Sow Good Inc. Reports Director Changes and Ethics Amendments
Ticker: SOWG · Form: 8-K · Filed: Apr 15, 2024 · CIK: 1490161
Sentiment: neutral
Topics: corporate-governance, officer-appointment, ethics
TL;DR
Sow Good Inc. shook up its board and updated its ethics rules.
AI Summary
Sow Good Inc. filed an 8-K on April 15, 2024, reporting on April 11, 2024, regarding the departure of directors, election of new directors, appointment of officers, and amendments to its code of ethics. The filing also includes financial statements and exhibits.
Why It Matters
Changes in board composition and executive appointments can signal shifts in company strategy or governance, while amendments to the code of ethics reflect updated compliance standards.
Risk Assessment
Risk Level: medium — Changes in directorship and officer appointments, along with potential implications from financial statements, introduce a moderate level of uncertainty.
Key Numbers
- 000-53952 — SEC File Number (Identifies the company's filings with the SEC.)
- 27-2345075 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- Sow Good Inc. (company) — Registrant
- Black Ridge Oil & Gas, Inc. (company) — Former Company Name
- ante5, Inc. (company) — Former Company Name
- Delaware (jurisdiction) — State of Incorporation
- Irving, TX (location) — Principal Executive Offices
FAQ
What specific changes were made to the board of directors?
The filing indicates the departure of directors and the election of new directors, but the specific names and number of individuals involved are detailed within the full report.
Who were the officers appointed or whose compensation arrangements were affected?
The filing mentions the appointment of certain officers and changes to compensatory arrangements, with specific details expected in the full document.
What are the key amendments to Sow Good Inc.'s Code of Ethics?
The 8-K states that there were amendments to the Registrant's Code of Ethics, or waiver of a provision, with the specifics to be found in the accompanying exhibits.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on April 11, 2024.
What is the primary business of Sow Good Inc. according to its SIC code?
Sow Good Inc.'s Standard Industrial Classification (SIC) code is 2000, which corresponds to FOOD & KINDRED PRODUCTS.
Filing Stats: 1,025 words · 4 min read · ~3 pages · Grade level 11.8 · Accepted 2024-04-15 17:22:48
Key Financial Figures
- $225,000 — ent to receive an annual base salary of $225,000. Additionally, the Employment Agreement
Filing Documents
- sowg-20240411.htm (8-K) — 56KB
- sowg-ex10_1.htm (EX-10.1) — 193KB
- sowg-ex14_1.htm (EX-14.1) — 67KB
- 0000950170-24-044509.txt ( ) — 470KB
- sowg-20240411.xsd (EX-101.SCH) — 25KB
- sowg-20240411_htm.xml (XML) — 4KB
05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. On April 11, 2024, the Board approved and adopted a Code of Business Conduct and Ethics (the "Code"). The Code sets forth Sow Good's business and personal ethical and compliance conduct expectations for all employees, officers and directors, employees, and agents of Sow Good. The Code was recommended for adoption as part of its ordinary course recurring review of the Company's governance policies. The Code will be deemed effective simultaneously with the date of effectiveness of the Company's Registration Statement on Form S-1. The Code is designed to deter wrongdoing and to promote honest and ethical conduct, full, fair, accurate, timely and understandable disclosure in the Company's public communications, compliance with applicable laws, rules and regulations, protection of the Company's assets, prompt internal reporting of Code violations and accountability for adherence to the Code. The Code will be available on Sow Good's websites at www.thisissowgood.com and www.sowginc.com at the time of effectiveness. Information contained on or accessible through such website is not a part of this Current Report on Form 8-K, and the inclusion of the website address in this Current Report on Form 8-K is an inactive textual reference only. Sow Good intends to disclose any amendments to the Code of Business Conduct and Ethics, or any waivers of its requirements, on its website to the extent required by applicable rules and exchange requirements. The summary description of the Code contained in this Current Report on Form 8-K is not intended to be exhaustive and is qualified in its entirety by reference to the full text of the Code, as amended, which is attached as Exhibit 14.1 to this Current Report on Form 8-K and incorporated herein by reference.
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Item 9.01. Financial Statement and Exhibits. (d) Exhibits Exhibit No. Description 10.1 Employment Agreement of Brendon Fischer 14.1 Code of Business Conduct and Ethics 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SOW GOOD INC. By: /s/ Claudia Goldfarb Claudia Goldfarb Chief Executive Officer Date: April 15, 2024