NuScale Power Corp. Files 2023 Annual Report on Form 10-K
Ticker: SMR · Form: 10-K · Filed: Mar 15, 2024
Sentiment: neutral
Topics: NuScale Power, 10-K, SMR, Nuclear Energy, Annual Report
TL;DR
<b>NuScale Power Corp. has filed its annual report for the fiscal year ending December 31, 2023.</b>
AI Summary
NUSCALE POWER Corp (SMR) filed a Annual Report (10-K) with the SEC on March 15, 2024. NuScale Power Corp. filed its 2023 Form 10-K on March 15, 2024. The company's fiscal year ends on December 31st. NuScale Power Corp. was formerly known as Spring Valley Acquisition Corp. until August 28, 2020. The company is incorporated in Delaware. Its business and mailing address is 6650 SW Redwood Lane, Suite 210, Portland, OR 97224.
Why It Matters
For investors and stakeholders tracking NUSCALE POWER Corp, this filing contains several important signals. This filing provides a comprehensive overview of NuScale Power's financial performance, operational activities, and strategic outlook for the 2023 fiscal year. Investors and stakeholders can use this report to assess the company's financial health, understand its business model, and evaluate potential risks and opportunities.
Risk Assessment
Risk Level: — NUSCALE POWER Corp shows moderate risk based on this filing. The company's business is highly dependent on the successful development, commercialization, and deployment of its small modular reactor (SMR) technology, which is still in its early stages and faces significant regulatory, technical, and market adoption risks.
Analyst Insight
Monitor NuScale Power's progress in securing commercial contracts and advancing its SMR technology deployment, as these will be key drivers of future revenue and profitability.
Key Numbers
- 2023-12-31 — Fiscal Year End (The end date of the reporting period for the 10-K.)
- 2024-03-15 — Filing Date (The date the 10-K was filed with the SEC.)
- 001-39736 — SEC File Number (The SEC file number assigned to NuScale Power Corp.)
Key Players & Entities
- NuScale Power Corp. (company) — Filer of the 10-K report.
- Spring Valley Acquisition Corp. (company) — Former name of NuScale Power Corp.
- Portland, OR (location) — Location of NuScale Power's business and mailing address.
- Delaware (location) — State of incorporation for NuScale Power Corp.
FAQ
When did NUSCALE POWER Corp file this 10-K?
NUSCALE POWER Corp filed this Annual Report (10-K) with the SEC on March 15, 2024.
What is a 10-K filing?
A 10-K is a comprehensive annual financial report required by the SEC, covering audited financials, business operations, risk factors, and management discussion. This particular 10-K was filed by NUSCALE POWER Corp (SMR).
Where can I read the original 10-K filing from NUSCALE POWER Corp?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by NUSCALE POWER Corp.
What are the key takeaways from NUSCALE POWER Corp's 10-K?
NUSCALE POWER Corp filed this 10-K on March 15, 2024. Key takeaways: NuScale Power Corp. filed its 2023 Form 10-K on March 15, 2024.. The company's fiscal year ends on December 31st.. NuScale Power Corp. was formerly known as Spring Valley Acquisition Corp. until August 28, 2020..
Is NUSCALE POWER Corp a risky investment based on this filing?
Based on this 10-K, NUSCALE POWER Corp presents a moderate-risk profile. The company's business is highly dependent on the successful development, commercialization, and deployment of its small modular reactor (SMR) technology, which is still in its early stages and faces significant regulatory, technical, and market adoption risks.
What should investors do after reading NUSCALE POWER Corp's 10-K?
Monitor NuScale Power's progress in securing commercial contracts and advancing its SMR technology deployment, as these will be key drivers of future revenue and profitability. The overall sentiment from this filing is neutral.
How does NUSCALE POWER Corp compare to its industry peers?
NuScale Power operates in the advanced nuclear energy sector, focusing on the development and deployment of small modular reactors (SMRs) as a clean energy solution.
