As a large accelerated filer, SEI Investments Co. is subject to more stringent SEC reporting requirements, suggesting a significant market presence and public float.

Risk Assessment

Risk Level: low — SEI INVESTMENTS CO shows low risk based on this filing. The filing is a routine amendment to an annual report, with no immediate indicators of significant financial distress or operational issues.

Analyst Insight

Monitor for the specific details within the amendment to understand any changes from the original 10-K filing.

Key Numbers

• 20231231 — Fiscal Year End (Report period)
• 20240222 — Filed as of Date (Filing date)
• 0000350894-24-000030 — Accession Number (Filing identifier)
• 10-K/A — Form Type (Filing type)

Key Players & Entities

• SEI INVESTMENTS CO (company) — Registrant
• Pennsylvania (location) — State of Incorporation
• 23-1707341 (other) — I.R.S. Employer Identification No.
• 1 Freedom Valley Drive, Oaks, PA 19456 (address) — Principal Executive Offices
• SEIC (ticker) — Trading Symbol
• The NASDAQ Stock Market LLC (company) — Exchange
• 0-10200 (other) — Commission File Number
• 20231231 (date) — Fiscal Year End

FAQ

Industry Context

SEI Investments Co. operates in the financial services sector, providing investment processing, investment management, and investment operations solutions.

Regulatory Implications

The filing is made under the Securities Exchange Act of 1934, specifically Section 13 or 15(d), and adheres to SEC regulations for annual reports and amendments.

What Investors Should Do

1. Review the full 10-K/A filing for specific amendments and updated financial details.
2. Track future SEC filings from SEI Investments Co. for ongoing compliance and disclosures.
3. Analyze the company's performance and strategic initiatives in the context of its industry.

Key Dates

• 2023-12-31: Fiscal Year End — End of the reporting period for the annual report.
• 2024-02-22: Filing Date — Date the 10-K/A amendment was filed with the SEC.

Year-Over-Year Comparison

This is an amendment (No. 1) to the original 10-K filing for the fiscal year ended December 31, 2023.

Key Financial Figures

• $6.6 billion — tes of the registrant was approximately $6.6 billion based on the closing price reported by

Filing Documents

• seic-12312023form10xka.htm (10-K/A) — 84KB
• seic-1231202310kaex311.htm (EX-31.1) — 3KB
• seic-1231202310kaex312.htm (EX-31.2) — 3KB
• seic-1231202310kex9914.htm (EX-99.14) — 190KB
• seilogoa.jpg (GRAPHIC) — 25KB
• 0000350894-24-000030.txt (&nbsp;) — 313KB

Exhibits, Financial Statement Schedules

Item 15. Exhibits, Financial Statement Schedules. (a) (1) and (2) Financial Statements and Financial Statement Schedules . The following is a list of the Consolidated Financial Statements of the Company and its subsidiaries and supplementary data filed as part of Item 8 hereof Reports of Independent Registered Public Accounting Firm Consolidated Balance Sheets — December 31, 2023 and 2022 Consolidated Statements of Operations — For the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Comprehensive Income — For the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Changes in Equity — For the years ended December 31, 2023, 2022 and 2021 Consolidated Statements of Cash Flows — For the years ended December 31, 2023, 2022 and 2021

Notes to Consolidated Financial Statements

Notes to Consolidated Financial Statements Schedule II - Valuation and Qualifying Accounts and Reserves — For the years ended December 31, 2023, 2022 and 2021 All other schedules are omitted because they are not applicable, or not required, or because the required information is included in the Consolidated Financial Statements or notes thereto. (a) (3) Exhibits, Including Those Incorporated by Reference . The exhibits to this Report are listed on the accompanying index to exhibits and are incorporated herein by reference or are filed as part of this Amendment No. 1. EXHIBIT INDEX The following is a list of exhibits filed as part of this Amendment No. 1 to Form 10-K. 3.1 (P) Articles of Incorporation of the Registrant as amended on January 21, 1983. (Incorporated by reference to exhibit 3.1 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1982.) 3.1.2 (P) Amendment to Articles of Incorporation of the Registrant, dated May 21, 1992. (Incorporated by reference to exhibit 3.1.2 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1992.) 3.1.3 (P) Amendment to Articles of Incorporation of the Registrant, dated May 26, 1994. (Incorporated by reference to exhibit 3.1.3 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1994.) 3.1.4 (P) Amendment to Articles of Incorporation of the Registrant, dated November 21, 1996. (Incorporated by reference to exhibit 3.1.4 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1996.) 3.1.5 Amendment to Articles of Incorporation of the Registrant, dated February 14, 2001. (Incorporated by reference to exhibit 3.1.5 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 2000.) 3.2 Amended and Restated By-Laws. (Incorporated by reference to exhibit 99.3 to the Registrant's Current Report on Form 8-K dated March 31, 2022.) 4.2 Statement with Respect to Shares

SIGNATURES

SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment No. 1 to Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized. SEI INVESTMENTS COMPANY Date February 22, 2024 By s Dennis J. McGonigle Dennis J. McGonigle Chief Financial Officer

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View this 10-K/A filing on SEC EDGAR