Viessmann Group Renames Subsidiary in Carrier Global Filing

TL;DR

Viessmann Group is renaming a subsidiary involved in their Carrier Global stake. No change in control reported yet.

AI Summary

Viessmann Group GmbH & Co. KG, through its subsidiaries including JOHANNA 391 VERMOGENSVERWALTUNGS GMBH, has filed an amendment (No. 1) to its Schedule 13D on March 22, 2024, regarding its holdings in Carrier Global Corporation. The filing indicates a change in the group members, with JOHANNA 391 VERMOGENSVERWALTUNGS GMBH set to be renamed VIESSMANN TRAEGER HOLDCO GMBH.

Why It Matters

This filing signals a potential restructuring or rebranding within the Viessmann Group's holding structure related to their investment in Carrier Global, which could impact future strategic decisions or reporting.

Risk Assessment

Risk Level: medium — Changes in corporate structure and subsidiary names can sometimes precede significant strategic shifts or divestitures, warranting close monitoring.

Key Players & Entities

• Viessmann Group GmbH & Co. KG (company) — Filing entity
• Carrier Global Corporation (company) — Subject company
• JOHANNA 391 VERMOGENSVERWALTUNGS GMBH (company) — Subsidiary being renamed
• VIESSMANN TRAEGER HOLDCO GMBH (company) — New name for subsidiary
• MAXIMILIAN VIESSMANN (person) — Group member
• VIESSMANN BETEILIGUNGS AG (company) — Group member
• VIESSMANN KOMPLEMENTAR B.V. (company) — Group member

FAQ

From the Filing

0000950103-24-004150.txt : 20240322 0000950103-24-004150.hdr.sgml : 20240322 20240322062401 ACCESSION NUMBER: 0000950103-24-004150 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 GROUP MEMBERS: JOHANNA 391 VERMOGENSVERWALTUNGS GMBH (TO BE RENAMED VIESSMANN TRAEGER HOLDCO GMBH) GROUP MEMBERS: MAXIMILIAN VIESSMANN GROUP MEMBERS: VIESSMANN BETEILIGUNGS AG GROUP MEMBERS: VIESSMANN KOMPLEMENTAR B.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-91500 FILM NUMBER: 24773041 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Viessmann Group GmbH & Co. KG CENTRAL INDEX KEY: 0002004244 ORGANIZATION NAME: IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BIRKENREID 1 CITY: BATTENBERG STATE: 2M ZIP: 35088 BUSINESS PHONE: 49 (0) 645 2929 6000 MAIL ADDRESS: STREET 1: BIRKENREID 1 CITY: BATTENBERG STATE: 2M ZIP: 35088 SC 13D/A 1 dp208700_sc13da-a1.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Carrier Global Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 14448C104 (CUSIP Number) Viessmann Group GmbH & Co. KG Im Birkenried 1 35088 Battenberg Germany +49 (0) 6452 9296 000 With a copy to: Leo Borchardt Davis Polk & Wardwell London LLP 5 Aldermanbury Square London NW5 3LH United Kingdom Telephone: +44 20 7418 1334 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 21, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ☐ Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“ Act ”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 14448C104 1 Name of Reporting Person Viessmann Group GmbH & Co. KG 2 Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ 3 SEC Use Only 4 Source of Funds OO 5 Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ 6 Citizenship or Place of Organization Germany NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 Sole Voting Power 0 8 Shared Voting Power 58,608,959 (See item 5) 9 Sole Dispositive Power 0 10 Shared Dispositive Power 58,608,959 (See item 5) 11 Aggregate Amount Beneficially Owned by Each Reporting Person