Northwest Natural Holding Co. Files 2023 Annual Report on Form 10-K
Ticker: NWN · Form: 10-K · Filed: 2024-02-23T00:00:00.000Z
Sentiment: neutral
Topics: 10-K, Annual Report, Northwest Natural Holding Co., Natural Gas Distribution, Financials
TL;DR
<b>Northwest Natural Holding Co. has submitted its 2023 annual report (10-K) detailing its financial performance and operations for the fiscal year ending December 31, 2023.</b>
AI Summary
Northwest Natural Holding Co (NWN) filed a Annual Report (10-K) with the SEC on February 23, 2024. Northwest Natural Holding Co. filed its 2023 Form 10-K on February 23, 2024. The filing covers the fiscal year ending December 31, 2023. The company's principal business is Natural Gas Distribution (SIC 4924). Northwest Natural Holding Co. is incorporated in Oregon. The company's headquarters are located at 250 SW Taylor Street, Portland, OR.
Why It Matters
For investors and stakeholders tracking Northwest Natural Holding Co, this filing contains several important signals. This 10-K filing provides a comprehensive overview of Northwest Natural Holding Co.'s financial health, operational performance, and strategic direction for the fiscal year 2023, which is crucial for investors to assess the company's stability and growth prospects. As a regulated utility, understanding the company's financial disclosures in this 10-K is essential for stakeholders to evaluate its compliance, investment in infrastructure, and ability to serve its customer base reliably.
Risk Assessment
Risk Level: medium — Northwest Natural Holding Co shows moderate risk based on this filing. The company operates in the regulated natural gas distribution industry, which is subject to significant regulatory oversight and potential changes in policy that could impact its operations and profitability.
Analyst Insight
Investors should review the detailed financial statements and risk factors in the 10-K to understand the company's performance and outlook for the upcoming fiscal year.
Key Numbers
- 2023-12-31 — Fiscal Year End (Period of report)
- 2024-02-23 — Filing Date (Date filed)
- 4924 — SIC Code (Natural Gas Distribution)
Key Players & Entities
- Northwest Natural Holding Co. (company) — Filer name
- Northwest Natural Gas Co (company) — Filer name
- Portland (location) — Business address city
- OR (location) — Business address state
FAQ
When did Northwest Natural Holding Co file this 10-K?
Northwest Natural Holding Co filed this Annual Report (10-K) with the SEC on February 23, 2024.
What is a 10-K filing?
A 10-K is a comprehensive annual financial report required by the SEC, covering audited financials, business operations, risk factors, and management discussion. This particular 10-K was filed by Northwest Natural Holding Co (NWN).
Where can I read the original 10-K filing from Northwest Natural Holding Co?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by Northwest Natural Holding Co.
What are the key takeaways from Northwest Natural Holding Co's 10-K?
Northwest Natural Holding Co filed this 10-K on February 23, 2024. Key takeaways: Northwest Natural Holding Co. filed its 2023 Form 10-K on February 23, 2024.. The filing covers the fiscal year ending December 31, 2023.. The company's principal business is Natural Gas Distribution (SIC 4924)..
Is Northwest Natural Holding Co a risky investment based on this filing?
Based on this 10-K, Northwest Natural Holding Co presents a moderate-risk profile. The company operates in the regulated natural gas distribution industry, which is subject to significant regulatory oversight and potential changes in policy that could impact its operations and profitability.
What should investors do after reading Northwest Natural Holding Co's 10-K?
Investors should review the detailed financial statements and risk factors in the 10-K to understand the company's performance and outlook for the upcoming fiscal year. The overall sentiment from this filing is neutral.
How does Northwest Natural Holding Co compare to its industry peers?
Northwest Natural Holding Co. operates in the natural gas distribution sector, providing essential energy services to residential, commercial, and industrial customers.
Are there regulatory concerns for Northwest Natural Holding Co?
As a regulated utility, the company's operations are overseen by state public utility commissions, which approve rates and service standards.
Risk Factors
- Regulatory Environment [high — regulatory]: The company's operations are subject to extensive regulation by state public utility commissions and other governmental agencies, which can affect rates, service areas, and operational requirements.
- Natural Gas Market Volatility [medium — market]: Fluctuations in natural gas prices and demand can impact the company's revenues and profitability.
- Infrastructure and Maintenance [medium — operational]: The company must maintain and upgrade its extensive natural gas distribution system, which requires significant capital investment and is subject to operational risks.
