Borse Dubai amends Nasdaq stake filing

Ticker: NDAQ · Form: SC 13D/A · Filed: 2024-03-20T00:00:00.000Z

Sentiment: neutral

Topics: amendment, ownership-change, filing-update

Related Tickers: NDAQ

TL;DR

Borse Dubai updated its Nasdaq stake filing, new reporting entity involved.

AI Summary

Borse Dubai Ltd. has amended its Schedule 13D filing regarding its holdings in Nasdaq, Inc. as of March 20, 2024. The filing indicates a change in the reporting person, with Investment Corp of Dubai now listed as the filer, and Khalifa Al Daboos and Essa Kazem as individuals associated with the filing. Specific details on the number of shares or percentage of ownership are not immediately available in this excerpt.

Why It Matters

This filing indicates a change in the reporting entity for a significant stake in Nasdaq, Inc., which could signal shifts in ownership strategy or regulatory oversight.

Risk Assessment

Risk Level: medium — Changes in major shareholder filings can indicate potential shifts in control or strategy, warranting closer monitoring.

Key Players & Entities

FAQ

What is the specific change being reported in this Amendment No. 4 to the Schedule 13D filing?

The filing indicates a change in the reporting person, with Investment Corp of Dubai now listed, and associated individuals Khalifa Al Daboos and Essa Kazem. Specific details of the change in holdings are not detailed in the provided excerpt.

As of what date is this filing effective?

The filing is as of March 20, 2024, and the date of change is also March 20, 2024.

Who is the subject company of this filing?

The subject company is Nasdaq, Inc.

What is the business address of Nasdaq, Inc.?

The business address of Nasdaq, Inc. is 151 W. 42nd Street, New York, NY 10036.

What is the CUSIP number for Nasdaq, Inc. common stock?

The CUSIP number for Nasdaq, Inc. common stock is 631103108.

From the Filing

0001140361-24-014246.txt : 20240320 0001140361-24-014246.hdr.sgml : 20240320 20240320102925 ACCESSION NUMBER: 0001140361-24-014246 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 GROUP MEMBERS: INVESTMENT CORP OF DUBAI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78034 FILM NUMBER: 24766648 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Borse Dubai LTD CENTRAL INDEX KEY: 0001429059 ORGANIZATION NAME: IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LEVEL 7, PRECINCT BLDG 5, GATE DISTRICT STREET 2: PO BOX 506690, DUBAI INTL FINANCIAL CTR CITY: DUBAI STATE: C0 ZIP: 00000 BUSINESS PHONE: 971 4 305 5200 MAIL ADDRESS: STREET 1: LEVEL 7, PRECINCT BLDG 5, GATE DISTRICT STREET 2: PO BOX 506690, DUBAI INTL FINANCIAL CTR CITY: DUBAI STATE: C0 ZIP: 00000 SC 13D/A 1 ef20024661_sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nasdaq, Inc. (Name of issuer) Common Stock, $0.01 par value per share (Title of class of securities) 631103108 (CUSIP number) Khalifa Al Daboos Investment Corporation of Dubai P.O. Box 333888 Dubai, United Arab Emirates +971 4 707 1333 Essa Kazim Borse Dubai Limited P.O. Box 506690 Level 8, The Exchange Dubai International Financial Centre Dubai, United Arab Emirates +971 4 362 2210 (Name, address and telephone number of person authorized to receive notices and communications) March 19, 2024 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐ * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 631103108 1 NAMES OF REPORTING PERSONS     Investment Corporation of Dubai         2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒ (b) ☐     3 SEC USE ONLY               4 SOURCE OF FUNDS (SEE INSTRUCTIONS)     Not Applicable         5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)   ☐         6 CITIZENSHIP OR PLACE OF ORGANIZATION     Dubai, United Arab Emirates         NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER     0 (1)         8 SHARED VOTING POWER     89,34

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