Northwest Bancshares, Inc. Files 2023 Annual Report on Form 10-K
Ticker: NWBI · Form: 10-K · Filed: 2024-02-23T00:00:00.000Z
Sentiment: neutral
Topics: 10-K, Annual Report, Northwest Bancshares, Banking, Financials
TL;DR
<b>Northwest Bancshares, Inc. has filed its annual 10-K report for the fiscal year ending December 31, 2023.</b>
AI Summary
Northwest Bancshares, Inc. (NWBI) filed a Annual Report (10-K) with the SEC on February 23, 2024. Northwest Bancshares, Inc. filed its 2023 Form 10-K on February 23, 2024. The filing covers the fiscal year ending December 31, 2023. The company's principal business is national commercial banking. The filing includes detailed financial statements and risk factors. The company is incorporated in Maryland.
Why It Matters
For investors and stakeholders tracking Northwest Bancshares, Inc., this filing contains several important signals. This 10-K filing provides a comprehensive overview of Northwest Bancshares' financial performance, strategic initiatives, and risk exposures for the 2023 fiscal year, crucial for investors assessing the company's health and future prospects. The detailed financial data and risk factor disclosures within the report are essential for stakeholders to understand the company's operational landscape, regulatory environment, and potential challenges in the national commercial banking sector.
Risk Assessment
Risk Level: medium — Northwest Bancshares, Inc. shows moderate risk based on this filing. The company operates in the national commercial banking sector, which is subject to significant regulatory oversight and economic fluctuations, as detailed in the risk factors section of the 10-K.
Analyst Insight
Investors should review the detailed financial statements and risk factors in the 10-K to understand Northwest Bancshares' performance and outlook in the current banking environment.
Key Numbers
- 2023-12-31 — Fiscal Year End (Reporting period)
- 2024-02-23 — Filing Date (Date of submission)
- 6021 — SIC Code (National Commercial Banks)
- 001-34582 — SEC File Number (SEC registration number)
Key Players & Entities
- Northwest Bancshares, Inc. (company) — Filer name
- NWBI (company) — Ticker symbol
- 2023-12-31 (date) — Fiscal year end
- 2024-02-23 (date) — Filing date
- 100 LIBERTY STREET (address) — Business and mailing address
- WARREN (location) — City for business and mailing address
- PA (location) — State for business and mailing address
- 16365 (postal_code) — ZIP code for business and mailing address
FAQ
When did Northwest Bancshares, Inc. file this 10-K?
Northwest Bancshares, Inc. filed this Annual Report (10-K) with the SEC on February 23, 2024.
What is a 10-K filing?
A 10-K is a comprehensive annual financial report required by the SEC, covering audited financials, business operations, risk factors, and management discussion. This particular 10-K was filed by Northwest Bancshares, Inc. (NWBI).
Where can I read the original 10-K filing from Northwest Bancshares, Inc.?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by Northwest Bancshares, Inc..
What are the key takeaways from Northwest Bancshares, Inc.'s 10-K?
Northwest Bancshares, Inc. filed this 10-K on February 23, 2024. Key takeaways: Northwest Bancshares, Inc. filed its 2023 Form 10-K on February 23, 2024.. The filing covers the fiscal year ending December 31, 2023.. The company's principal business is national commercial banking..
Is Northwest Bancshares, Inc. a risky investment based on this filing?
Based on this 10-K, Northwest Bancshares, Inc. presents a moderate-risk profile. The company operates in the national commercial banking sector, which is subject to significant regulatory oversight and economic fluctuations, as detailed in the risk factors section of the 10-K.
What should investors do after reading Northwest Bancshares, Inc.'s 10-K?
Investors should review the detailed financial statements and risk factors in the 10-K to understand Northwest Bancshares' performance and outlook in the current banking environment. The overall sentiment from this filing is neutral.
Risk Factors
- Regulatory Environment [high — regulatory]: The company is subject to extensive regulation by federal and state banking authorities, which can impact operations and profitability.
- Economic Conditions [high — market]: Changes in economic conditions, including interest rate fluctuations and credit market conditions, can adversely affect the company's financial performance.
- Cybersecurity Risks [medium — operational]: The company faces risks related to cybersecurity and data breaches, which could disrupt operations and harm its reputation.
- Credit Risk [high — financial]: The company is exposed to credit risk from its lending activities, and a deterioration in the credit quality of its borrowers could lead to increased loan losses.
Key Dates
- 2023-12-31: Fiscal Year End — End of the reporting period for the 10-K.
- 2024-02-23: Filing Date — Date the 10-K was officially filed with the SEC.