Industry Context
Northwest Natural Holding Co. operates in the natural gas distribution sector, providing essential energy services to residential, commercial, and industrial customers.
Regulatory Implications
As a regulated utility, the company's operations are overseen by state public utility commissions, which approve rates and service standards.
What Investors Should Do
- Analyze the company's revenue streams and operating expenses for fiscal year 2023.
- Review the identified risk factors, particularly those related to regulatory changes and market volatility.
- Assess the company's capital expenditure plans and their impact on future growth and financial stability.
Key Dates
- 2023-12-31: Fiscal Year End — Marks the end of the reporting period for the 10-K.
- 2024-02-23: Filing Date — Date the 10-K was officially submitted to the SEC.
Year-Over-Year Comparison
This filing is the annual report for the fiscal year ended December 31, 2023, and provides updated financial and operational information compared to previous filings.
Filing Stats: 4,327 words · 17 min read · ~14 pages · Grade level 19.7 · Accepted 2024-02-23 15:05:21
Filing Documents
- nwn-20231231.htm (10-K) — 4128KB
- ex4qnotepurchaseagreement.htm (EX-4.Q) — 631KB
- ex4rnorthwestnaturalcibc.htm (EX-4.R) — 307KB
- ex10bb2024rsuofficernon-of.htm (EX-10.BB) — 82KB
- ex10ggamendmentofawardagre.htm (EX-10.GG) — 7KB
- ex10mnorthwestnaturalgasco.htm (EX-10.M) — 34KB
- ex10snorthwestnaturalholdi.htm (EX-10.S) — 49KB
- ex10xperformancesharelongt.htm (EX-10.X) — 77KB
- ex2112312023.htm (EX-21) — 30KB
- ex23a2023consentofpublicac.htm (EX-23.A) — 2KB
- ex23b2023consentofpublicac.htm (EX-23.B) — 2KB
- ex311q42023_ceo.htm (EX-31.1) — 7KB
- ex312q42023_cfo.htm (EX-31.2) — 8KB
- ex313q42023_ceo.htm (EX-31.3) — 7KB
- ex314q42023_cfo.htm (EX-31.4) — 7KB
- ex321q4202_ceocfo.htm (EX-32.1) — 5KB
- ex322q42023_ceocfo.htm (EX-32.2) — 5KB
- ex97compensationclawbackpo.htm (EX-97) — 34KB
- ex4rnorthwestnaturalcibc001.jpg (GRAPHIC) — 48KB
- ex4rnorthwestnaturalcibc002.jpg (GRAPHIC) — 247KB
- ex4rnorthwestnaturalcibc003.jpg (GRAPHIC) — 235KB
- ex4rnorthwestnaturalcibc004.jpg (GRAPHIC) — 47KB
- ex4rnorthwestnaturalcibc005.jpg (GRAPHIC) — 64KB
- ex4rnorthwestnaturalcibc006.jpg (GRAPHIC) — 204KB
- ex4rnorthwestnaturalcibc007.jpg (GRAPHIC) — 255KB
- ex4rnorthwestnaturalcibc008.jpg (GRAPHIC) — 251KB
- ex4rnorthwestnaturalcibc009.jpg (GRAPHIC) — 273KB
- ex4rnorthwestnaturalcibc010.jpg (GRAPHIC) — 252KB
- ex4rnorthwestnaturalcibc011.jpg (GRAPHIC) — 295KB
- ex4rnorthwestnaturalcibc012.jpg (GRAPHIC) — 257KB
- ex4rnorthwestnaturalcibc013.jpg (GRAPHIC) — 262KB
- ex4rnorthwestnaturalcibc014.jpg (GRAPHIC) — 201KB
- ex4rnorthwestnaturalcibc015.jpg (GRAPHIC) — 240KB
- ex4rnorthwestnaturalcibc016.jpg (GRAPHIC) — 216KB
- ex4rnorthwestnaturalcibc017.jpg (GRAPHIC) — 234KB
- ex4rnorthwestnaturalcibc018.jpg (GRAPHIC) — 226KB
- ex4rnorthwestnaturalcibc019.jpg (GRAPHIC) — 314KB
- ex4rnorthwestnaturalcibc020.jpg (GRAPHIC) — 284KB
- ex4rnorthwestnaturalcibc021.jpg (GRAPHIC) — 260KB
- ex4rnorthwestnaturalcibc022.jpg (GRAPHIC) — 291KB
- ex4rnorthwestnaturalcibc023.jpg (GRAPHIC) — 349KB
- ex4rnorthwestnaturalcibc024.jpg (GRAPHIC) — 303KB
- ex4rnorthwestnaturalcibc025.jpg (GRAPHIC) — 325KB
- ex4rnorthwestnaturalcibc026.jpg (GRAPHIC) — 273KB
- ex4rnorthwestnaturalcibc027.jpg (GRAPHIC) — 253KB
- ex4rnorthwestnaturalcibc028.jpg (GRAPHIC) — 284KB
- ex4rnorthwestnaturalcibc029.jpg (GRAPHIC) — 275KB
- ex4rnorthwestnaturalcibc030.jpg (GRAPHIC) — 244KB
- ex4rnorthwestnaturalcibc031.jpg (GRAPHIC) — 304KB
- ex4rnorthwestnaturalcibc032.jpg (GRAPHIC) — 303KB