Are there regulatory concerns for NUSCALE POWER Corp?
The nuclear energy industry is subject to stringent regulations from national and international bodies, including the Nuclear Regulatory Commission (NRC) in the U.S., which govern design, construction, operation, and safety.
Risk Factors
- Development and Commercialization of SMR Technology [high — operational]: The company's success is heavily reliant on the timely and cost-effective development, regulatory approval, and commercial deployment of its innovative small modular reactor (SMR) technology.
- Market Acceptance and Adoption of Nuclear Energy [medium — market]: The company faces risks related to market acceptance of nuclear energy and SMRs, including competition from other energy sources and potential shifts in government policies or public perception.
- Regulatory Approvals and Compliance [high — regulatory]: Obtaining and maintaining necessary regulatory approvals for its SMR designs and projects in various jurisdictions is critical and subject to complex and evolving requirements.
Industry Context
NuScale Power operates in the advanced nuclear energy sector, focusing on the development and deployment of small modular reactors (SMRs) as a clean energy solution.
Regulatory Implications
The nuclear energy industry is subject to stringent regulations from national and international bodies, including the Nuclear Regulatory Commission (NRC) in the U.S., which govern design, construction, operation, and safety.
What Investors Should Do
- Analyze the detailed financial statements and management's discussion and analysis in the 10-K to understand NuScale Power's revenue streams, cost structure, and cash flow.
- Review the risk factors section to identify specific challenges and uncertainties facing the company's SMR technology and commercialization efforts.
- Track NuScale Power's progress on key projects and regulatory milestones mentioned in the filing for future updates.
Key Dates
- 2024-03-15: Filing of 2023 Form 10-K — Provides comprehensive annual financial and operational data.
Year-Over-Year Comparison
This is the initial 10-K filing for NuScale Power Corp. as a standalone public company, following its transition from a SPAC.
Filing Stats: 4,585 words · 18 min read · ~15 pages · Grade level 15.3 · Accepted 2024-03-15 17:04:41
Key Financial Figures
- $0.0001 — which registered Class A common stock, $0.0001 par value per share SMR New York Stock
- $11.50 — A common stock at an exercise price of $11.50 per share SMR.WS New York Stock Exchang
- $1.8 billion — s output of 924 MWe. Since 2007, over $1.8 billion has been invested in the development of
- $578.3 m — te cost-share awards totaling more than $578.3 million, including most recently, a cost-
- $262.7 million — nted in 2020 in which the DOE obligated $262.7 million through the 2023 fiscal year. We also b
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Risk Factors
Item 1A. Risk Factors 19
Unresolved Staff Comments
Item 1B. Unresolved Staff Comments 35
Cybersecurity
Item 1C. Cybersecurity 3 5
Properties
Item 2. Properties 36
Legal Proceedings
Item 3. Legal Proceedings 36
Mine Safety Disclosures
Item 4. Mine Safety Disclosures 37 PART II 38
Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 38
Reserved
Item 6. Reserved 38
Management's Discussion and Analysis of Financial Condition and Results of Operations
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 38
Quantitative and Qualitative Disclosures About Market Risk
Item 7A. Quantitative and Qualitative Disclosures About Market Risk 45
Financial Statements and Supplementary Data
Item 8. Financial Statements and Supplementary Data 45
Changes in and Disagreements With Accountants on Accounting and Financial Disclosures
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosures 45
Controls and Procedures
Item 9A. Controls and Procedures 45
Other Information
Item 9B. Other Information 46
Disclosure Regarding Foreign Jurisdictions That Prevent Inspections
Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections 46 PART III 47
Directors, Executive Officers and Corporate Governance
Item 10. Directors, Executive Officers and Corporate Governance 47
Executive Compensation
Item 11. Executive Compensation 47
Security Ownership of Certain Beneficial Owner and Management and Related Stockholder Matters
