Flaherty & Crumrine Preferred & Income Securities Fund DEF 14A Filing

TL;DR

Flaherty & Crumrine Preferred & Income Securities Fund filed its proxy statement for the April 17, 2024 meeting. Vote your shares!

AI Summary

Flaherty & Crumrine Preferred & Income Securities Fund Inc. filed its Definitive Proxy Statement on April 17, 2024. The filing, designated as DEF 14A, concerns the company's annual meeting and related shareholder matters. The company is incorporated in Maryland and its fiscal year ends on November 30.

Why It Matters

This filing provides shareholders with crucial information regarding the company's governance, voting matters, and financial reporting, enabling informed participation in shareholder decisions.

Risk Assessment

Risk Level: low — This is a routine DEF 14A filing for a proxy statement, which is standard corporate procedure.

Key Numbers

• 1934 — SEC Act (Governing legislation for the filing)
• 811-21129 — SEC File Number (Identifier for the fund's SEC filings)

Key Players & Entities

• Flaherty & Crumrine Preferred & Income Securities Fund Inc. (company) — Registrant
• 20240417 (date) — Period of Report
• 301 E COLORADO BLVD STE 800 (address) — Business and Mail Address
• PASADENA (location) — City
• MD (location) — State of Incorporation

FAQ

From the Filing

0001999371-24-003020.txt : 20240304 0001999371-24-003020.hdr.sgml : 20240304 20240304110340 ACCESSION NUMBER: 0001999371-24-003020 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20240417 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0001174164 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21129 FILM NUMBER: 24713379 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INC DATE OF NAME CHANGE: 20130307 FORMER COMPANY: FORMER CONFORMED NAME: Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC DATE OF NAME CHANGE: 20050708 FORMER COMPANY: FORMER CONFORMED NAME: F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INC DATE OF NAME CHANGE: 20020702 DEF 14A 1 ffc-def14a_041724.htm DEFINITIVE PROXY STATEMET SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11c or Rule 14a-12 Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required ☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11 (1) Title of each class of securities to which transaction applies: ___________________________ (2) Aggregate number of securities to which transaction applies: ___________________________ (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11. (Set forth the amount on which the filing fee is calculated and state how it was determined): _______________________________________________________________________ (4) Proposed maximum aggregate value of transaction: ________________________________________ (5) Total fee paid:______________________________________________________________________ ☐ Fee paid previously with preliminary materials. ☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount previously paid: _____________________________________________________________ (2) Form, Schedule or Registration Statement No.:____________________________________________ (3) Filing Party: _______________________________________________________________________ (4) Date Filed: ________________________________________________________________________ FLAHERTY & CRUMRINE PREFERRED AND INCOME FUND INCORPORATED (NYSE: PFD) FLAHERTY & CRUMRINE PREFERRED AND INCOME OPPORTUNITY FUND INCORPORATED (NYSE: PFO) FLAHERTY & CRUMRINE PREFERRED AND INCOME SECURITIES FUND INCORPORATED (NYSE: FFC) FLAHERTY & CRUMRINE TOTAL RETURN FUND INCORPORATED (NYSE: FLC) FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED (NYSE: DFP) 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 NOTICE OF ANNUAL MEETINGS OF SHAREHOLDERS To Be Held on April 17, 2024 To the