Immatics N.V. Files 20-F Report for Fiscal Year Ended December 31, 2023
Ticker: IMTX · Form: 20-F · Filed: Mar 21, 2024 · CIK: 1809196
Sentiment: neutral
Topics: Immatics, 20-F, Biotechnology, Financial Report, Clinical Trials
TL;DR
<b>Immatics N.V. has submitted its 20-F annual report detailing financial performance and key operational aspects for the fiscal year 2023.</b>
AI Summary
Immatics N.V. (IMTX) filed a Foreign Annual Report (20-F) with the SEC on March 21, 2024. Immatics N.V. filed its annual report on Form 20-F for the fiscal year ending December 31, 2023. The report covers financial data for the fiscal years 2023, 2022, and 2021. Key personnel mentioned include Heather L. Mason, Paul Carter, Michael G. Atieh, Friedrich Von Bohlen Und Halbach, Peter Chambre, Eliot Forster, Christoph Hettich, and Adam Stone. Collaboration agreements with Amgen, GSK, BMS, and Genmab are referenced. The filing details various financial assets and liabilities, including those at fair value through profit or loss and at amortized cost.
Why It Matters
For investors and stakeholders tracking Immatics N.V., this filing contains several important signals. This filing provides a comprehensive overview of Immatics N.V.'s financial health and operational activities for the past fiscal year, crucial for investors to assess performance and future prospects. The inclusion of details on collaborations with major pharmaceutical companies like Amgen and BMS indicates strategic partnerships that could drive future revenue and product development.
Risk Assessment
Risk Level: medium — Immatics N.V. shows moderate risk based on this filing. The company operates in the highly competitive and regulated biotechnology sector, facing risks related to clinical trial success, regulatory approvals, and market adoption of its therapies.
Analyst Insight
Investors should review the detailed financial statements and risk factors in the 20-F to understand the company's current financial position and potential challenges.
Key Numbers
- 2023-12-31 — Fiscal Year End (Period covered by the 20-F filing)
- 2023 — Fiscal Year (Primary year for financial data)
- 2022 — Fiscal Year (Comparative year for financial data)
- 2021 — Fiscal Year (Comparative year for financial data)
Key Players & Entities
- Immatics N.V. (company) — Filer of the 20-F report
- 20-F (filing) — Form type filed by Immatics N.V.
- Amgen (company) — Collaboration partner
- GSK (company) — Collaboration partner
- BMS (company) — Collaboration partner
- Genmab (company) — Collaboration partner
- Heather L. Mason (person) — Key personnel mentioned
- Paul Carter (person) — Key personnel mentioned
FAQ
When did Immatics N.V. file this 20-F?
Immatics N.V. filed this Foreign Annual Report (20-F) with the SEC on March 21, 2024.
What is a 20-F filing?
A 20-F is a annual report for foreign private issuers, equivalent to a 10-K but following international reporting standards. This particular 20-F was filed by Immatics N.V. (IMTX).
Where can I read the original 20-F filing from Immatics N.V.?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by Immatics N.V..
What are the key takeaways from Immatics N.V.'s 20-F?
Immatics N.V. filed this 20-F on March 21, 2024. Key takeaways: Immatics N.V. filed its annual report on Form 20-F for the fiscal year ending December 31, 2023.. The report covers financial data for the fiscal years 2023, 2022, and 2021.. Key personnel mentioned include Heather L. Mason, Paul Carter, Michael G. Atieh, Friedrich Von Bohlen Und Halbach, Peter Chambre, Eliot Forster, Christoph Hettich, and Adam Stone..
Is Immatics N.V. a risky investment based on this filing?
Based on this 20-F, Immatics N.V. presents a moderate-risk profile. The company operates in the highly competitive and regulated biotechnology sector, facing risks related to clinical trial success, regulatory approvals, and market adoption of its therapies.
What should investors do after reading Immatics N.V.'s 20-F?
Investors should review the detailed financial statements and risk factors in the 20-F to understand the company's current financial position and potential challenges. The overall sentiment from this filing is neutral.
Risk Factors
- Regulatory Risks [high — regulatory]: The company is subject to extensive regulation by health authorities, which can impact product development, approval timelines, and market access.
- Market Competition [high — market]: The biotechnology market is highly competitive, with numerous companies developing similar therapies, posing a risk to market share and pricing.
- Funding and Liquidity [medium — financial]: As a clinical-stage biotechnology company, Immatics N.V. requires significant capital for research and development, and may face challenges in securing future funding.
- Clinical Trial Risks [high — operational]: The success of Immatics N.V.'s product candidates depends on the outcomes of clinical trials, which are inherently uncertain and can fail at various stages.