Item 12. Security Ownership of Certain Beneficial Owner and Management and Related Stockholder Matters 47
Certain Relationships and Related Transactions
Item 13. Certain Relationships and Related Transactions 47
Principal Accounting Fees and Services
Item 14. Principal Accounting Fees and Services 47 PART IV 48
Exhibits, Financial Statement Schedules
Item 15. Exhibits, Financial Statement Schedules 4 8
Form 10-K Summary
Item 16. Form 10-K Summary 50
Signatures
Signatures 51 Glossary The definitions and abbreviations set forth below apply to the indicated terms used throughout this filing. "CFPP LLC" refers to Carbon Free Power Project, LLC, an entity wholly owned by UAMPS. "CFPP" refers to the Carbon Free Power Project. "Class A common stock" refers to shares of Class A common stock, par value $0.0001 per share, of NuScale Power Corporation. "Class B common stock" refers to shares of Class B common stock, par value $0.0001 per share, of NuScale Power Corporation, which represents the right to one vote per share and carries no economic rights. "Combined interests" refers to the combination of shares of Class B common stock and NuScale LLC Class B units required to be exchanged for Class A common stock. "Common stock" refers collectively to shares of Class A common stock and Class B common stock. "DCRA" refers to the Development Cost Reimbursement Agreement, as amended, entered into with CFPP LLC "DOE" refers to the U.S. Department of Energy. "Exchange Act" refers to the Securities Exchange Act of 1934, as amended. "Fluor" refers to Fluor Enterprises, Inc., a California corporation, which is wholly owned by Fluor Corporation (NYSE: FLR). "GAAP" United States Generally Accepted Accounting Principles. "G&A" expenses refers to general and administrative expenses. "IPO" or "Initial Public Offering" refers to the initial public offering of Spring Valley, which closed on November 27, 2020. "Legacy NuScale Equityholders" refers to the holders of NuScale LLC Class B units "LLM Agreement" refers to the Long Lead Material Reimbursement Agreement, dated February 28, 2023, entered into between NuScale LLC and CFPP LLC "Merger" refers to the merger of Merger Sub with and into NuScale LLC, with NuScale LLC as the surviving entity. "Merger Agreement" refers to the Agreement and Plan of Merger, dated as of December 13, 2021 (as amended, modified, supplemented or waived from time to time), between Spring Valley, Mer
Business
Item 1. Business Unless the context otherwise requires, all references in this section to NuScale, the "Company," "we," "us" or "our" refer to the consolidated operations of NuScale Corp and NuScale LLC. Overview NuScale is redefining nuclear power through the development of proprietary and innovative SMR technology that will deliver safe, scalable, cost-effective and reliable carbon-free power. Our core technology, the NuScale Power Module ("NPM"), can generate 77 MWe and is premised on well-established nuclear technology principles, with a focus on the integration of components, simplification or elimination of systems and use of passive safety features. This results in a safe and highly reliable power plant suitable to be sited close to where electricity or process heat is needed. Our flagship VOYGR TM ("VOYGR") power plant is a scalable plant design that can accommodate up to 12 NPMs, resulting in a total gross output of 924 MWe. Since 2007, over $1.8 billion has been invested in the development of our technology and we have been issued 455 patents globally, with an additional 158 patent applications currently pending. In September 2020, our 12-module VOYGR-12 design (currently approved for 160 million watts of thermal power or 50 MWe per NPM) became the first and only SMR to receive an SDA from the NRC. The NRC's final rulemaking approving NuScale's design certification became effective in February 2023. The approval was a critical milestone that allows customers to move forward with plans to develop VOYGR power plants, knowing that safety aspects of the NuScale design are NRC-approved. In January 2023, the Company submitted a second SDA Application and the associated licensing topical reports to the NRC for NuScale's 6-module, 77 MWe NPM design. On July 31, 2023, the NRC formally announced that it accepted the Company's SDA Application for formal review. Once approved, customers in the United States will be able to reference the certified design and SDA