- ex4rnorthwestnaturalcibc033.jpg (GRAPHIC) — 303KB
- ex4rnorthwestnaturalcibc034.jpg (GRAPHIC) — 285KB
- ex4rnorthwestnaturalcibc035.jpg (GRAPHIC) — 254KB
- ex4rnorthwestnaturalcibc036.jpg (GRAPHIC) — 292KB
- ex4rnorthwestnaturalcibc037.jpg (GRAPHIC) — 300KB
- ex4rnorthwestnaturalcibc038.jpg (GRAPHIC) — 223KB
- ex4rnorthwestnaturalcibc039.jpg (GRAPHIC) — 250KB
- ex4rnorthwestnaturalcibc040.jpg (GRAPHIC) — 269KB
- ex4rnorthwestnaturalcibc041.jpg (GRAPHIC) — 304KB
- ex4rnorthwestnaturalcibc042.jpg (GRAPHIC) — 289KB
- ex4rnorthwestnaturalcibc043.jpg (GRAPHIC) — 216KB
- ex4rnorthwestnaturalcibc044.jpg (GRAPHIC) — 279KB
- ex4rnorthwestnaturalcibc045.jpg (GRAPHIC) — 243KB
- ex4rnorthwestnaturalcibc046.jpg (GRAPHIC) — 299KB
- ex4rnorthwestnaturalcibc047.jpg (GRAPHIC) — 236KB
- ex4rnorthwestnaturalcibc048.jpg (GRAPHIC) — 326KB
- ex4rnorthwestnaturalcibc049.jpg (GRAPHIC) — 312KB
- ex4rnorthwestnaturalcibc050.jpg (GRAPHIC) — 306KB
- ex4rnorthwestnaturalcibc051.jpg (GRAPHIC) — 299KB
- ex4rnorthwestnaturalcibc052.jpg (GRAPHIC) — 257KB
- ex4rnorthwestnaturalcibc053.jpg (GRAPHIC) — 248KB
- ex4rnorthwestnaturalcibc054.jpg (GRAPHIC) — 302KB
- ex4rnorthwestnaturalcibc055.jpg (GRAPHIC) — 304KB
- ex4rnorthwestnaturalcibc056.jpg (GRAPHIC) — 346KB
- ex4rnorthwestnaturalcibc057.jpg (GRAPHIC) — 247KB
- ex4rnorthwestnaturalcibc058.jpg (GRAPHIC) — 275KB
- ex4rnorthwestnaturalcibc059.jpg (GRAPHIC) — 324KB
- ex4rnorthwestnaturalcibc060.jpg (GRAPHIC) — 299KB
- ex4rnorthwestnaturalcibc061.jpg (GRAPHIC) — 335KB
- ex4rnorthwestnaturalcibc062.jpg (GRAPHIC) — 303KB
- ex4rnorthwestnaturalcibc063.jpg (GRAPHIC) — 329KB
- ex4rnorthwestnaturalcibc064.jpg (GRAPHIC) — 311KB
- ex4rnorthwestnaturalcibc065.jpg (GRAPHIC) — 264KB
- ex4rnorthwestnaturalcibc066.jpg (GRAPHIC) — 26KB
- ex4rnorthwestnaturalcibc067.jpg (GRAPHIC) — 97KB
- ex4rnorthwestnaturalcibc068.jpg (GRAPHIC) — 47KB
- ex4rnorthwestnaturalcibc069.jpg (GRAPHIC) — 37KB
- ex4rnorthwestnaturalcibc070.jpg (GRAPHIC) — 98KB
- ex4rnorthwestnaturalcibc071.jpg (GRAPHIC) — 195KB
- ex4rnorthwestnaturalcibc072.jpg (GRAPHIC) — 115KB
- ex4rnorthwestnaturalcibc073.jpg (GRAPHIC) — 263KB
- ex4rnorthwestnaturalcibc074.jpg (GRAPHIC) — 72KB
- ex4rnorthwestnaturalcibc075.jpg (GRAPHIC) — 25KB
- ex4rnorthwestnaturalcibc076.jpg (GRAPHIC) — 25KB
- ex4rnorthwestnaturalcibc077.jpg (GRAPHIC) — 142KB
- ex4rnorthwestnaturalcibc078.jpg (GRAPHIC) — 217KB
- ex4rnorthwestnaturalcibc079.jpg (GRAPHIC) — 154KB
- ex4rnorthwestnaturalcibc080.jpg (GRAPHIC) — 149KB
- ex4rnorthwestnaturalcibc081.jpg (GRAPHIC) — 193KB
- ex4rnorthwestnaturalcibc082.jpg (GRAPHIC) — 204KB
- incentiveformula.jpg (GRAPHIC) — 42KB
- nwn-20231231_g1.jpg (GRAPHIC) — 56KB
- nwn-20231231_g2.jpg (GRAPHIC) — 38KB
- 0001733998-24-000011.txt ( ) — 47870KB
- nwn-20231231.xsd (EX-101.SCH) — 106KB
- nwn-20231231_cal.xml (EX-101.CAL) — 121KB
- nwn-20231231_def.xml (EX-101.DEF) — 963KB
- nwn-20231231_lab.xml (EX-101.LAB) — 1336KB
- nwn-20231231_pre.xml (EX-101.PRE) — 1061KB
- nwn-20231231_htm.xml (XML) — 3445KB
Forward-Looking Statements
Forward-Looking Statements 6 PART I
Business
Item 1. Business 8 Overview 8 Business Model 8 Natural Gas Distribution 8 Other 13 Environmental Matters 15 Human Capital 15 Information About Our Executive Officers 16 Available Information 17
Risk Factors
Item 1A. Risk Factors 17
Unresolved Staff Comments
Item 1B. Unresolved Staff Comments 32
Cybersecurity
Item 1C. Cybersecurity 32
Properties
Item 2. Properties 34
Legal Proceedings
Item 3. Legal Proceedings 34
Mine Safety Disclosures
Item 4. Mine Safety Disclosures 34 PART II
Market for Registrant's Common Equity, Related Stockholder Matters and Issuer