Filing Stats: 4,473 words · 18 min read · ~15 pages · Grade level 13.2 · Accepted 2024-02-23 17:27:09
Key Financial Figures
- $0.01 — nge on which registered Common Stock, $0.01 Par Value NWBI NASDAQ Stock Market, LLC
- $10.00 — ld 68,878,267 shares of common stock at $10.00 per share in the related offering. Conc
- $1.0 million — shares of common stock and contributed $1.0 million in cash from the offering proceeds to N
- $1.586 billion — market capitalization of approximately $1.586 billion. Our executive offices are located at
- $67,574 — ncreased over the last year by 6.7%, to $67,574, compared to the national median income
- $75,874 — to the national median income level of $75,874. The household income growth rate in Pe
- $65,563 — increased by 0.6% over the last year to $65,563 as of December 31, 2023, compared to th
- $68,601 — et increased 7.3% over the last year to $68,601 as of December 31, 2023, compared to th
- $60,651 — et increased 5.6% over the last year to $60,651 as of December 31, 2023, compared to th
- $100.2 m — rate residential mortgage loans totaled $100.2 million, or 0.9%, of our gross loan portf
- $3.419 billion — l flood hazard areas. Included in our $3.419 billion portfolio of residential mortgage loans
- $26.6 m — mber 31, 2023 are construction loans of $26.6 million, or 0.2% of our gross loan portfo
- $820.0 m — ur fixed-rate home equity loans totaled $820.0 million, or 7.2% of gross loans. Home e
- $403.1 m — of home equity lines of credit totaled $403.1 million, or 3.6% of gross loans, with $70
- $701.0 million — 1 million, or 3.6% of gross loans, with $701.0 million remaining undistributed as of December
Filing Documents
- nwbi-20231231.htm (10-K) — 5901KB
- nwbi-12312023xexx42.htm (EX-4.2) — 40KB
- exhibit1022.htm (EX-10.22) — 4KB
- exhibit1023.htm (EX-10.23) — 35KB
- exhibit21.htm (EX-21) — 1KB
- nwbi-12312023xexx23.htm (EX-23) — 4KB
- nwbi-12312023xexx311.htm (EX-31.1) — 16KB
- nwbi-12312023xexx312.htm (EX-31.2) — 16KB
- nwbi-12312023xexx32.htm (EX-32) — 10KB
- exhibit97.htm (EX-97) — 3KB
- exhibit1022001.jpg (GRAPHIC) — 189KB
- exhibit1022002.jpg (GRAPHIC) — 147KB
- exhibit1022003.jpg (GRAPHIC) — 148KB
- exhibit1022004.jpg (GRAPHIC) — 135KB
- exhibit1022005.jpg (GRAPHIC) — 202KB
- exhibit1022006.jpg (GRAPHIC) — 199KB
- exhibit1022007.jpg (GRAPHIC) — 206KB
- exhibit1022008.jpg (GRAPHIC) — 172KB
- exhibit1022009.jpg (GRAPHIC) — 190KB
- exhibit1022010.jpg (GRAPHIC) — 150KB
- exhibit1022011.jpg (GRAPHIC) — 68KB
- exhibit1022012.jpg (GRAPHIC) — 206KB
- exhibit1023001.jpg (GRAPHIC) — 254KB
- exhibit1023002.jpg (GRAPHIC) — 273KB
- exhibit1023003.jpg (GRAPHIC) — 208KB
- exhibit1023004.jpg (GRAPHIC) — 200KB
- exhibit1023005.jpg (GRAPHIC) — 297KB
- exhibit1023006.jpg (GRAPHIC) — 303KB
- exhibit1023007.jpg (GRAPHIC) — 302KB
- exhibit1023008.jpg (GRAPHIC) — 261KB
- exhibit1023009.jpg (GRAPHIC) — 290KB
- exhibit1023010.jpg (GRAPHIC) — 196KB
- exhibit1023011.jpg (GRAPHIC) — 133KB
- exhibit1023012.jpg (GRAPHIC) — 80KB
- exhibit21001.jpg (GRAPHIC) — 74KB
- exhibit97001.jpg (GRAPHIC) — 164KB
- exhibit97002.jpg (GRAPHIC) — 28KB
- nwbi-20231231_g1.jpg (GRAPHIC) — 28KB
- nwbi-20231231_g2.jpg (GRAPHIC) — 88KB
- 0001471265-24-000009.txt ( ) — 36087KB
- nwbi-20231231.xsd (EX-101.SCH) — 131KB
- nwbi-20231231_cal.xml (EX-101.CAL) — 217KB
- nwbi-20231231_def.xml (EX-101.DEF) — 809KB
- nwbi-20231231_lab.xml (EX-101.LAB) — 1568KB
- nwbi-20231231_pre.xml (EX-101.PRE) — 1199KB
- nwbi-20231231_htm.xml (XML) — 6850KB
BUSINESS
BUSINESS 3 ITEM 1A.