Filing Stats: 4,362 words · 17 min read · ~15 pages · Grade level 13.9 · Accepted 2024-03-21 07:23:34
Filing Documents
- d804832d20f.htm (20-F) — 3689KB
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IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS
ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS 1 A. Directors and Senior Management 1 B. Advisers 1 C. Auditors 1
OFFER STATISTICS AND EXPECTED TIMETABLE
ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE 1 A. Offer Statistics 1 B. Method and Expected Timetable 1
KEY INFORMATION
ITEM 3. KEY INFORMATION 1 A. [Reserved] 1 B. Capitalization and Indebtedness 1 C. Reasons for the Offer and Use of Proceeds 1 D. Risk Factors 1
INFORMATION ON THE COMPANY
ITEM 4. INFORMATION ON THE COMPANY 60 A. History and Development of the Company 60 B. Business Overview 60 C. Organizational Structure 105 D. Property, Plant and Equipment 105
UNRESOLVED STAFF COMMENTS
ITEM 4A. UNRESOLVED STAFF COMMENTS 106
OPERATING AND FINANCIAL REVIEW AND PROSPECTS
ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 106 A. Operating Results 106 B. Liquidity and Capital Resources 114 C. Research and Development, Patents and Licenses, etc. 117 D. Trend Information 117 E. Critical Accounting Estimates 118
DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES
ITEM 6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES 120 A. Directors and Senior Management 120 B. Compensation 125 C. Board Practices 131 D. Employees 133 E. Share Ownership 133 F. Disclosure of a Registrant's Action to Recover Erroneously Awarded Compensation 133
MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS
ITEM 7. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS 134 A. Major Shareholders 134 B. Related Party Transactions 136 C. Interests of Experts and Counsel 137
FINANCIAL INFORMATION
ITEM 8. FINANCIAL INFORMATION 137 A. Consolidated Statements and Other Financial Information 137 B. Significant Changes 138
THE OFFER AND LISTING
ITEM 9. THE OFFER AND LISTING 138 A. Offering and Listing Details 138 B. Plan of Distribution 138 C. Markets 138 D. Selling Shareholders 138 E. Dilution 138 F. Expenses of the Issue 138
ADDITIONAL INFORMATION
ITEM 10. ADDITIONAL INFORMATION 138 A. Share Capital 138 B. Memorandum and Articles of Association 138 C. Material Contracts 138 i Table of Contents Page D. Exchange Controls 139 E. Taxation 139 F. Dividends and Paying Agents 160 G. Statement by Experts 160 H. Documents on Display 160 I. Subsidiary Information 160 J. Annual Report to Security Holders 160
QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
ITEM 11. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK 160
DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES
ITEM 12. DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES 162 A. Debt Securities 162 B. Warrants and Rights 162 C. Other Securities 162 D. American Depositary Shares 162
DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES
ITEM 13. DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES 163 A. Defaults 163 B. Arrears and Delinquencies 163
MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY HOLDERS AND USE OF PROCEEDS
ITEM 14. MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY HOLDERS AND USE OF PROCEEDS 163
CONTROLS AND PROCEDURES
ITEM 15. CONTROLS AND PROCEDURES 163 A. Disclosure Controls and Procedures 163 B. Management's Annual Report on Internal Control over Financial Reporting 163 C. Attestation Report of the Registered Public Accounting Firm 164 D. Changes in Internal Control Over Financial Reporting 164
[Reserved]
ITEM 16. [Reserved] 164
AUDIT COMMITTEE FINANCIAL EXPERTS
ITEM 16A. AUDIT COMMITTEE FINANCIAL EXPERTS 164
CODE OF ETHICS
ITEM 16B. CODE OF ETHICS 164
PRINCIPAL ACCOUNTANT FEES AND SERVICES
ITEM 16C. PRINCIPAL ACCOUNTANT FEES AND SERVICES 165
EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDIT COMMITTEES
ITEM 16D. EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDIT COMMITTEES 165
PURCHASES OF EQUITY SECURITIES BY THE ISSUER AND AFFILIATED PURCHASERS
ITEM 16E. PURCHASES OF EQUITY SECURITIES BY THE ISSUER AND AFFILIATED PURCHASERS 165
CHANGE IN REGISTRANT'S CERTIFYING ACCOUNTANT
ITEM 16F. CHANGE IN REGISTRANT'S CERTIFYING ACCOUNTANT 165
CORPORATE GOVERNANCE
ITEM 16G. CORPORATE GOVERNANCE 165
MINE SAFETY DISCLOSURE
ITEM 16H. MINE SAFETY DISCLOSURE 166
DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
ITEM 16I. DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS 166
INSIDER TRADING POLICIES
ITEM 16J. INSIDER TRADING POLICIES 166
CYBER SECURITY
ITEM 16K. CYBER SECURITY 167
FINANCIAL STATEMENTS
ITEM 17. FINANCIAL STATEMENTS 168
FINANCIAL STATEMENTS
ITEM 18. FINANCIAL STATEMENTS 168
EXHIBITS
ITEM 19. EXHIBITS 168 ii Table of Contents PRESENTATION OF FINANCIAL AND OTHER INFORMATION Unless otherwise stated or the context otherwise indicates, (i) references to the "company", "we", "our" or "us" refer to Immatics N.V., together with its subsidiaries, including Immatics Biotechnologies GmbH; (ii) references to "Immatics" refer solely to Immatics N.V.; and (iii) references to "Immatics OpCo" refer solely to Immatics Biotechnologies GmbH. Immatics N.V. is a Dutch public limited liability company ( naamloze vennootschap ) incorporated on March 10, 2020 and the holding company of Immatics Biotechnologies GmbH, a German biopharmaceutical company incorporated in 2000 focused on the development of T cell receptor-based immunotherapies for the treatment of cancer. Immatics Biotechnologies GmbH holds all material assets and conducts all business activities and operations of Immatics N.V. Trademarks, Service Marks The Immatics logo , Immatics , XPRESIDENT , ACTengine , ACTallo , ACTolog , XCEPTOR , TCER , AbsQuant , IMADetect and other trademarks or service marks of Immatics appearing in this filing ("Annual Report") are the property of the company. Solely for convenience, some of the trademarks, service marks, logos and trade names referred to in this Annual Report are presented without the and TM symbols, but such references are not intended to indicate, in any way, that we will not assert, to the fullest extent under applicable law, our rights or the rights of the applicable licensors to these trademarks, service marks and trade names. This Annual Report contains additional trademarks, service marks and trade names of others. All trademarks, service marks and trade names appearing in this Annual Report are, to our knowledge, the property of their respective owners. We do not intend our use or display of other companies' trademarks, service marks, copyrights or trade names to imply a relationship with, or endorsement or sponsorship of us by, any other