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 35
Reserved
Item 6. Reserved 35
Management's Discussion and Analysis of Financial Condition and Results of Operations
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 35
Quantitative and Qualitative Disclosures About Market Risk
Item 7A. Quantitative and Qualitative Disclosures About Market Risk 69
Financial Statements and Supplementary Data
Item 8. Financial Statements and Supplementary Data 72
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 137
Controls and Procedures
Item 9A. Controls and Procedures 137
Other Information
Item 9B. Other Information 137
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 133 PART III
Directors, Executive Officers and Corporate Governance
Item 10. Directors, Executive Officers and Corporate Governance 137
Executive Compensation
Item 11. Executive Compensation 139
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 139
Certain Relationships and Related Transactions, and Director Independence
Item 13. Certain Relationships and Related Transactions, and Director Independence 141
Principal Accountant Fees and Services
Item 14. Principal Accountant Fees and Services 141 PART IV
Exhibits and Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules 141
Form 10-K Summary
Item 16. Form 10-K Summary 141 EXHIBIT INDEX 142
SIGNATURES
SIGNATURES 147 3 GLOSSARY OF TERMS AND ABBREVIATIONS ACC Arizona Corporation Commission; the entity that regulates NW Holdings' regulated water and wastewater businesses in Arizona with respect to rates and terms of service, among other matters AFUDC Allowance for Funds Used During Construction AOCI / AOCL Accumulated Other Comprehensive Income (Loss) ASC Accounting Standards Codification ASU Accounting Standards Update as issued by the FASB Average Weather The 25-year average of heating degree days based on temperatures established in our last Oregon general rate case Bcf Billion cubic feet, a volumetric measure of natural gas, where one Bcf is roughly equal to 10 million therms CAP Compliance Assurance Process with the Internal Revenue Service CCA Climate Commitment Act enacted by the State of Washington CNG Compressed Natural Gas CODM Chief Operating Decision Maker, which for accounting purposes is defined as an individual or group of individuals responsible for the allocation of resources and assessing the performance of the entity's business units Core NGD Customers Residential, commercial, and industrial customers receiving firm service from the Natural Gas Distribution business Cost of Gas The delivered cost of natural gas sold to customers, including the cost of gas purchased, gas storage costs, gas reserves costs, gas commodity derivative contracts, pipeline demand costs, seasonal demand cost balancing adjustments, renewable natural gas and its attributes, including renewable thermal certificate costs, and regulatory gas cost deferrals CPP Climate Protection Program established by the Environmental Quality Commission of the Oregon Department of Environmental Quality Decoupling A natural gas billing rate mechanism, also referred to as a conservation tariff, which is designed to allow a utility to encourage residential and small commercial customers to conserve energy Degree Day The number of degrees that the average outdoor temperatu
FORWARD-LOOKING STATEMENTS
