SPDR Gold Trust Files 8-K on Officer/Director Changes
Ticker: GLD · Form: 8-K · Filed: Apr 1, 2024 · CIK: 1222333
Sentiment: neutral
Topics: corporate-governance, officer-changes, director-changes
Related Tickers: GLD
TL;DR
SPDR Gold Trust 8-K: Leadership changes reported as of March 29, 2024.
AI Summary
SPDR Gold Trust filed an 8-K on April 1, 2024, reporting events as of March 29, 2024. The filing pertains to the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Specific details regarding these changes were not elaborated upon in the provided text, but the filing indicates a corporate governance update for the trust.
Why It Matters
This filing signals potential shifts in the leadership and governance structure of the SPDR Gold Trust, which could impact its operations and investor relations.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure and does not indicate any immediate financial distress or significant operational risk.
Key Players & Entities
- SPDR Gold Trust (company) — Registrant
- World Gold Trust Services, LLC (company) — Sponsor
- March 29, 2024 (date) — Date of earliest event reported
- April 1, 2024 (date) — Date of Report
FAQ
What specific changes occurred regarding directors or officers of SPDR Gold Trust?
The filing indicates the departure of directors or certain officers, election of directors, and appointment of certain officers, as well as changes to compensatory arrangements, but the specific names and details are not provided in the excerpt.
When was the earliest event reported in this 8-K filing?
The earliest event reported was as of March 29, 2024.
What is the Commission File Number for SPDR Gold Trust?
The Commission File Number for SPDR Gold Trust is 001-32356.
Who is the sponsor of SPDR Gold Trust?
The sponsor of SPDR Gold Trust is World Gold Trust Services, LLC.
What is the IRS Employer Identification Number for SPDR Gold Trust?
The IRS Employer Identification Number for SPDR Gold Trust is 81-6124035.
Filing Stats: 510 words · 2 min read · ~2 pages · Grade level 12.5 · Accepted 2024-04-01 09:29:37
Filing Documents
- gld20240318_8k.htm (8-K) — 24KB
- 0001437749-24-010190.txt ( ) — 152KB
- gld-20240329.xsd (EX-101.SCH) — 3KB
- gld-20240329_def.xml (EX-101.DEF) — 11KB
- gld-20240329_lab.xml (EX-101.LAB) — 15KB
- gld-20240329_pre.xml (EX-101.PRE) — 11KB
- gld20240318_8k_htm.xml (XML) — 3KB
From the Filing
gld20240318_8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2024 SPDR GOLD TRUST SPONSORED BY WORLD GOLD TRUST SERVICES, LLC (Exact name of registrant as specified in its charter) New York 001-32356 81-6124035 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) c/o World Gold Trust Services, LLC 685 Third Avenue , Suite 2702 New York , New York 10017 (Address of principal executive offices; zip code) Registrant's telephone number, including area code: ( 212 ) 317-3800 (Former name or former address, if changed since last report): Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name Name of each exchange on which registered SPDR Gold Trust GLD NYSE Arca, Inc. Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Effective March 29, 2024, James Lam will no longer serve as a member of the audit committee and board of directors of World Gold Trust Services, LLC (the "Sponsor"), the sponsor of the SPDR Gold Trust (the "Trust"). Mr. Lam's departure does not arise from any disagreement on any matter relating to the operations, policies or practices of the Trust. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: April 1, 2024 SPDR GOLD TRUST (Registrant)* By: World Gold Trust Services, LLC as the Sponsor of the Registrant By: /s/ Joseph R. Cavatoni Name: Joseph R. Cavatoni Title: Principal Executive Officer * As the Registrant is a trust, this report is being filed on behalf of the Registrant by World Gold Trust Services, LLC, only in its capacity as the sponsor of the Registrant. The identified person signing this report is signing in his capacity as an authorized officer of World Gold Trust Services, LLC.