Carrier Global Corp Files 8-K on Shareholder Votes and Debt

Ticker: CARR · Form: 8-K · Filed: 2024-04-19T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, debt-maturity, financial-statements

TL;DR

Carrier Global's 8-K shows shareholder votes and debt maturing in 2025, 2028, and 2032.

AI Summary

Carrier Global Corporation filed an 8-K on April 18, 2024, reporting on the submission of matters to a vote of security holders and financial statements. The filing also lists various debt instruments, including "A4.375 Notes Due 2025", "A4.125 Notes Due 2028", and "A4.500 Notes Due 2032", all with a maturity date of April 18, 2024, indicating potential refinancing or maturity events.

Why It Matters

This filing indicates potential upcoming shareholder votes and highlights the maturity or refinancing of significant debt instruments, which could impact the company's financial structure and future borrowing costs.

Risk Assessment

Risk Level: medium — The filing pertains to corporate governance and debt maturity, which can carry medium-term financial and operational risks.

Key Numbers

Key Players & Entities

FAQ

What specific matters are being submitted to a vote of security holders?

The filing indicates 'Submission of Matters to a Vote of Security Holders' as an item, but the specific details of these matters are not provided in the excerpt.

What is the significance of the listed debt instruments maturing on April 18, 2024?

The filing lists 'A4.375 Notes Due 2025', 'A4.125 Notes Due 2028', and 'A4.500 Notes Due 2032' with a date of April 18, 2024, suggesting these are the maturity dates for these specific debt issuances.

What is the principal business of Carrier Global Corporation?

Carrier Global Corporation is in the business of 'AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP', as indicated by its Standard Industrial Classification code [3585].

When was Carrier Global Corporation incorporated and where is its principal executive office?

Carrier Global Corporation was incorporated in Delaware and its principal executive offices are located at 13995 Pasteur Boulevard, Palm Beach Gardens, Florida 33418.

What is the SEC file number for Carrier Global Corporation?

The SEC file number for Carrier Global Corporation is 001-39220.

From the Filing

0001783180-24-000035.txt : 20240419 0001783180-24-000035.hdr.sgml : 20240419 20240419162736 ACCESSION NUMBER: 0001783180-24-000035 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240418 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240419 DATE AS OF CHANGE: 20240419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 24858128 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 8-K 1 carr-20240418.htm 8-K carr-20240418 FALSE 0001783180 0001783180 2024-04-18 2024-04-18 0001783180 us-gaap:CommonStockMember 2024-04-18 2024-04-18 0001783180 carr:A4.375NotesDue2025Member 2024-04-18 2024-04-18 0001783180 carr:A4.125NotesDue2028Member 2024-04-18 2024-04-18 0001783180 carr:A4.500NotesDue2032Member 2024-04-18 2024-04-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 CARRIER GLOBAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39220 83-4051582 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 13995 Pasteur Boulevard Palm Beach Gardens Florida 33418 (Address of principal executive offices, including zip code) (561) 365-2000 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock ($0.01 par value) CARR New York Stock Exchange 4.375% Notes due 2025 CARR25 New York Stock Exchange 4.125% Notes due 2028 CARR28 New York Stock Exchange 4.500% Notes due 2032 CARR32 New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Section 5 - Corporate Governance and Management Item 5.07 Submission of Matters to a Vote of Security Holders. Carrier Global Corporation (the “Company”) held its 2024 Annual Meeting of Shareowners on April 18, 2024. As of February 27, 2024, the record date for the meeting, 900,102,917 shares of the Company’s common stock were issued

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