FORWARD-LOOKING STATEMENTS This report contains forward-looking statements within the meaning of the U.S. Private Securities Litigation Reform Act of 1995, which are subject to the safe harbors created by such Act. Forward-looking statements can be identified by words such as anticipates, assumes, may, intends, plans, projects, seeks, should, believes, estimates, expects, will, could, and similar references (including the negatives thereof) to future periods, although not all forward-looking statements contain these words. Examples of forward-looking statements include, but are not limited to, statements regarding the following: plans, projections and predictions; objectives, goals, visions or strategies; assumptions, generalizations and estimates; ongoing continuation of past practices or patterns; future events or performance; trends; risks; uncertainties; timing and cyclicality; economic conditions, including impacts of inflation and interest rates, bank failure, recessionary risk, and general economic uncertainty; earnings and dividends; capital expenditures and allocation; capital markets or access to capital; capital or organizational structure; matters related to climate change and our role in decarbonization or a low-carbon future; renewable natural gas, environmental attributes related thereto, and hydrogen; our strategy to reduce greenhouse gas emissions and the efficacy of communicating that strategy to shareholders, investors, stakeholders and communities; the policies and priorities of the current presidential administration and U.S. Congress; the policies and priorities of the officials elected in the 2024 presidential and congressional elections; growth; customer rates; pandemic and related illness or quarantine and economic conditions related thereto or resulting therefrom; labor relations and workforce succession; commodity costs; desirability and cost competitiveness of natural gas; gas reserves; operational performance
BUSINESS
ITEM 1. BUSINESS OVERVIEW NW Holdings is a holding company headquartered in Portland, Oregon and owns NW Natural, NW Natural Water Company, LLC (NWN Water), NW Natural Renewables Holdings, LLC, a non-regulated subsidiary established to pursue non-regulated renewable natural gas activities, and other businesses and activities. NW Natural is NW Holdings' largest subsidiary. NW Natural distributes natural gas to residential, commercial, and industrial customers in Oregon and southwest Washington. NW Natural and its predecessors have supplied gas service to the public since 1859, was incorporated in Oregon in 1910, and began doing business as NW Natural in 1997. NW Natural's natural gas distribution activities are reported in the natural gas distribution (NGD) segment. All other business activities, including certain gas storage activities, water and wastewater businesses, non-regulated renewable natural gas activities and other investments and activities are aggregated and reported as "other" at their respective registrant. Our mission is to provide safe, reliable and affordable utility services and renewable energy in a sustainable way to better the lives of the communities we serve. We support our mission by following our core values of service ethic, integrity, safety, caring, and environmental stewardship. NATURAL GAS DISTRIBUTION (NGD) SEGMENT Both NW Holdings and NW Natural have one reportable segment, the NGD segment, which is operated by NW Natural. NGD provides natural gas service through approximately 799,000 meters in Oregon and southwest Washington. Approximately 88% of customers are located in Oregon and 12% are located in southwest Washington. NW Natural has been allocated an exclusive service territory by the Oregon Public Utility Commission (OPUC) and Washington Utilities and Transportation Commission (WUTC), which includes the major population centers in western Oregon, including the Portland metropolitan area, most of the Willamette Vall