LiveOne, Inc. Files Amendment to Quarterly Report
Ticker: LVO · Form: 10-Q/A · Filed: Apr 30, 2024 · CIK: 1491419
Sentiment: neutral
Topics: 10-Q/A, LiveOne, LVO, SEC Filing, Quarterly Report
TL;DR
<b>LiveOne, Inc. has filed an amendment to its Q3 2023 10-Q report.</b>
AI Summary
LiveOne, Inc. (LVO) filed a Amended Quarterly Report (10-Q/A) with the SEC on April 30, 2024. LiveOne, Inc. filed an amendment (No. 1) to its Form 10-Q for the quarterly period ended December 31, 2023. The filing was submitted on April 30, 2024. The company is incorporated in Delaware and its fiscal year ends on March 31. LiveOne, Inc. is registered under the ticker symbol LVO on The NASDAQ Capital Market. The company has submitted all required reports for the preceding 12 months and has been subject to filing requirements for the past 90 days.
Why It Matters
For investors and stakeholders tracking LiveOne, Inc., this filing contains several important signals. This amendment indicates a procedural update or correction to the previously filed quarterly report, suggesting ongoing compliance and reporting diligence. The filing confirms LiveOne's status as a smaller reporting company and non-accelerated filer, providing context for its regulatory disclosure requirements.
Risk Assessment
Risk Level: low — LiveOne, Inc. shows low risk based on this filing. The risk is low as this is a routine amendment to a quarterly filing, indicating standard operational procedures rather than significant new risks.
Analyst Insight
Monitor future filings for any substantive changes or disclosures that may arise from this amendment.
Key Numbers
- 001-38249 — Commission File Number (LiveOne, Inc.)
- 98-0657263 — IRS Number (LiveOne, Inc.)
- 0331 — Fiscal Year End (LiveOne, Inc.)
Key Players & Entities
- LiveOne, Inc. (company) — Registrant
- LVO (company) — Trading Symbol
- The NASDAQ Capital Market (company) — Exchange
- Delaware (company) — State of Incorporation
- 2023-12-31 (date) — Quarterly period ended
- 2024-04-30 (date) — Filing date
FAQ
When did LiveOne, Inc. file this 10-Q/A?
LiveOne, Inc. filed this Amended Quarterly Report (10-Q/A) with the SEC on April 30, 2024.
What is a 10-Q/A filing?
A 10-Q/A is a amendment to a previously filed quarterly report. This particular 10-Q/A was filed by LiveOne, Inc. (LVO).
Where can I read the original 10-Q/A filing from LiveOne, Inc.?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by LiveOne, Inc..
What are the key takeaways from LiveOne, Inc.'s 10-Q/A?
LiveOne, Inc. filed this 10-Q/A on April 30, 2024. Key takeaways: LiveOne, Inc. filed an amendment (No. 1) to its Form 10-Q for the quarterly period ended December 31, 2023.. The filing was submitted on April 30, 2024.. The company is incorporated in Delaware and its fiscal year ends on March 31..
Is LiveOne, Inc. a risky investment based on this filing?
Based on this 10-Q/A, LiveOne, Inc. presents a relatively low-risk profile. The risk is low as this is a routine amendment to a quarterly filing, indicating standard operational procedures rather than significant new risks.
What should investors do after reading LiveOne, Inc.'s 10-Q/A?
Monitor future filings for any substantive changes or disclosures that may arise from this amendment. The overall sentiment from this filing is neutral.
How does LiveOne, Inc. compare to its industry peers?
LiveOne, Inc. operates in the digital media and entertainment sector, focusing on streaming and content creation.
Are there regulatory concerns for LiveOne, Inc.?
The company is subject to standard SEC reporting requirements for publicly traded companies, including quarterly and annual filings.
Industry Context
LiveOne, Inc. operates in the digital media and entertainment sector, focusing on streaming and content creation.
Regulatory Implications
The company is subject to standard SEC reporting requirements for publicly traded companies, including quarterly and annual filings.
What Investors Should Do
- Review the full amendment for any specific changes or clarifications made to the original 10-Q filing.
- Monitor LiveOne's subsequent filings for any material updates or strategic shifts.
- Track LVO's stock performance in relation to its SEC reporting compliance.
Key Dates
- 2023-12-31: Quarterly period ended — Reporting period for the 10-Q/A filing.
- 2024-04-30: Filing Date — Date the amendment was filed with the SEC.
Year-Over-Year Comparison
This filing is an amendment to the previous 10-Q for the period ending December 31, 2023, indicating a procedural update rather than a new reporting cycle.
Filing Stats: 873 words · 3 min read · ~3 pages · Grade level 10.7 · Accepted 2024-04-30 16:05:13
Key Financial Figures
- $0.001 — nge on which registered Common stock, $0.001 par value per share LVO The NASDAQ Capi
Filing Documents
- ea0205020-10qa1_liveone.htm (10-Q/A) — 33KB
- ea020502001ex31-1_liveone.htm (EX-31.1) — 4KB
- ea020502001ex31-2_liveone.htm (EX-31.2) — 4KB
- 0001213900-24-037815.txt ( ) — 221KB
- lvo-20231231.xsd (EX-101.SCH) — 3KB
- lvo-20231231_def.xml (EX-101.DEF) — 14KB
- lvo-20231231_lab.xml (EX-101.LAB) — 27KB
- lvo-20231231_pre.xml (EX-101.PRE) — 14KB
- ea0205020-10qa1_liveone_htm.xml (XML) — 5KB
Exhibits
Item 6. Exhibits. A list of exhibits to this Amendment No. 1 is set forth below. Exhibit Number Description 31.1* Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act. 31.2* Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act. 101.INS** Inline XBRL Instance Document 101.SCH* Inline XBRL Taxonomy Extension Schema Document 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) * Filed herewith. ** The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document. 1
SIGNATURES
SIGNATURES Pursuant to the requirements of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LIVEONE, INC. Date: April 30, 2024 By: /s/ Robert S. Ellin Name: Robert S. Ellin Title: Chief Executive Officer and Chairman (Principal Executive Officer) Date: April 30, 2024 By: /s/ Aaron Sullivan Name: Aaron Sullivan Title: Chief Financial Officer and Executive Vice President (Principal Financial Officer and Principal Accounting Officer) 2