RISK FACTORS
RISK FACTORS 18 ITEM 1B. UNRESOLVED STAFF COMMENTS 31 ITEM 1C. CYBERSECURITY 31 ITEM 2.
PROPERTIES
PROPERTIES 33 ITEM 3.
LEGAL PROCEEDINGS
LEGAL PROCEEDINGS 33 ITEM 4. MINE SAFETY DISCLOSURES 33 PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES 33 ITEM 6. [RESERVED] 35 ITEM 7.
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 35 ITEM 7A.
QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 61 ITEM 8.
FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA 65 ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURES 134 ITEM 9A.
CONTROLS AND PROCEDURES
CONTROLS AND PROCEDURES 134 ITEM 9B. OTHER INFORMATION 134 ITEM 9C. DISCLOSURE REGARDING FOREIGN JURISDICTION THAT PREVENT INSPECTION 134 PART III ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE 134 ITEM 11.
EXECUTIVE COMPENSATION
EXECUTIVE COMPENSATION 135 ITEM 12.
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS 135 ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS AND DIRECTOR INDEPENDENCE 135 ITEM 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES 135 PART IV ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES 135 ITEM 16. FORM 10-K SUMMARY 138
SIGNATURES
SIGNATURES 139 EX — 23 EX — 31.1 EX — 31.2 EX — 32 EX — 101 EX — 104 1 Table of Contents
FORWARD-LOOKING STATEMENTS
FORWARD-LOOKING STATEMENTS This document contains forward-looking statements, which can be identified by the use of words such as "estimate," "project," "believe," "intend," "anticipate," "plan," "seek," "expect" and words of similar meaning. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectations; statements regarding our business plans, prospects, growth and operating strategies; statements regarding the asset quality of our loan and investment portfolios; and estimates of our risks and future costs and benefits. These forward-looking statements are based on current beliefs and expectations of our management and are inherently subject to significant business, economic and competitive uncertainties and contingencies, many of which are beyond our control. In addition, these forward-looking statements are subject to assumptions with respect to future business strategies and decisions that are subject to change. The following factors, among others, could cause actual results to differ materially from the anticipated results or other expectations expressed in the forward-looking statements: inflation and changes in the interest rate environment that reduce our margins, our loan origination, or the fair value of financial instruments; changes in asset quality, including increases in default rates on loans and higher levels of nonperforming loans and loan charge-offs generally; changes in laws or government regulations or policies affecting financial institutions, including changes in regulatory fees and capital requirements; changes in federal, state, or local tax laws and tax rates; general economic conditions, either nationally or in our market areas, that are different than expected, including inflationary or recessionary pressures; adverse changes in the securities and credit markets; cyber-security concerns, including an interruption or breach in the security of our website or other info
BUSINESS
ITEM 1. BUSINESS Northwest Bancshares, Inc. Northwest Bancshares, Inc., a Maryland corporation, was incorporated in 2009 to be the successor corporation to Northwest Bancorp, Inc., the former stock holding company for Northwest Bank, upon completion of the mutual-to-stock conversion of Northwest Bancorp, MHC. The terms "Northwest", "the Company", "we", "us" and "our" refer to Northwest Bancshares, Inc., unless indicated otherwise by the context. The conversion was completed in 2009 when the Company sold 68,878,267 shares of common stock at $10.00 per share in the related offering. Concurrent with the completion of the offering, shares of Northwest Bancorp, Inc. common stock owned by public stockholders were exchanged for shares of Northwest Bancshares, Inc.'s common stock. We also issued 1,277,565 shares of common stock and contributed $1.0 million in cash from the offering proceeds to Northwest Charitable Foundation, a charitable foundation that we established for the benefit of the communities in which Northwest Bank operates. As of December 31, 2023, the Company had 127,110,453 shares outstanding and a market capitalization of approximately $1.586 billion. Our executive offices are located at 3 Easton Oval, Suite 500, Columbus, Ohio 43219. We also maintain administrative offices located at 100 Liberty Street, Warren, Pennsylvania 16365. The telephone number for these addresses is (814) 726-2140. The Company's website (www.northwest.com) contains a direct link to Northwest Bancshares, Inc.'s filings with the Securities and Exchange Commission, including copies of annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and amendments to these filings, if any. Information on our website shall not be considered a part of this report. Copies of our filings may be obtained, without charge, by written request to Shareholder Relations, 100 Liberty Street, P.O. Box 128, Warren, Pennsylvania 16365, or emailing shareholderrelation