Rand Capital Corp Files 8-K on Financials
Ticker: RAND · Form: 8-K · Filed: 2024-03-05T00:00:00.000Z
Sentiment: neutral
Topics: financial-reporting, 8-k
TL;DR
Rand Capital Corp dropped an 8-K detailing financials - check it out.
AI Summary
Rand Capital Corporation filed an 8-K on March 5, 2024, reporting on its results of operations and financial condition. The filing also includes Regulation FD disclosures and financial statements. The company is incorporated in New York and its principal executive offices are located at 1405 Rand Building, Buffalo, NY 14203.
Why It Matters
This filing provides investors with crucial updates on Rand Capital Corporation's financial performance and operational status, impacting investment decisions.
Risk Assessment
Risk Level: low — This is a routine financial disclosure filing with no immediate indication of significant risk events.
Key Players & Entities
- RAND CAPITAL CORP (company) — Registrant
- New York (location) — State of Incorporation
- 1405 Rand Building, Buffalo, NY 14203 (location) — Principal Executive Offices
- March 5, 2024 (date) — Date of Report
FAQ
What specific financial results are being reported in this 8-K?
The filing indicates it pertains to 'Results of Operations and Financial Condition' but does not provide specific figures within the provided text.
Are there any new material events or disclosures beyond standard financial reporting?
The filing lists 'Regulation FD Disclosure' and 'Financial Statements and Exhibits' as items, suggesting potential additional information beyond just operational results.
What is the primary business of Rand Capital Corporation?
The filing does not explicitly state the primary business, but its nature as a corporation filing financial reports suggests it is a publicly traded entity.
When was the company incorporated and where?
Rand Capital Corporation was incorporated in New York.
What is the contact phone number for Rand Capital Corporation?
The registrant's telephone number is (716) 853-0802.
From the Filing
0001493152-24-008773.txt : 20240305 0001493152-24-008773.hdr.sgml : 20240305 20240305071044 ACCESSION NUMBER: 0001493152-24-008773 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20240305 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 24718255 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 8-K 1 form8-k.htm false 0000081955 0000081955 2024-03-05 2024-03-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of report (Date of earliest event reported): March 5, 2024   RAND CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter)   New York   814-00235   16-0961359 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (I.R.S. Employer Identification Number)   1405 Rand Building , Buffalo , NY 14203 (Address of Principal Executive Offices) (Zip Code)   (716) 853-0802 (Registrant’s Telephone Number, Including Area Code)   Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.10 par value   RAND   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 2.02. Results of Operations and Financial Condition.   On March 5, 2024, Rand Capital Corporation (the “Company”) issued a press release announcing its results for the fourth quarter and fiscal year ended December 31, 2023. A copy of the release is furnished with this report as Exhibit 99.1 and is incorporated by reference into this Item 2.02.   The information contained in this report under Item 2.02 is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The informati