LiveOne, Inc. Files 8-K for Reg FD and Financials

Ticker: LVO · Form: 8-K · Filed: Mar 12, 2024 · CIK: 1491419

Sentiment: neutral

Topics: regulatory-disclosure, financial-reporting, company-name-change

Related Tickers: LVO

TL;DR

LiveOne (LVO) filed an 8-K for Reg FD and financials - nothing major revealed yet.

AI Summary

LiveOne, Inc. filed an 8-K on March 12, 2024, to report a Regulation FD Disclosure and Financial Statements and Exhibits. The filing indicates a name change from LiveXLive Media, Inc. to LiveOne, Inc. on August 8, 2017, and previously from LOTON, CORP on May 7, 2010. The company is incorporated in Delaware and its principal executive offices are located in Beverly Hills, California.

Why It Matters

This 8-K filing provides important updates on LiveOne, Inc.'s regulatory disclosures and financial reporting, which are crucial for investors to assess the company's current status and performance.

Risk Assessment

Risk Level: low — The filing is a routine 8-K for regulatory disclosure and financial statements, not indicating any immediate significant risks or changes.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for LiveOne, Inc.?

The primary purpose of this 8-K filing is to report a Regulation FD Disclosure and to provide Financial Statements and Exhibits.

When was the earliest event reported in this filing?

The earliest event reported in this filing was on March 12, 2024.

What were the previous names of LiveOne, Inc.?

LiveOne, Inc. was previously known as LiveXLive Media, Inc. (since August 8, 2017) and before that as LOTON, CORP (since May 7, 2010).

In which state is LiveOne, Inc. incorporated?

LiveOne, Inc. is incorporated in Delaware.

What is the address of LiveOne, Inc.'s principal executive offices?

The address of LiveOne, Inc.'s principal executive offices is 269 South Beverly Drive, Suite 1450, Beverly Hills, CA 90212.

Filing Stats: 951 words · 4 min read · ~3 pages · Grade level 14 · Accepted 2024-03-12 08:30:45

Key Financial Figures

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. LiveOne, Inc. (the "Company") intends, from time to time, to present and/or distribute to the investment community and utilize at various industry and other conferences the Company's Corporate Presentation (the "Corporate Presentation"), which is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by reference in such a filing. The Company cautions you that the Corporate Presentation contains "forward-looking statements." Statements in the Corporate Presentation that are not purely historical are forward-looking statements. These statements involve known and unknown risks, uncertainties and other factors which may cause actual results, performance or achievements to differ materially from those expressed or implied by such statements. These risks, uncertainties and factors include, but are not limited to: the Company's reliance on one key customer for a substantial percentage of its revenue; the Company's ability to consummate any proposed financing, acquisition, spin-out, special dividend, merger, distribution or transaction, including the proposed special dividend and spin-out of the Company's pay-per-view business, the timing of the consummation of any such proposed event, including the risks that a condition to the consummation of any such event would not be satisfied within the expected timeframe or at all, or that the consummation of any proposed financing, acquisition, spin-out, merger, special dividend, distribution or transaction will not occur or whether an

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits: Exhibit No. Description 99.1* Corporate Presentation. 104* Cover Page Interactive Data File (embedded within the Inline XBRL document) * Furnished herewith. 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LIVEONE, INC. Dated: March 12, 2024 By: /s/ Aaron Sullivan Name: Aaron Sullivan Title: Chief Financial Officer 2

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