Cohen & Steers, Inc. Files 2023 Annual Report on Form 10-K

Ticker: CNS · Form: 10-K · Filed: Feb 23, 2024 · CIK: 1284812

Sentiment: neutral

Topics: 10-K, Cohen & Steers, Investment Advice, Financial Services, Annual Report

TL;DR

<b>Cohen & Steers, Inc. has filed its 2023 annual report (10-K) detailing its financial performance and business operations for the fiscal year ending December 31, 2023.</b>

AI Summary

COHEN & STEERS, INC. (CNS) filed a Annual Report (10-K) with the SEC on February 23, 2024. Cohen & Steers, Inc. filed its 2023 Form 10-K on February 23, 2024. The filing covers the fiscal year ending December 31, 2023. The company's principal business is Investment Advice. Cohen & Steers, Inc. is incorporated in Delaware. The company's business address is 1166 Avenue of the Americas, 30th Floor, New York, NY 10036.

Why It Matters

For investors and stakeholders tracking COHEN & STEERS, INC., this filing contains several important signals. This 10-K filing provides a comprehensive overview of Cohen & Steers' financial health, operational strategies, and risk factors for the fiscal year 2023, crucial for investors to assess the company's performance and outlook. The filing includes detailed financial statements and disclosures, allowing stakeholders to understand the company's revenue streams, profitability, and balance sheet strength, which are key indicators for investment decisions.

Risk Assessment

Risk Level: medium — COHEN & STEERS, INC. shows moderate risk based on this filing. The company operates in the financial services sector, which is subject to significant regulatory oversight and market volatility, as indicated by its business classification as Investment Advice and its incorporation in Delaware.

Analyst Insight

Investors should review the detailed financial statements and risk factors in the 10-K to understand Cohen & Steers' performance and potential challenges in the investment management industry.

Key Numbers

Key Players & Entities

FAQ

When did COHEN & STEERS, INC. file this 10-K?

COHEN & STEERS, INC. filed this Annual Report (10-K) with the SEC on February 23, 2024.

What is a 10-K filing?

A 10-K is a comprehensive annual financial report required by the SEC, covering audited financials, business operations, risk factors, and management discussion. This particular 10-K was filed by COHEN & STEERS, INC. (CNS).

Where can I read the original 10-K filing from COHEN & STEERS, INC.?

You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by COHEN & STEERS, INC..

What are the key takeaways from COHEN & STEERS, INC.'s 10-K?

COHEN & STEERS, INC. filed this 10-K on February 23, 2024. Key takeaways: Cohen & Steers, Inc. filed its 2023 Form 10-K on February 23, 2024.. The filing covers the fiscal year ending December 31, 2023.. The company's principal business is Investment Advice..

Is COHEN & STEERS, INC. a risky investment based on this filing?

Based on this 10-K, COHEN & STEERS, INC. presents a moderate-risk profile. The company operates in the financial services sector, which is subject to significant regulatory oversight and market volatility, as indicated by its business classification as Investment Advice and its incorporation in Delaware.

What should investors do after reading COHEN & STEERS, INC.'s 10-K?

Investors should review the detailed financial statements and risk factors in the 10-K to understand Cohen & Steers' performance and potential challenges in the investment management industry. The overall sentiment from this filing is neutral.

How does COHEN & STEERS, INC. compare to its industry peers?

Cohen & Steers, Inc. operates within the financial services industry, specifically focusing on investment advice.

Are there regulatory concerns for COHEN & STEERS, INC.?

As a publicly traded company, Cohen & Steers, Inc. is subject to the regulations of the Securities and Exchange Commission (SEC) and must file annual reports like this 10-K.

Industry Context

Cohen & Steers, Inc. operates within the financial services industry, specifically focusing on investment advice.

Regulatory Implications

As a publicly traded company, Cohen & Steers, Inc. is subject to the regulations of the Securities and Exchange Commission (SEC) and must file annual reports like this 10-K.

