ICE Files 8-K: Regulation FD and Other Events

TL;DR

ICE filed an 8-K on Feb 28, 2024, covering Reg FD and other events. No major surprises.

AI Summary

Intercontinental Exchange, Inc. (ICE) filed an 8-K on March 1, 2024, reporting on events that occurred on February 28, 2024. The filing primarily concerns Regulation FD disclosures and other events, along with financial statements and exhibits. No specific dollar amounts or new material events were detailed in the provided excerpt.

Why It Matters

This filing provides updates on Intercontinental Exchange's regulatory disclosures and other corporate events, which are important for investors to stay informed about the company's compliance and operational status.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting standard disclosures and does not indicate any immediate or significant risks.

Key Players & Entities

• Intercontinental Exchange, Inc. (company) — Registrant
• 0001193125-24-055927 (document_id) — Accession Number
• 20240301 (date) — Filing Date
• 20240228 (date) — Report Date

FAQ

From the Filing

0001193125-24-055927.txt : 20240301 0001193125-24-055927.hdr.sgml : 20240301 20240301160541 ACCESSION NUMBER: 0001193125-24-055927 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20240228 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240301 DATE AS OF CHANGE: 20240301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 24709603 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 8-K 1 d773004d8k.htm 8-K 8-K false 0001571949 0001571949 2024-02-28 2024-02-28     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024     INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter)       Delaware   001-36198   46-2286804 (State or other jurisdiction of incorporation)   (Commission File No.)   (I.R.S. Employer Identification Number) 5660 New Northside Drive , Third Floor , Atlanta , Georgia 30328 (Address of Principal Executive Offices) (Zip Code) Registrant’s telephone number, including area code: (770) 857-4700     Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered Common Stock, $0.01 par value per share   ICE   New York Stock Exchange Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Item 7.01 Regulation FD Disclosure On February 28, 2024, Intercontinental Exchange, Inc. (“ICE”) issued a press release announcing the expiration of the Consent Solicitation and that it had received the requisite consents in the solicitation of consents (the “Consent Solicitation”) from eligible holders of the 3.625% Senior Notes due 2028 (the “BK N