Robinhood Markets Files 8-K for Other Events

TL;DR

Robinhood filed an 8-K for 'Other Events' on May 4th. No major news, just a routine update.

AI Summary

Robinhood Markets, Inc. filed an 8-K on May 6, 2024, reporting an event that occurred on May 4, 2024. The filing pertains to 'Other Events' and does not specify any material agreements, asset acquisitions, or executive changes. The report confirms Robinhood's principal executive offices are located at 85 Willow Road, Menlo Park, CA 94025.

Why It Matters

This filing indicates a routine update or event disclosure by Robinhood Markets, Inc. to the SEC, requiring no immediate investor action but maintaining transparency.

Risk Assessment

Risk Level: low — The filing is a standard 8-K for 'Other Events' and does not disclose any significant financial or operational changes that would inherently increase risk.

Key Players & Entities

• Robinhood Markets, Inc. (company) — Registrant
• May 4, 2024 (date) — Earliest event reported
• May 6, 2024 (date) — Date of report
• 85 Willow Road, Menlo Park, CA 94025 (location) — Principal executive offices

FAQ

From the Filing

0001783879-24-000138.txt : 20240506 0001783879-24-000138.hdr.sgml : 20240506 20240506083031 ACCESSION NUMBER: 0001783879-24-000138 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20240504 ITEM INFORMATION: Other Events FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 24915814 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 8-K 1 hood-20240504.htm 8-K hood-20240504 0001783879 FALSE 0001783879 2023-08-02 2023-08-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2024 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter)           Delaware   001-40691   46-4364776           (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)           85 Willow Road Menlo Park , CA 94025 (Address of principal executive offices) (Zip Code) ( 844 ) 428-5411 (Registrant’s telephone number, including area code) not applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)       ☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)       ☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))       ☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, $0.0001 par value per share HOOD The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).           Emerging growth company   ☐       If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐ Item 8.01    Other Events. As previously disclosed, Robinhood Crypto, LLC (“RHC”) has received investigative subpoenas from the Securities and Exchange Commission (“SEC”) regarding, among other topics, RHC’s cryptocurrency listings, custody of cryptocurrencies, and platform operations (the “RHC Activities”). RHC has cooperated with this investigation. On May 4, 2024, RHC received a “Wells Notice” from the Staff of the SEC (the “Staff”) stating that the Staff has advised RHC that it made a “preliminary determination” to recommend that the SEC file an enforceme