SC 13G: A-Mark Precious Metals, Inc.

AI Summary

SC 13G filing by A-Mark Precious Metals, Inc..

Risk Assessment

Risk Level: low

Filing Documents

• amark_13g.htm (SC 13G) — 107KB
• ex_1.htm (EX-1) — 12KB
• ex_2.htm (EX-2) — 2KB
• 0001019056-24-000138.txt ( ) — 123KB

If

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J). CUSIP No. 00181T107 13G Page 7 of 9 Pages

Ownership

Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. The Information required by Items 4(a) - (c) is set forth in Rows 5-11 of the cover page for each Reporting Person hereto and is incorporated by reference for each Reporting Person. The percentage ownership of the Reporting Persons is based on the 22,854,540 outstanding shares of Common Stock of the Issuer, as disclosed on the Issuer's Quarterly Report on Form 10-Q, for the period ending December 31, 2023, and the information reported on is current as of February 2, 2024.

Ownership of Five Percent

Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o .

Ownership of More Than

Item 6 Ownership of More Than Five Percent on Behalf of Another Person. Not applicable.

Identification and Classification

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. CUSIP No. 00181T107 13G Page 8 of 9 Pages

Identification and Classification

Item 8. Identification and Classification of Members of the Group. See Exhibit 2.

Notice of Dissolution

Item 9. Notice of Dissolution of Group. Not applicable.

Certification

Item 10. Certification The following certification shall be included if the statement is filed pursuant to §240.13d-1(b) with respect to Praetorian PR LLC: (a) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. x The following certification shall be included if the statement is filed pursuant to §240.13d-1(b) with respect to Praetorian Capital Fund LLC: (b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. x The following certification shall be included if the statement is filed pursuant to §240.13d-1(c) with respect to Harris Kupperman: (c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. x The following certification shall be included if the statement is filed pursuant to §240.13d-1(b) with respect to Mongolia (Barbados) Corp: (d) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the

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