What Investors Should Do

  1. Review the full 10-K filing for detailed financial statements and management discussion.
  2. Analyze the company's business segments and revenue sources.
  3. Assess the identified risk factors and their potential impact on the company's future performance.

Key Dates

Year-Over-Year Comparison

This is the initial filing of the 2023 Form 10-K, providing the latest annual financial information for Cohen & Steers, Inc.

Filing Stats: 4,419 words · 18 min read · ~15 pages · Grade level 15 · Accepted 2024-02-23 14:24:07

Key Financial Figures

Filing Documents

Risk Factors

Item 1A Risk Factors 7

Unresolved Staff Comments

Item 1B Unresolved Staff Comments 19

Cybersecurity

Item 1C Cybersecurity 19

Properties

Item 2 Properties 21

Legal Proceedings

Item 3 Legal Proceedings 21

Mine Safety Disclosures

Item 4 Mine Safety Disclosures 21 Part II

Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities

Item 5 Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 22

[Reserved]

Item 6 [Reserved] 22

Management's Discussion and Analysis of Financial Condition and Results of Operations

Item 7 Management's Discussion and Analysis of Financial Condition and Results of Operations 23

Quantitative and Qualitative Disclosures About Market Risk

Item 7A Quantitative and Qualitative Disclosures About Market Risk 42

Financial Statements and Supplementary Data

Item 8 Financial Statements and Supplementary Data 43

Changes in and Disagreements With Accountants on Accounting and Financial Disclosure

Item 9 Changes in and Disagreements With Accountants on Accounting and Financial Disclosure 43

Controls and Procedures

Item 9A Controls and Procedures 43

Other Information

Item 9B Other Information 43

Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

Item 9C Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 43 Part III

Directors, Executive Officers and Corporate Governance

Item 10 Directors, Executive Officers and Corporate Governance 44

Executive Compensation

Item 11 Executive Compensation 44

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Item 12 Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 44

Certain Relationships and Related Transactions, and Director Independence

Item 13 Certain Relationships and Related Transactions, and Director Independence 44

Principal Accountant Fees and Services

Item 14 Principal Accountant Fees and Services 44 Part IV

Exhibits and Financial Statement Schedules

Item 15 Exhibits and Financial Statement Schedules 45

Form 10-K Summary

Item 16 Form 10-K Summary 47

Signatures

Signatures 4 8 i PART I

Business

Item 1. Business Overview Cohen & Steers, founded in 1986, is a global investment manager specializing in real assets and alternative income, including listed and private real estate, preferred securities, infrastructure, resource equities, commodities, as well as multi-strategy solutions. Headquartered in New York City, with offices in London, Dublin, Hong Kong, Tokyo and Singapore, we serve institutional and individual investors around the world. Cohen & Steers, Inc. (CNS) was organized as a Delaware corporation on March 17, 2004. CNS is the holding company for its direct and indirect subsidiaries, including Cohen & Steers Capital Management, Inc. (CSCM), Cohen & Steers Securities, LLC (CSS), Cohen & Steers UK Limited (CSUK), Cohen & Steers Ireland Limited (CSIL), Cohen & Steers Asia Limited (CSAL), Cohen & Steers Japan Limited (CSJL) and Cohen & Steers Singapore Private Limited (CSSG). CNS and its subsidiaries are collectively referred to as the Company, we, us or our. Our distribution network encompasses two major channels, wealth and institutional. Our wealth channel includes registered investment advisers, wirehouses, independent and regional broker dealers and bank trusts. Our institutional channel includes sovereign wealth funds, corporate plans, insurance companies and public funds, including defined benefit and defined contribution plans, as well as other financial institutions that access our investment management services directly or through consultants and other intermediaries. Our revenue from the wealth channel is derived from investment advisory and administration fees, as well as distribution and service fees. Our revenue from the institutional channel is derived from fees received from our clients for managing advised and subadvised accounts. Our fees are based on contractually specified rates applied to the value of the assets we manage and, in certain cases, may include a performance-based fee. Our revenue fluctuates with changes in the tota

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